FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20190925E00227
1. Date of relevant event: 20/09/2019
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02359
4. Name of listed corporation: WuXi AppTec Co., Ltd. (無錫藥明康德新藥開發股份有限公司) 
5. Class of shares: A Shares 
6. Number of issued shares in class: 1,467,191,405
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Liu
(Other names) Xiaozhong
10. Name of director (Chinese): 劉曉鐘 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1711Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box)
 
 
 
         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position452,703,27630.85
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position452,703,27630.85
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2501Other (you must describe the capacity in the Supplementary Information box)
Long position452,703,276
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Shanghai Huixiao Chunyi Medical Investment Co., Ltd. (上海暉曉純頤醫療投資有限公司)中國(上海)自由貿易試驗區美盛路173號4層4031室Xiaozhong Liu50.00N
Long position69,105,960
Jiaxing Yuxiang Investment Partnership (Limited Partnership)(嘉興宇祥投資合夥企業(有限合夥))浙江省嘉興市廣益路883號聯創大廈2號樓5層573室-147Shanghai Huixiao Chunyi Medical Investment Co., Ltd. (上海暉曉純頤醫療投資有限公司)50.00Y
Long position51,830,100
Jiaxing Yumin Investment Partnership (Limited Partnership)(嘉興宇民投資合夥企業(有限合夥))浙江省嘉興市廣益路883號聯創大廈2號樓5層573室-149Shanghai Huixiao Chunyi Medical Investment Co., Ltd. (上海暉曉純頤醫療投資有限公司)50.00Y
Long position17,275,860
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
Ge LiAddresses of individuals are not displayed.
Long position452,703,276
Ning ZhaoAddresses of individuals are not displayed.
Long position452,703,276
Zhaohui ZhangAddresses of individuals are not displayed.
Long position452,703,276
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Xiaozhong Liu held his interests in box 26 jointly with another person and through controlled corporations. A total of 338,349 Restricted A Shares of WuXi AppTec Co., Ltd. (無錫藥明康德新藥開發股份有限公司) repurchased on July 19, 2019 were cancelled on September 20, 2019.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 25/09/2019
(dd/mm/yyyy)