List of DI notices filed by substantial shareholders within a specified period - Current Securities
 
Stock code: 02359
Name of listed corporation: WuXi AppTec Co., Ltd. - H Shares
Date (dd/mm/yyyy): 23/11/2009 - 23/11/2019
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NumberName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued voting sharesDate of relevant event
CS20190911E00011BlackRock, Inc.1104(L)
706,647(L)
 15,478,621(L)
159,400(S)
9.08(L)
0.09(S)
06/09/2019
CS20200501E00030Brown Brothers Harriman & Co.1704(L)
89,314(L)
 8,450,285(L)
8,450,285(P)
4.96(L)
4.96(P)
06/09/2019
CS20190911E00335Citigroup Inc.1213(L)
1503(S)		1,433,507(L)
930,652(S)		 7,306,767(L)
797,282(S)
6,223,020(P)
4.28(L)
0.46(S)
3.64(P)
06/09/2019
CS20190911E00237Credit Suisse Group AG1213(L)
1502(S)		2,128,640(L)
2,128,640(S)		 13,456,759(L)
10,017,616(S)
7.89(L)
5.87(S)
06/09/2019
CS20190911E00074The Goldman Sachs Group, Inc.1213(L)
1502(S)		3,107,962(L)
3,107,962(S)		 9,352,937(L)
5,145,954(S)
5.49(L)
3.02(S)
06/09/2019
CS20190910E00029BlackRock, Inc.1314(L)
1,628,640(L)
 14,776,429(L)
159,400(S)
8.67(L)
0.09(S)
05/09/2019
CS20190910E00303Citigroup Inc.1313(L)
1,552,797(L)
 8,740,274(L)
1,727,934(S)
6,801,735(P)
5.12(L)
1.01(S)
3.98(P)
05/09/2019
CS20190910E00244The Goldman Sachs Group, Inc.1502(S)1,369,000(S) 12,231,715(L)
8,210,616(S)
7.17(L)
4.82(S)
05/09/2019
CS20190912E00322
(Amendment to CS20190910E00341)		UBS Group AG12041(L)
210,480(L)
 10,060,709(L)
4,683,474(S)
5.90(L)
2.75(S)
05/09/2019
CS20190910E00341
(Superseded by CS20190912E00322)		UBS Group AG10031(L)
1,613,682(L)
 10,102,806(L)
4,739,603(S)
5.92(L)
2.78(S)
05/09/2019
CS20190907E00027BlackRock, Inc.1314(L)
568,720(L)
 14,198,224(L)
166,100(S)
8.33(L)
0.10(S)
04/09/2019
CS20190907E00012BlackRock, Inc.11031(L)
841,920(L)
 14,198,224(L)
166,100(S)
8.33(L)
0.10(S)
04/09/2019
CS20190909E00224Citigroup Inc.1316(L)
1403(S)		550,548(L)
451,567(S)		 9,163,334(L)
1,712,782(S)
7,251,195(P)
5.37(L)
1.00(S)
4.25(P)
04/09/2019
CS20190909E00237Credit Suisse Group AG1113(L)
1402(S)		845,000(L)
845,000(S)		 15,349,901(L)
11,944,156(S)
9.00(L)
7.00(S)
04/09/2019
CS20190909E00274JPMorgan Chase & Co.14015(S)21,169,400(S) 16,239,848(L)
24,941,250(S)
3,829,450(P)
9.52(L)
14.62(S)
2.24(P)
04/09/2019
CS20190909E00020Schroders Plc11032(L)
1,419,504(L)
HKD 99.815719,734,223(L)
11.57(L)
04/09/2019
CS20190912E00321UBS Group AG10031(L)
2,385,444(L)
 10,252,557(L)
4,739,602(S)
6.01(L)
2.78(S)
04/09/2019
CS20190906E00030BlackRock, Inc.1313(L)
1,837,580(L)
 13,498,851(L)
166,100(S)
7.92(L)
0.10(S)
03/09/2019
CS20190906E00013BlackRock, Inc.1205(L)
283,185(L)
 13,498,851(L)
166,100(S)
7.92(L)
0.10(S)
03/09/2019
CS20190906E00321Citigroup Inc.1013(L)
1,147,840(L)
 8,613,407(L)
1,261,215(S)
7,082,908(P)
5.05(L)
0.73(S)
4.15(P)
03/09/2019
CS20190906E00167Credit Suisse Group AG1113(L)
1402(S)		1,110,800(L)
1,110,800(S)		 14,543,201(L)
11,046,160(S)
8.53(L)
6.48(S)
03/09/2019
CS20190906E00175JPMorgan Chase & Co.1104(L)
1402(S)		1,342,604(L)
1,295,920(S)		HKD 86.267115,519,993(L)
3,771,850(S)
3,829,450(P)
9.10(L)
2.21(S)
2.24(P)
03/09/2019
CS20190906E00185The Goldman Sachs Group, Inc.1113(L)
1402(S)		4,653,076(L)
4,653,076(S)		 13,217,856(L)
9,472,616(S)
7.75(L)
5.56(S)
03/09/2019
CS20190905E00022BlackRock, Inc.1314(L)
267,800(L)
 13,780,552(L)
166,100(S)
8.08(L)
0.10(S)
02/09/2019
CS20190905E00012BlackRock, Inc.1104(L)
150,466(L)
 13,780,552(L)
166,100(S)
8.08(L)
0.10(S)
02/09/2019
CS20200501E00029Brown Brothers Harriman & Co.1312(L)
18,400(L)
 8,543,776(L)
8,543,776(P)
5.01(L)
5.01(P)
02/09/2019
CS20200501E00028Brown Brothers Harriman & Co.1312(L)
385,400(L)
 8,544,276(L)
8,544,276(P)
5.01(L)
5.01(P)
30/08/2019
CS20190831E00028BlackRock, Inc.1314(L)
68,600(L)
 13,604,522(L)
166,100(S)
7.98(L)
0.10(S)
29/08/2019
CS20190831E00012BlackRock, Inc.1205(L)
387,083(L)
 13,604,522(L)
166,100(S)
7.98(L)
0.10(S)
29/08/2019
CS20200501E00026Brown Brothers Harriman & Co.1313(L)
476,490(L)
 8,544,276(L)
8,544,276(P)
5.01(L)
5.01(P)
29/08/2019
CS20200501E00024Brown Brothers Harriman & Co.1313(L)
23,510(L)
 8,544,276(L)
8,544,276(P)
5.01(L)
5.01(P)
29/08/2019
CS20190903E00247The Goldman Sachs Group, Inc.1502(S)378,304(S) 8,694,660(L)
4,876,862(S)
5.10(L)
2.86(S)
29/08/2019
CS20190830E00031BlackRock, Inc.1314(L)
332,875(L)
 14,035,005(L)
171,900(S)
8.23(L)
0.10(S)
28/08/2019
CS20200501E00023Brown Brothers Harriman & Co.1312(L)
114,080(L)
 8,544,276(L)
8,544,276(P)
5.01(L)
5.01(P)
28/08/2019
CS20190830E00204Schroders Plc1201(L)
289,700(L)
HKD 85.214118,550,379(L)
10.88(L)
28/08/2019
CS20190829E00019BlackRock, Inc.1313(L)
80,600(L)
 13,847,126(L)
171,900(S)
8.12(L)
0.10(S)
27/08/2019
CS20190829E00007BlackRock, Inc.1101(L)
491,400(L)
HKD 88.082413,847,126(L)
171,900(S)
8.12(L)
0.10(S)
27/08/2019
CS20190828E00058BlackRock, Inc.1314(L)
176,265(L)
 13,386,491(L)
171,900(S)
7.85(L)
0.10(S)
26/08/2019
CS20200501E00022Brown Brothers Harriman & Co.1312(L)
53,100(L)
 8,552,076(L)
8,552,076(P)
5.02(L)
5.02(P)
26/08/2019
CS20190829E00203The Goldman Sachs Group, Inc.1402(S)144,300(S) 9,206,730(L)
5,245,920(S)
5.40(L)
3.08(S)
26/08/2019
CS20190828E00033BlackRock, Inc.1313(L)
819,400(L)
 13,055,923(L)
171,900(S)
7.66(L)
0.10(S)
23/08/2019
CS20200501E00021Brown Brothers Harriman & Co.1313(L)
2,000,000(L)
 8,543,576(L)
8,543,576(P)
5.01(L)
5.01(P)
23/08/2019
CS20190827E00026BlackRock, Inc.1314(L)
43,785(L)
 13,493,476(L)
171,900(S)
7.91(L)
0.10(S)
22/08/2019
CS20200501E00020Brown Brothers Harriman & Co.1312(L)
476,490(L)
 8,537,576(L)
8,537,576(P)
5.01(L)
5.01(P)
22/08/2019
CS20190827E00330Credit Suisse Group AG1402(S)866,815(S) 12,839,821(L)
8,991,960(S)
7.53(L)
5.27(S)
22/08/2019
CS20190827E00042JPMorgan Chase & Co.1205(L)
1,019,090(L)
HKD 83.910914,838,829(L)
2,432,810(S)
3,916,550(P)
8.70(L)
1.42(S)
2.29(P)
22/08/2019
CS20190827E00195The Goldman Sachs Group, Inc.1213(L)
1502(S)		1,614,100(L)
1,614,100(S)		 8,844,630(L)
4,914,020(S)
5.19(L)
2.88(S)
22/08/2019
CS20190824E00025BlackRock, Inc.1314(L)
264,685(L)
 13,260,676(L)
171,900(S)
7.78(L)
0.10(S)
21/08/2019
CS20190826E00084Credit Suisse Group AG1113(L)
205,056(L)
 12,016,606(L)
8,152,345(S)
7.05(L)
4.78(S)
21/08/2019
CS20190826E00137The Goldman Sachs Group, Inc.1013(L)
2,392,400(L)
 10,525,430(L)
6,553,120(S)
6.17(L)
3.84(S)
21/08/2019
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