List of DI notices filed by substantial shareholders within a specified period - Current Securities
 
Stock code: 00005
Name of listed corporation: HSBC Holdings plc
Date (dd/mm/yyyy): 13/10/2007 - 13/10/2017
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NumberName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued voting sharesDate of relevant event
CS20171017E00017BlackRock, Inc.1314(L)
1,151,532(L)
 1,360,256,139(L)
5,624,364(S)
6.67(L)
0.03(S)
12/10/2017
CS20171016E00286JPMorgan Chase & Co.1004(L)
57,306,998(L)
HKD 78.23001,237,095,765(L)
487,256,300(S)
434,564,459(P)
6.06(L)
2.39(S)
2.13(P)
11/10/2017
CS20171013E00012BlackRock, Inc.1313(L)
8,863,907(L)
 1,382,919,123(L)
5,324,775(S)
6.78(L)
0.03(S)
10/10/2017
CS20171012E00012BlackRock, Inc.1313(L)
233,212,234(L)
 1,381,664,436(L)
5,295,457(S)
6.78(L)
0.03(S)
09/10/2017
CS20171012E00220JPMorgan Chase & Co.1402(S)17,044,550(S) 1,155,368,795(L)
411,317,140(S)
434,970,370(P)
5.66(L)
2.01(S)
2.13(P)
09/10/2017
CS20171011E00015BlackRock, Inc.1313(L)
277,186,000(L)
 1,395,443,909(L)
5,172,505(S)
6.85(L)
0.03(S)
06/10/2017
CS20171010E00129JPMorgan Chase & Co.11035(L)
14015(S)		146,992,193(L)
147,230,360(S)		HKD 77.05901,084,542,906(L)
338,567,172(S)
434,991,391(P)
5.31(L)
1.65(S)
2.13(P)
05/10/2017
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