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Form Serial Number: |
IR20240418E00567 |
| 1.
Date specified in the s.329 notice for determining interests or short position in shares to be disclosed ("Specified Date"): |
03/04/2024
(dd/mm/yyyy) |
| 2.
Stock code of listed corporation: |
00133 |
| 3.
Name of listed corporation filing this s.330/333 notice: |
China Merchants China Direct Investments Ltd. |
| 4.
Class of shares of listed corporation specified in the s.329 notice: |
Ordinary Shares |
| 5.
Threshold shareholding set in the s.329 notice for disclosure obligation (if any): |
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(i) PERSONS INTERESTED IN SHARES OR HAVING SHORT POSITION IN SHARES ON THE SPECIFIED DATE (EXCLUDING DERIVATIVE INTERESTS) |
| 11.
Information provided in response to the s.329 notice concerning persons interested in shares on the Specified Date (excluding derivative interests): |
| Name | Total number of shares
(long position) | Name of person interested in shares |
| Bank Of New York Mellon - BNY Side | 6,265,812 | Shares held on behalf of their individual investors |
| Bank Of Singapore Ltd (Singapore Branch) | 24,000 | Shares held on behalf of their individual investors |
| Barclays Capital London | 85,519 | Shares held on behalf of their individual investors |
| BNP Paribas | 283,519 | Shares held on behalf of their individual investors |
| BNP Paribas Hong Kong Branch | 130,000 | Shares held on behalf of their individual investors |
| CA Indosuez (Switzerland) SA, Singapore Branch | 28,196 | Shares held on behalf of their individual investors |
| Caceis Bank France | 28,196 | Shares held on behalf of their individual investors |
| Chong Hing Securities Ltd | 356,917 | Shares held on behalf of their individual investors |
| Citibank N.A., Emea - UK | 1,162,675 | Shares held on behalf of their individual investors |
| DBS Bank (Hong Kong) Ltd | 338,465 | Shares held on behalf of their individual investors |
| DBS Bank Ltd | 292,000 | Shares held on behalf of their individual investors |
| Haitong International Securities Co Ltd | 382,156 | Shares held on behalf of their individual investors |
| HSBC Bank PLC | 16,800 | Shares held on behalf of their individual investors |
| HSBC Broking Securities (Hong Kong) Ltd | 1,111,366 | Shares held on behalf of their individual investors |
| JPMorgan Chase Bank, National | 1,054,000 | Shares held on behalf of their individual investors |
| JPMorgan Chase UK | 46,000 | Shares held on behalf of their individual investors |
| JPMorgan Prime Nominees Ltd. | 868,000 | Shares held on behalf of their individual investors |
| JPMorgan Securities PLC | 1,020,000 | Shares held on behalf of their individual investors |
| Morgan Stanley & Co International PLC | 62,461 | Shares held on behalf of their individual investors |
| Morgan Stanley Hong Kong Securities Ltd | 326,461 | Shares held on behalf of their individual investors |
| Pershing LLC | 80,000 | Shares held on behalf of their individual investors |
| RBC Dexia London | 19,639 | Shares held on behalf of their individual investors |
| Shanghai Commercial Bank Ltd | 178,159 | Shares held on behalf of their individual investors |
| The Hongkong And Shanghai Banking Corporation Limited | 32,805,795 | Shares held on behalf of their individual investors |
| UBS AG Hong Kong | 229,548 | Shares held on behalf of their individual investors |
| UBS AG Singapore | 14,000 | Shares held on behalf of their individual investors |
| UBS AG Zurich | 18,000 | Shares held on behalf of their individual investors |
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| 12.
Information provided in response to the s.329 notice concerning persons having short position in shares on the Specified Date (excluding derivative interests): |
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(ii) PERSONS INTERESTED IN SHARES ON THE SPECIFIED DATE (DERIVATIVE INTERESTS ONLY) |
| 13.
Information provided in response to the s.329 notice concerning persons interested in shares which are the underlying shares of equity derivatives on the Specified Date: |
| Name |
Total number of shares |
Name of person interested in shares |
| Long position |
Short position |
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(iii) PERSONS ACTING IN CONCERT OR SUBJECT TO AN AGREEMENT RELATING TO THE EXERCISE OF RIGHTS UNDER SHARES |
| 14.
Information of parties to an agreement to which section 317 of the SFO applies, or any agreement relating to the exercise of the rights in respect of shares, on the Specified Date: |
| Name of parties |
Total number of shares (excluding derivative interests) |
Total number of shares (derivative interests only) |
Name of person interested in shares |
| Long position |
Short position |
Long position |
Short position |
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| 15.
Supplementary information: |
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| 16.
Log/Serial Number of the previous form: |
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| 17.
Number of investigation report(s) attached/uploaded: |
1 |
| 18.
Number of concert party document(s) under section 317 attached/uploaded: |
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