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Form Serial Number: |
DA20180706E00297
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1.
Date of relevant event: |
03/07/2018 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00027 |
4.
Name of listed corporation: |
Galaxy Entertainment Group Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
4,319,320,231 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
LUI |
(Other names) |
Yiu Tung, Francis |
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10.
Name of director (Chinese): |
呂耀東 |
11.
Chinese Character Code as printed on HKID Card: |
071250692639 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1303 | There has been a change in nature of your interest in the shares because: you have exercised rights to the shares under equity derivatives | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
171,916,021 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,803,116,709 | 41.75 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,803,116,709 | 41.75 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2201 | Interest of corporation controlled by you |
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2501 | Other (you must describe the capacity in the Supplementary Information box) |
| Long position | 1,362,225,231 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 17/01/2014 | 16/01/2019 | HKD | 1.00 | HKD | 32.500 | | | 550,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 17/01/2015 | 16/01/2019 | HKD | 1.00 | HKD | 32.500 | | | 550,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 17/01/2016 | 16/01/2019 | HKD | 1.00 | HKD | 32.500 | | | 550,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 24/12/2016 | 23/12/2021 | HKD | 1.00 | HKD | 24.800 | | | 637,333 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 24/12/2017 | 23/12/2021 | HKD | 1.00 | HKD | 24.800 | | | 637,333 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 24/12/2018 | 23/12/2021 | HKD | 1.00 | HKD | 24.800 | | | 637,334 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 12/03/2018 | 11/09/2022 | HKD | 1.00 | HKD | 28.350 | | | 1,445,483 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2017 | 27/12/2022 | HKD | 1.00 | HKD | 33.490 | | | 472,333 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2018 | 27/12/2022 | HKD | 1.00 | HKD | 33.490 | | | 472,333 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2019 | 27/12/2022 | HKD | 1.00 | HKD | 33.490 | | | 472,334 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2018 | | HKD | 1.00 | | | | | 162,933 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2019 | | HKD | 1.00 | | | | | 162,934 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2018 | 26/12/2023 | HKD | 1.00 | HKD | 62.360 | | | 290,333 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2019 | 26/12/2023 | HKD | 1.00 | HKD | 62.360 | | | 290,333 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2020 | 26/12/2023 | HKD | 1.00 | HKD | 62.360 | | | 290,334 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2018 | | HKD | 1.00 | | | | | 50,066 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2019 | | HKD | 1.00 | | | | | 50,066 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2020 | | HKD | 1.00 | | | | | 50,068 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Recurrent Profits Limited | Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Lui Yiu Tung, Francis | 100.00 | Y | |
Top Notch Opportunities Limited | Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Lui Yiu Tung, Francis | 84.54 | N | |
First Kingdom Group Limited | 3rd Floor, J&C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Top Notch Opportunities Limited | 100.00 | Y | |
Kentlake International Investments Limited | Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Lui Yiu Tung, Francis | 61.11 | Y | |
Kentlake International Investments Limited | Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Lui Yiu Tung, Francis | 61.11 | N | |
Master Light Limited | 3rd Floor, J&C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Kentlake International Investments Limited | 100.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
N/A | Addresses of individuals are not displayed. | 5102 | Beneficiary of a trust (other than a discretionary interest) |
| Long position | 1,362,225,231 |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
The capacity in box 27 under code 2501 is the discretionary beneficiary of a discretionary family trust. The status in box 32 should be the discretionary beneficiary of a discretionary family trust. Since none of the code is applicable, code 5102 was chosen in box 32.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
06/07/2018 (dd/mm/yyyy)
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