| |
|
Form Serial Number: |
DB20180119E00056 |
| 1.
Date of relevant event: |
16/01/2018
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00486 |
| 4.
Name of listed corporation: |
United Company RUSAL Plc |
|
5.
Name of associated corporation of listed corporation: |
EN+ Group Plc (formerly EN+ Group Limited) |
|
6.
Registered office: |
Ogier House, The Esplanade, St Helier, Jersey, JE4 9WG, Channel Islands |
|
7.
Principal place of business: |
N/A |
|
8.
Class of shares in which interested: |
Ordinary |
|
9.
Number of issued shares in class: |
571,428,572 |
| 12.
Exchange on which listed: |
London Stock Exchange |
| 13.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Deripaska |
| (Other names) |
Oleg |
|
|
|
| 16.
Name of director (Chinese): |
|
| 17.
Chinese Character Code as printed on HKID Card: |
|
|
| 30.
Details of relevant event: |
| |
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
| Long position |
| 1316 | There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
|
34,500,000 |
|
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| |
| 31.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 422,535,714 | 73.94 |
|
| |
| 32.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 422,535,714 | 73.94 |
|
| |
| 33.
Capacity in which interests disclosed in Box 32 are held: |
| Capacity code | Number of shares |
| | |
|
| |
| 34.
Further information in derivative interests in associated corporation: |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by associated corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 20/10/2017 | 20/10/2026 | | | | | | | 34,500,000 |
|
| |
| 35.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 36.
Further information in relation to interests of corporations controlled by director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Fidelitas International Investments Corp. (formerly Fidelitias Investments Ltd.) | East 53rd Street, Marbella, Humboldt Tower, 2nd Floor, Panama, Republic of Panama (Republic of Panama) | Oleg Deripaska | 86.33 | N | |
| B-Finance Ltd. | Vanterpool Plaza, 2nd Floor, Wickhams Cay I, PO Box 873, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Fidelitas International Investments Corp. (formerly Fidelitias Investments Ltd.) | 99.90 | Y | |
| Custodia International Services Corp | East 53rd Street, Marbella, Humboldt Tower, 2nd Floor, Panama, Republic of Panama (Republic of Panama) | Oleg Deripaska | 86.33 | N | |
| A-Finance Ltd. | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands (British Virgin Islands) | Custodia International Services Corp | 99.96 | N | |
| Basic Element Limited | 44 Esplanade, St Helier, Jersey, JE4 9WG (Jersey) | A-Finance Ltd. | 100.00 | Y | |
| Eclipse Star Holdings Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands (British Virgin Islands) | Oleg Deripaska | 100.00 | Y | |
|
| |
| 37.
Further information in relation to interests held by director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 38.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of Trust | Address | Status code | Number of shares |
| (Private) | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
| (Private) | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
|
| |
| 39.
Supplementary information: |
Derivative interest (call option) over the relevant shares in lieu of existing direct interest in the relevant shares held by spouse
|
| 40.
Log/Serial Number of the previous form: |
|
|
Date of filing this Form 3B: |
19/01/2018
(dd/mm/yyyy)
|
|