FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20180612E00223
1. Date of relevant event: 07/06/2018
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01548
4. Name of listed corporation: Genscript Biotech Corporation 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 1,758,085,795
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Wang
(Other names) Luquan
10. Name of director (Chinese): 王鲁泉 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1211The number of shares in which you are interested has reduced because:
you have ceased to be a member of a concert party group or a member of the concert party group has disposed of some of the shares
 
2401A concert party to an agreement to buy shares described in s.317(1)(a)
 
 
15,000,000  HKD      26.5000 
3101Cash
 
Short position 
1503You ceased to have a short position in the shares or the number of shares in which you have a short position decreased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2401A concert party to an agreement to buy shares described in s.317(1)(a)
 
 
15,000,000           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,010,955,56157.50
Short position90,000,0005.11
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position995,955,56156.64
Short position75,000,0004.26
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position887,402,024
Short position75,000,000
2101Beneficial owner
Long position3,216,640
2401A concert party to an agreement to buy shares described in s.317(1)(a)
Long position995,955,561
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
10/02/201331/07/2019USD1.00USD0.103  3,216,640
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Genscript CorporationSuite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAZhang Fangliang28.83Y
Long position887,402,024
Short position75,000,000
Genscript CorporationSuite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAWang Luquan23.68Y
Long position887,402,024
Short position75,000,000
Genscript CorporationSuite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAWang Ye6.02Y
Long position887,402,024
Short position75,000,000
Genscript CorporationSuite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAZhang Fangliang12.04Y
Long position887,402,024
Short position75,000,000
Genscript CorporationSuite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAWang Ye6.02Y
Long position887,402,024
Short position75,000,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
Zhang FangliangAddresses of individuals are not displayed.0
Wang YeAddresses of individuals are not displayed.105,336,897
Total number of shares in which a director is interested under sections 317 and 318995,955,561
 
34. Supplementary information: A controlling shareholder released her obligation to place 15,000,000 of the Company's ordinary shares on 7 June 2018 pursuant to a placing agreement dated 5 June 2018.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 1
A0000000000000128633.pdf
Date of filing this Form 3A: 12/06/2018
(dd/mm/yyyy)