FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20190925E00225
1.
Date of relevant event
:
20/09/2019
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02359
4.
Name of listed corporation
:
WuXi AppTec Co., Ltd. (無錫藥明康德新藥開發股份有限公司)
5.
Class of shares
:
A Shares
6.
Number of issued shares in class
:
1,467,191,405
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Li
(
Other names
)
Ge
10.
Name of director (Chinese)
:
李革
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1711
Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box)
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
452,703,276
30.85
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
452,703,276
30.85
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2501
Other (you must describe the capacity in the Supplementary Information box)
Long position
452,703,276
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
Spouse
Zhao Ning
Long position
452,703,276
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
G&C III Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Ge Li
75.00
N
Long position
57,946,140
Group & Cloud Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C III Limited
100.00
N
Long position
57,946,140
G&C V Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Group & Cloud Limited
100.00
Y
Long position
57,946,140
G&C Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Ge Li
100.00
N
Long position
143,409,000
G&C I Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C Limited
100.00
N
Long position
113,400,000
G&C VI Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C I Limited
100.00
Y
Long position
113,400,000
New WuXi ESOP L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C Limited as general partner
100.00
N
Long position
30,009,000
G&C VII Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
New WuXi ESOP L.P.
100.00
Y
Long position
30,009,000
G&C IV Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Ge Li
100.00
N
Long position
82,928,160
G&C VIII Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C IV Limited
100.00
N
Long position
82,928,160
G&C IV Hong Kong Limited
Rm 826, 8/F, Ocean Centre, Harbour City, 5 Canton Road, Tsim Sha Tsui, Hong Kong
G&C VIII Limited
100.00
Y
Long position
82,928,160
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
中国（上海）自由贸易试验区富特北路211号302部位368室
Ge Li
100.00
N
Long position
48,420,960
Shanghai Houshen Investment Center (Limited Partnership) (上海厚燊投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
27,223,350
Shanghai Houyong Investment Center ((Limited Partnership) (上海厚雍投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,122,450
Shanghai Houzhen Investment Center (Limited Partnership) (上海厚溱投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
866,250
Shanghai Houyuan Investment Center (Limited Partnership) (上海厚轅投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
844,200
Shanghai Houyue Investment Center (Limited Partnership) (上海厚玥投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
842,100
Shanghai Houyao Investment Center (Limited Partnership) (上海厚堯投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
821,100
Shanghai Housong Investment Center (Limited Partnership) (上海厚嵩投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
744,450
Shanghai Houling Investment Center (Limited Partnership) (上海厚菱投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
527,100
Jiaxing Houjin Investment Partnership (Limited Partnership) (嘉興厚錦投資合夥企業（有限合夥）)
浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-13
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,184,400
Jiaxing Houyi Investment Partnership (Limited Partnership) (嘉興厚毅投資合夥企業（有限合夥）)
浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-12
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
6,530,580
Jiaxing Houyu Investment Partnership (Limited Partnership) (嘉興厚毓投資合夥企業（有限合夥）)
浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-11
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
6,530,580
Jiaxing Houzi Investment Partnership (Limited Partnership) (嘉興厚諮投資合夥企業（有限合夥）)
浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-14
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,184,400
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Zhaohui Zhang
Addresses of individuals are not displayed.
Long position
452,703,276
Xiaozhong Liu
Addresses of individuals are not displayed.
Long position
452,703,276
Ning Zhao
Addresses of individuals are not displayed.
Long position
452,703,276
Fertile Harvest Investment Limited (沃茂投資有限公司)
Addresses of individuals are not displayed.
Long position
23,050,594
Eastern Star Asia Investment Limited (東星亞洲投資有限公司)
Addresses of individuals are not displayed.
Long position
7,304,462
L & C Investment Limited
Addresses of individuals are not displayed.
Long position
5,867,820
Shanghai Yingyi Investment Center (Limited Partnership) (上海瀛翊投資中心（有限合夥））
Addresses of individuals are not displayed.
Long position
14,670,180
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
Ge Li held his interests in box 26 jointly with another person, through controlled corporations and as a spouse. A total of 338,349 Restricted A Shares of WuXi AppTec Co., Ltd. (無錫藥明康德新藥開發股份有限公司) repurchased on July 19, 2019 were cancelled on September 20, 2019.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
25/09/2019
(dd/mm/yyyy)