FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20181206E00223
1. Date of relevant event: 05/12/2018
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later): 05/12/2018
(dd/mm/yyyy)
3. Stock code: 01127
4. Name of listed corporation: Lion Rock Group Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 770,000,000
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Lau
(Other names) Chuk Kin
10. Name of director (Chinese): 劉竹堅 
11. Chinese Character Code as printed on HKID Card: 049145541017
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1101The number of shares in which you are interested has increased because:
you purchased the shares
 
2101Beneficial owner
 
2101Beneficial owner
 
15,000,000  HKD      1.3700 
3101Cash
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position316,804,62341.14
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position331,804,62343.09
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position65,371,906
2201Interest of corporation controlled by you
Long position266,432,717
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
ER2 Holdings Limited26/F., 625 King's Road, North Point, Hong Kong (Place of Incorproation: Hong Kong)Lau Chuk Kin68.76Y
Long position8,297,391
ER2 Holdings Limited26/F., 625 King's Road, North Point, Hong Kong (Place of Incorproation: Hong Kong)Lau Chuk Kin68.76N
Long position258,135,326
City Apex Ltd.Beaufort House, PO Box 438, Road Town, Tortola, British Virgin Islands (Place of Incorporation: BVI)ER2 Holdings Limited77.00Y
Long position258,135,326
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information:
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 06/12/2018
(dd/mm/yyyy)