FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20190708E00375
1. Date of relevant event: 03/07/2019
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00619
4. Name of listed corporation: South China Financial Holdings Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 301,277,070
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Ng
(Other names) Hung Sang
10. Name of director (Chinese): 吳鴻生 
11. Chinese Character Code as printed on HKID Card: 070277033932
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1711Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box)
 
 
2501Other (you must describe the capacity in the Supplementary Information box)
 
434,365,605  HKD      0.4200 
3101Cash
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position88,461,60729.36
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position522,827,212173.54
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position27,833,160
2201Interest of corporation controlled by you
Long position494,994,052
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Parkfield Holdings Limitedc/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands)Ng Hung Sang100.00Y
Long position111,559,200
Fung Shing Group Limitedc/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands)Ng Hung Sang100.00Y
Long position58,815,075
Ronastar Investments Limitedc/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands)Ng Hung Sang100.00Y
Long position4,999,680
Fortunate Keen Limitedc/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands)Ng Hung Sang100.00N
Long position319,620,097
South China (BVI) Limitedc/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands)Ng Hung Sang100.00N
Long position319,620,097
Tek Lee Finance And Investment Corporation Limited28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (Hong Kong)Ng Hung Sang100.00N
Long position319,620,097
Uni-Spark Investments Limited28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (Hong Kong)Ng Hung Sang100.00Y
Long position319,620,097
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: On 3 July 2019, Uni-Spark Investments Limited entered into an underwriting agreement with the Company to conditionally fully underwrite 301,673,195 rights shares. In addition, Irrevocable Undertaking made by Ng Hung Sang, Uni-Spark Investments Limited, Fung Shing Group Limited, Parkfield Holdings Limited and Ronastar Investments Limited to undertake to accept entitlements of an aggregate of 132,692,410 rights shares under the proposed rights issue announced by the Company on 3 July 2019.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 08/07/2019
(dd/mm/yyyy)