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Form Serial Number: |
DA20190103E00318
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| 1.
Date of relevant event: |
28/12/2018
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00027 |
| 4.
Name of listed corporation: |
Galaxy Entertainment Group Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
4,324,563,432 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
LUI |
| (Other names) |
Wai Yu, Paddy |
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| 10.
Name of director (Chinese): |
呂慧瑜 |
| 11.
Chinese Character Code as printed on HKID Card: |
071219793842 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1316 | There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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9,000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,376,236,438 | 31.82 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,376,236,438 | 31.82 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
| | Long position | 1,362,225,231 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 24/12/2016 | 23/12/2021 | HKD | 1.00 | HKD | 24.800 | | | 76,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 24/12/2017 | 23/12/2021 | HKD | 1.00 | HKD | 24.800 | | | 76,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 24/12/2018 | 23/12/2021 | HKD | 1.00 | HKD | 24.800 | | | 76,334 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 12/03/2018 | 11/09/2022 | HKD | 1.00 | HKD | 28.350 | | | 111,285 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2017 | 27/12/2022 | HKD | 1.00 | HKD | 33.490 | | | 26,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2018 | 27/12/2022 | HKD | 1.00 | HKD | 33.490 | | | 26,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2019 | 27/12/2022 | HKD | 1.00 | HKD | 33.490 | | | 26,334 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2019 | | HKD | 1.00 | | | | | 9,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2018 | 26/12/2023 | HKD | 1.00 | HKD | 62.360 | | | 16,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2019 | 26/12/2023 | HKD | 1.00 | HKD | 62.360 | | | 16,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2020 | 26/12/2023 | HKD | 1.00 | HKD | 62.360 | | | 16,334 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2019 | | HKD | 1.00 | | | | | 5,533 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2020 | | HKD | 1.00 | | | | | 5,534 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2019 | 27/12/2024 | HKD | 1.00 | HKD | 48.650 | | | 38,666 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2020 | 27/12/2024 | HKD | 1.00 | HKD | 48.650 | | | 38,666 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2021 | 27/12/2024 | HKD | 1.00 | HKD | 48.650 | | | 38,668 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2019 | | HKD | 1.00 | | | | | 4,533 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2020 | | HKD | 1.00 | | | | | 4,533 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/12/2021 | | HKD | 1.00 | | | | | 4,534 |
| Long position | | | | HKD | 1.00 | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| N/A | Addresses of individuals are not displayed. | | 5102 | Beneficiary of a trust (other than a discretionary interest) |
| | Long position | 1,362,225,231 |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
The capacity in box 27 under code 2501 is the discretionary beneficiary of a discretionary family trust. The status in box 32 should be the discretionary beneficiary of a discretionary family trust. Since none of the code is applicable, code 5102 was chosen in box 32. 9,000 share awards granted on 28 December 2016 vested on 28 December 2018.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
03/01/2019
(dd/mm/yyyy)
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