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Form Serial Number: |
DB20171110E00321 |
| 1.
Date of relevant event: |
07/11/2017
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00486 |
| 4.
Name of listed corporation: |
United Company RUSAL Plc |
|
5.
Name of associated corporation of listed corporation: |
EN+ Group Plc (formerly EN+ Group Limited) |
|
6.
Registered office: |
Ogier House, The Esplanade, St Helier, Jersey, JE4 9WG, Channel Islands |
|
7.
Principal place of business: |
N/A |
|
8.
Class of shares in which interested: |
Ordinary |
|
9.
Number of issued shares in class: |
571,428,572 |
| 12.
Exchange on which listed: |
London Stock Exchange |
| 13.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Deripaska |
| (Other names) |
Oleg |
|
|
|
| 16.
Name of director (Chinese): |
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| 17.
Chinese Character Code as printed on HKID Card: |
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| 30.
Details of relevant event: |
| |
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
| Long position |
| 1113 | The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
422,534,307 |
USD |
|
|
|
|
| Short position |
| 1403 | You came to have a short position in the shares or the number of shares in which you have a short position increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
5,000,000 |
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| 31.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,407 | 70.35 |
|
| |
| 32.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 422,535,714 | 73.94 |
| Short position | 5,000,000 | 0.87 |
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| |
| 33.
Capacity in which interests disclosed in Box 32 are held: |
| Capacity code | Number of shares |
| | |
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| |
| 34.
Further information in derivative interests in associated corporation: |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by associated corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| |
| 35.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | Polina Deripaska | |
|
| |
| 36.
Further information in relation to interests of corporations controlled by director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Fidelitas International Investments Corp. (formerly Fidelitias Investments Ltd.) | East 53rd Street, Marbella, Humboldt Tower, 2nd Floor, Panama, Republic of Panama (Republic of Panama) | Oleg Deripaska | 86.33 | N | |
| B-Finance Ltd. | Vanterpool Plaza, 2nd Floor, Wickhams Cay I, PO Box 873, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Fidelitas International Investments Corp. (formerly Fidelitias Investments Ltd.) | 99.90 | Y | |
| Custodia International Services Corp | East 53rd Street, Marbella, Humboldt Tower, 2nd Floor, Panama, Republic of Panama (Republic of Panama) | Oleg Deripaska | 86.33 | N | | Long position | 69,785,714 | | Short position | 5,000,000 |
|
| A-Finance Ltd. | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands (British Virgin Islands) | Custodia International Services Corp | 99.96 | N | | Long position | 69,785,714 | | Short position | 5,000,000 |
|
| Basic Element Limited | 44 Esplanade, St Helier, Jersey, JE4 9WG (Jersey) | A-Finance Ltd. | 100.00 | Y | | Long position | 69,785,714 | | Short position | 5,000,000 |
|
| Eclipse Star Holdings Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands (British Virgin Islands) | Oleg Deripaska | 100.00 | Y | |
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| 37.
Further information in relation to interests held by director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| 38.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of Trust | Address | Status code | Number of shares |
| (Private) | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
| (Private) | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 69,785,714 | | Short position | 5,000,000 |
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| 39.
Supplementary information: |
Change in percentage interest arising from, inter alia, reorganisation, capitalisation issue and share offer relating to the initial public offering and listing of global depositary receipts (representing ordinary shares of EN+ Group Plc) on the London Stock Exchange and the Moscow Exchange. Further, under the initial public offering, Basic Element Limited has an obligation to deliver up to 5,000,000 ordinary shares if the over-allotment option is exercised.
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| 40.
Log/Serial Number of the previous form: |
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Date of filing this Form 3B: |
10/11/2017
(dd/mm/yyyy)
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