FORM 3B - Director/Chief Executive Notice – Interests in Shares of Associated Corporation
Form Serial Number
:
DB20171211E00196
1.
Date of relevant event
:
06/12/2017
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00097
4.
Name of listed corporation
:
Henderson Investment Limited
5.
Name of associated corporation of listed corporation
:
Henderson Land Development Company Limited
6.
Registered office
:
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
7.
Principal place of business
:
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
8.
Class of shares in which interested
:
Ordinary
9.
Number of issued shares in class
:
4,001,146,284
12.
Exchange on which listed
:
Hong Kong Stock Exchange
13.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
LEE
(
Other names
)
Shau Kee
16.
Name of director (Chinese)
:
李兆基
17.
Chinese Character Code as printed on HKID Card
:
262103401015
30.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1201
The number of shares in which you are interested has reduced because:
you completed a sale of the shares
2201
Interest of corporation controlled by you
829,000
HKD
48.6500
48.5143
Short position
31.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
2,920,406,323
72.99
32.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
2,919,577,323
72.97
33.
Capacity in which interests disclosed in Box 32 are held
:
Capacity code
Number of shares
2101
Beneficial owner
Long position
12,850,138
2201
Interest of corporation controlled by you
Long position
2,906,727,185
34.
Further information in derivative interests in associated corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by associated corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
35.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
36.
Further information in relation to interests of corporations controlled by director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Rimmer (Cayman) Limited ("TDT1")
P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands
LEE Shau Kee
100.00
N
Long position
2,906,727,185
Riddick (Cayman) Limited ("TDT2")
P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands
LEE Shau Kee
100.00
N
Long position
2,906,727,185
Hopkins (Cayman) Limited ("TUT1")
P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands
LEE Shau Kee
100.00
N
Long position
2,906,727,185
Fu Sang Company Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Hopkins (Cayman) Limited
100.00
Y
Long position
2,414,914
Henderson Development Limited ("HD")
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Hopkins (Cayman) Limited
100.00
Y
Long position
1,198,999,065
Henderson Development Limited ("HD")
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Hopkins (Cayman) Limited
100.00
N
Long position
1,705,313,206
Richbond Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Henderson Development Limited
100.00
Y
Long position
393,224,710
Yamina Investment Limited
Pasea Estate, Road Town, Tortola, British Virgin Islands
Henderson Development Limited
100.00
N
Long position
1,306,008,240
Cameron Enterprise Inc.
Arango-Orillac Building, 2/F., East 54th Street, P.O. Box 8320, Panama 7, Republic of Panama
Yamina Investment Limited
100.00
Y
Long position
306,731,747
South Base Limited
Morgan & Morgan Building, Pasea Estate, Road Town, Tortola, British Virgin Islands
Yamina Investment Limited
100.00
N
Long position
659,411,516
Believegood Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
South Base Limited
100.00
Y
Long position
659,411,516
Mei Yu Ltd.
Morgan & Morgan Building, Pasea Estate, Road Town, Tortola, British Virgin Islands
Yamina Investment Limited
100.00
N
Long position
116,274,349
Fancy Eye Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Mei Yu Ltd.
100.00
Y
Long position
116,274,349
Jayasia Investments Limited
Morgan & Morgan Building, Pasea Estate, Road Town, Tortola, British Virgin Islands
Yamina Investment Limited
100.00
N
Long position
126,361,698
Prosglass Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Jayasia Investments Limited
100.00
Y
Long position
126,361,698
World Crest Ltd.
Morgan & Morgan Building, Pasea Estate, Road Town, Tortola, British Virgin Islands
Yamina Investment Limited
100.00
N
Long position
97,228,930
Spreadral Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
World Crest Ltd.
100.00
Y
Long position
97,228,930
Henderson Land Development Company Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Henderson Development Limited
72.59
N
Long position
4,566,042
Faxson Investment Limited
Morgan & Morgan Building, Pasea Estate, Road Town, Tortola, British Virgin Islands
Henderson Land Development Company Limited
100.00
N
Long position
4,566,042
The Hong Kong and China Gas Company Limited
23/F., 363 Java Road, North Point, Hong Kong
Faxson Investment Limited
41.53
N
Long position
4,566,042
Superfun Enterprises Limited
23/F., 363 Java Road, North Point, Hong Kong
The Hong Kong and China Gas Company Limited
100.00
Y
Long position
4,566,042
Hong Kong Ferry (Holdings) Company Limited
98 Tam Kon Shan Road, Ngau Kok Wan, North Tsing Yi, New Territories, Hong Kong
Henderson Land Development Company Limited
33.41
N
Long position
1,514,214
Tako Assets Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Hong Kong Ferry (Holdings) Company Limited
100.00
Y
Long position
1,031,013
Thommen Limited
98 Tam Kon Shan Road, Ngau Kok Wan, North Tsing Yi, New Territories, Hong Kong
Hong Kong Ferry (Holdings) Company Limited
100.00
Y
Long position
483,201
37.
Further information in relation to interests held by director jointly with another person
:
Name of joint shareholder
Address
Number of shares
38.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust
:
Names of Trust
Address
Status code
Number of shares
39.
Supplementary information
:
Each of TDT1 & TDT2 as respective trustee of Henchild Trust & Henley Trust holds units in Henfull Unit Trust (“UT1”) but is not entitled to any interest/share in any particular property comprising UT1’s trust assets. TUT1 as trustee of UT1 owns all issued ordinary shares of HD. I own all issued shares of TUT1, TDT1 & TDT2. TUT1 in its ordinary course of business as trustee exercises its power to hold shares of HD independently without any reference to me as TUT1’s shareholder.
40.
Log/Serial Number of the previous form
:
Date of filing this Form 3B
:
11/12/2017
(dd/mm/yyyy)