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Form Serial Number: |
DA20190905E00279
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| 1.
Date of relevant event: |
23/08/2019
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
05/09/2019
(dd/mm/yyyy)
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| 3.
Stock code: |
00619 |
| 4.
Name of listed corporation: |
South China Financial Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
301,277,070 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Ng |
| (Other names) |
Hung Sang |
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|
| 10.
Name of director (Chinese): |
吳鴻生 |
| 11.
Chinese Character Code as printed on HKID Card: |
070277033932 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 12045 | The number of shares in which you are interested has reduced because:
expiry or cancellation without exercise of equity derivatives under which (choose one):
you had any of the rights or obligations referred to in 12041 to 12044 above embedded in a contract or instrument |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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434,365,605 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 522,827,212 | 173.54 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 88,461,607 | 29.36 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Parkfield Holdings Limited | c/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands) | Ng Hung Sang | 100.00 | Y | |
| Fung Shing Group Limited | c/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands) | Ng Hung Sang | 100.00 | Y | |
| Ronastar Investments Limited | c/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands) | Ng Hung Sang | 100.00 | Y | |
| Fortunate Keen Limited | c/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands) | Ng Hung Sang | 100.00 | N | |
| South China (BVI) Limited | c/o 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (British Virgin Islands) | Ng Hung Sang | 100.00 | N | |
| Tek Lee Finance And Investment Corporation Limited | 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (Hong Kong) | Ng Hung Sang | 100.00 | N | |
| Uni-Spark Investments Limited | 28/F., Bank of China Tower, 1 Garden Road, Central, Hong Kong (Hong Kong) | Ng Hung Sang | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
On 23 August 2019, the rights issue announced by the Company on 3 July 2019 was not approved by the independent shareholders of the Company by way of poll at the extraordinary general meeting of the Company. The underwriting agreement did not become unconditional and the rights issue was lapsed.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
05/09/2019
(dd/mm/yyyy)
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