List of DI notices filed by substantial shareholders within a specified period - Current Securities
 
Stock code: 00388
Name of listed corporation: Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy): 19/04/2009 - 19/04/2019
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NumberName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued voting sharesDate of relevant event
CS20190319E00194JPMorgan Chase & Co.1205(L)
1502(S)		16,922,005(L)
18,740,868(S)		HKD 273.389365,094,946(L)
7,004,235(S)
42,260,375(P)
5.20(L)
0.56(S)
3.37(P)
14/03/2019
CS20190315E00272JPMorgan Chase & Co.1402(S)3,884,512(S) 79,311,154(L)
26,556,818(S)
37,395,737(P)
6.34(L)
2.12(S)
2.99(P)
12/03/2019
CS20190311E00248JPMorgan Chase & Co.1104(L)
3,582,786(L)
HKD 278.087677,436,771(L)
17,298,048(S)
43,479,099(P)
6.19(L)
1.38(S)
3.47(P)
06/03/2019
CS20190305E00058JPMorgan Chase & Co.1402(S)2,939,114(S) 74,813,643(L)
13,200,314(S)
43,448,640(P)
5.98(L)
1.05(S)
3.47(P)
28/02/2019
CS20181113E00243JPMorgan Chase & Co.10035(L)
406,244(L)
HKD 227.693562,800,715(L)
10,923,476(S)
41,866,871(P)
5.02(L)
0.87(S)
3.34(P)
08/11/2018
CS20181109E00353JPMorgan Chase & Co.1704(L)
1,381,616(L)
HKD 221.055861,709,722(L)
10,891,984(S)
41,693,571(P)
4.93(L)
0.87(S)
3.33(P)
06/11/2018
CS20181107E00311JPMorgan Chase & Co.10035(L)
1,830,781(L)
HKD 225.775363,377,229(L)
12,107,234(S)
41,763,480(P)
5.06(L)
0.96(S)
3.33(P)
02/11/2018
CS20180828E00213Citigroup Inc.1213(L)
1503(S)		16,263,194(L)
16,363,722(S)		 46,099,919(L)
6,850,571(S)
35,506,631(P)
3.69(L)
0.54(S)
2.84(P)
23/08/2018
CS20180828E00395UBS Group AG1704(L)
40,537,486(L)
 31,496,945(L)
34,493,664(S)
2.53(L)
2.77(S)
23/08/2018
CS20180827E00111Citigroup Inc.10031(L)
63,790(L)
 62,363,113(L)
23,214,293(S)
35,395,700(P)
5.00(L)
1.86(S)
2.83(P)
22/08/2018
CS20180824E00235Citigroup Inc.1213(L)
4,556,287(L)
 62,299,323(L)
23,361,943(S)
35,363,080(P)
4.99(L)
1.87(S)
2.83(P)
21/08/2018
CS20180828E00397
(Amendment to CS20180824E00340)		UBS Group AG1402(S)4,621,841(S) 70,707,035(L)
74,831,150(S)
5.67(L)
6.00(S)
21/08/2018
CS20180824E00340
(Superseded by CS20180828E00397)		UBS Group AG11033(L)
86,916,087(L)
 156,157,389(L)
73,365,417(S)
12.53(L)
5.88(S)
21/08/2018
CS20180823E00203Citigroup Inc.1013(L)
1403(S)		21,216,055(L)
16,422,108(S)		 66,855,610(L)
23,307,663(S)
35,298,952(P)
5.36(L)
1.86(S)
2.83(P)
20/08/2018
CS20180823E00327UBS Group AG1004(L)
8,195,000(L)
 66,120,474(L)
70,179,309(S)
5.30(L)
5.63(S)
20/08/2018
CS20180508E00030JPMorgan Chase & Co.1704(L)
15,734,948(L)
HKD 256.289051,536,003(L)
43,721,193(S)
22,574,214(P)
4.15(L)
3.52(S)
1.82(P)
03/05/2018
CS20180503E00223JPMorgan Chase & Co.1004(L)
1402(S)		16,047,839(L)
16,047,016(S)		HKD 252.102068,321,128(L)
59,813,447(S)
22,667,314(P)
5.51(L)
4.82(S)
1.82(P)
27/04/2018
CS20171129E00294JPMorgan Chase & Co.1704(L)
18,002,858(L)
HKD 247.230052,963,321(L)
23,571,088(S)
25,405,772(P)
4.27(L)
1.90(S)
2.04(P)
24/11/2017
CS20171004E00158JPMorgan Chase & Co.15015(S)4,427,660(S) 64,725,667(L)
20,924,220(S)
26,066,222(P)
5.22(L)
1.68(S)
2.10(P)
28/09/2017
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