FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20190327E00328
1. Date of relevant event: 24/03/2019
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02331
4. Name of listed corporation: Li Ning Co. Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 2,192,126,449
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) LI
(Other names) Ning
10. Name of director (Chinese): 李寧 
11. Chinese Character Code as printed on HKID Card: 26211337
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1316There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 
148,000,000         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position566,646,01925.85
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position566,646,01925.85
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position549,201,543
2101Beneficial owner
Long position17,444,476
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4107Unlisted derivatives - Convertible instruments
22/04/2013   HKD3.183  125,088,377
Long position
4107Unlisted derivatives - Convertible instruments
02/02/2015   HKD2.600  124,739,166
Long position
4108Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
01/04/201701/04/2019      1,584,634
Long position
4108Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
01/09/201931/12/2021      7,870,100
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Ace Leader Holdings LimitedPortcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (BVI)Li Ning100.00N
Long position0
Victory Mind Assets LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)Ace Leader Holdings Limited57.00N
Long position0
Lead Ahead LimitedPalm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)Li Ning60.00N
Long position0
Viva China Holdings LimitedCricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands)Lead Ahead Limited24.09N
Long position549,201,543
Viva China Holdings LimitedCricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands)Victory Mind Assets Limited18.98N
Long position549,201,543
Viva China Holdings LimitedCricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands)Li Ning0.24N
Long position549,201,543
Viva China Holdings LimitedCricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands)Dragon City Management (PTC) Limited22.59N
Long position549,201,543
Viva China Holdings LtdPortcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (BVI)Viva China Holdings Limited100.00Y
Long position549,201,543
Dragon City Management (PTC) LimitedPalm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)Li Ning60.00N
Long position0
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
(Private)Addresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position549,201,543
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: 1. (Box 24) 1316 - Viva China Holdings Ltd. ("Viva China BVI", being a substantial shareholder of the Company) has entered into a placing agreement in relation to disposal of 148,000,000 shares of the Company on 24 March 2019. Mr. Li Ning is deemed to be interested in the interest held by Viva China BVI in the Company. 2. (Box 28) 4108 - Restricted Shares
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 27/03/2019
(dd/mm/yyyy)