List of all notices within a specified period
Stock code:
00388
Name of listed corporation:
Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy):
23/01/2009
-
23/01/2019
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool
Form Serial No
Name of substantial shareholder / director / chief executive
Reason for disclosure
No. of shares bought / sold / involved
Average price per share
No. of shares interested (See *Notes above)
% of issued share capital
Date of relevant event (dd/mm/yyyy)
Interests in shares of associated corporation
Interests in debentures
CS20140721000141
JPMorgan Chase & Co.
113
(S)
5,189,700(S)
61,450,647(L)
33,341,503(S)
40,954,610(P)
5.26(L)
2.85(S)
3.50(P)
16/07/2014
CS20140717000098
JPMorgan Chase & Co.
113
(S)
2,018,130(S)
59,626,064(L)
36,069,653(S)
40,951,210(P)
5.10(L)
3.09(S)
3.50(P)
14/07/2014
CS20140715000058
JPMorgan Chase & Co.
113
(S)
1,024,000(S)
59,517,109(L)
34,228,879(S)
40,948,710(P)
5.09(L)
2.93(S)
3.50(P)
10/07/2014
CS20140714000133
JPMorgan Chase & Co.
113
(S)
3,553,572(S)
59,581,203(L)
35,252,879(S)
40,948,710(P)
5.10(L)
3.02(S)
3.50(P)
09/07/2014
CS20140710000155
JPMorgan Chase & Co.
101
(L)
111
(S)
548,493(L)
5,292,390(S)
HKD 151.469
58,782,323(L)
27,677,597(S)
40,943,010(P)
5.03(L)
2.37(S)
3.50(P)
07/07/2014
DA20140527000142
Li Xiaojia, Charles
136
(L)
1,347(L)
HKD 0.000
271,406(L)
0.02(L)
27/05/2014
DA20140520000116
Li Xiaojia, Charles
121
(L)
1,347(L)
HKD 0.000
271,406(L)
0.02(L)
20/05/2014
DA20131216000152
Li Xiaojia, Charles
136
(L)
59,725(L)
HKD 0.000
270,059(L)
0.02(L)
16/12/2013
DA20150710000461
Ko Margaret
121
(L)
45(L)
HKD 120.060
3,078(L)
0.00(L)
30/09/2013
DA20130930000138
Li Xiaojia, Charles
136
(L)
2,532(L)
HKD 0.000
270,059(L)
0.02(L)
30/09/2013
DA20130919000124
Li Xiaojia, Charles
121
(L)
2,532(L)
HKD 0.000
270,059(L)
0.02(L)
19/09/2013
DA20130626000147
Li Xiaojia, Charles
136
(L)
442(L)
HKD 0.000
267,527(L)
0.02(L)
26/06/2013
DA20150710000460
Ko Margaret
121
(L)
33(L)
HKD 130.320
3,033(L)
0.00(L)
31/05/2013
DA20130531000133
Li Xiaojia, Charles
136
(L)
2,293(L)
HKD 0.000
267,527(L)
0.02(L)
31/05/2013
DA20130522000069
Li Xiaojia, Charles
121
(L)
2,293(L)
HKD 0.000
267,527(L)
0.02(L)
21/05/2013
DA20130513000049
Li Xiaojia, Charles
136
(L)
39,491(L)
HKD 0.000
265,234(L)
0.02(L)
13/05/2013
DA20130425000085
Ko Margaret
130
(L)
3,000(L)
3,000(L)
0.00(L)
24/04/2013
CS20130111000004
BlackRock, Inc.
102
(L)
1,402,826(L)
56,328,265(L)
5,502,052(S)
4.89(L)
0.47(S)
08/01/2013
CS20130110000004
BlackRock, Inc.
101
(L)
1,445,834(L)
57,731,091(L)
6,903,778(S)
5.02(L)
0.60(S)
07/01/2013
DA20121231000119
Li Xiaojia, Charles
121
(L)
70,556(L)
HKD 0.000
265,234(L)
0.02(L)
31/12/2012
CS20130104000388
Deutsche Bank Aktiengesellschaft
102
(L)
35,329,141(L)
22,987,978(L)
27,150,266(S)
804,497(P)
1.99(L)
2.36(S)
0.07(P)
28/12/2012
DA20121214000085
Li Xiaojia, Charles
136
(L)
21,723(L)
HKD 0.000
194,678(L)
0.01(L)
14/12/2012
CS20121213000242
Deutsche Bank Aktiengesellschaft
103
(L)
113
(S)
2,948,263(L)
1,371,823(S)
63,420,572(L)
54,265,977(S)
835,297(P)
5.51(L)
4.71(S)
0.07(P)
07/12/2012
CS20121207000215
Deutsche Bank Aktiengesellschaft
103
(L)
2,388,186(L)
67,397,580(L)
57,605,489(S)
809,470(P)
6.21(L)
5.31(S)
0.07(P)
30/11/2012
CS20121205000176
Deutsche Bank Aktiengesellschaft
103
(L)
1,068,177(L)
65,009,394(L)
58,235,515(S)
809,470(P)
5.99(L)
5.37(S)
0.07(P)
29/11/2012
CS20121121000140
Deutsche Bank Aktiengesellschaft
103
(L)
1,041,359(L)
HKD 122.280
65,289,897(L)
57,569,879(S)
842,070(P)
6.02(L)
5.31(S)
0.07(P)
15/11/2012
CS20121026000139
Deutsche Bank Aktiengesellschaft
103
(L)
4,385,828(L)
64,646,407(L)
57,502,696(S)
809,470(P)
5.96(L)
5.30(S)
0.07(P)
23/10/2012
CS20120928000288
Deutsche Bank Aktiengesellschaft
103
(L)
7,261,798(L)
71,138,064(L)
60,353,378(S)
740,970(P)
6.56(L)
5.56(S)
0.06(P)
25/09/2012
DA20120921000128
Li Xiaojia, Charles
136
(L)
2,649(L)
HKD 0.000
194,678(L)
0.01(L)
21/09/2012
CS20120921000226
Deutsche Bank Aktiengesellschaft
103
(L)
633,177(L)
HKD 116.195
64,372,110(L)
62,802,392(S)
647,369(P)
5.95(L)
5.81(S)
0.06(P)
14/09/2012
DA20120914000025
Li Xiaojia, Charles
121
(L)
2,649(L)
HKD 0.000
194,678(L)
0.01(L)
12/09/2012
CS20120918000143
Deutsche Bank Aktiengesellschaft
103
(L)
929,900(L)
HKD 107.755
64,927,359(L)
64,059,484(S)
647,369(P)
6.00(L)
5.92(S)
0.06(P)
11/09/2012
CS20120917000177
Deutsche Bank Aktiengesellschaft
103
(L)
113
(S)
1,866,908(L)
1,873,308(S)
HKD 107.626
63,997,459(L)
63,642,684(S)
647,369(P)
5.92(L)
5.88(S)
0.06(P)
10/09/2012
CS20120907000110
Deutsche Bank Aktiengesellschaft
113
(S)
589,602(S)
64,971,922(L)
65,416,747(S)
647,369(P)
6.01(L)
6.05(S)
0.06(P)
31/08/2012
CS20120906000186
Deutsche Bank Aktiengesellschaft
113
(S)
33,051(S)
65,490,020(L)
64,827,145(S)
647,369(P)
6.05(L)
5.99(S)
0.06(P)
30/08/2012
CS20120905000220
Deutsche Bank Aktiengesellschaft
113
(S)
38,379(S)
65,137,271(L)
64,860,196(S)
647,369(P)
6.02(L)
6.00(S)
0.06(P)
29/08/2012
CS20120904000177
Deutsche Bank Aktiengesellschaft
113
(S)
236,503(S)
65,142,308(L)
64,821,817(S)
647,369(P)
6.02(L)
5.99(S)
0.06(P)
28/08/2012
CS20120822000151
Deutsche Bank Aktiengesellschaft
113
(S)
68,555(S)
65,006,226(L)
64,887,340(S)
647,369(P)
6.01(L)
6.00(S)
0.06(P)
15/08/2012
CS20120821000144
Deutsche Bank Aktiengesellschaft
103
(L)
105,975(L)
64,931,971(L)
64,818,785(S)
647,369(P)
6.00(L)
5.99(S)
0.06(P)
14/08/2012
CS20120820000145
Deutsche Bank Aktiengesellschaft
103
(L)
113
(S)
99,900(L)
164,700(S)
64,825,996(L)
64,731,110(S)
647,369(P)
5.99(L)
5.98(S)
0.06(P)
13/08/2012
CS20120816000165
Deutsche Bank Aktiengesellschaft
113
(S)
2,347,777(S)
65,036,108(L)
65,349,250(S)
647,369(P)
6.01(L)
6.04(S)
0.06(P)
09/08/2012
CS20120806000139
Deutsche Bank Aktiengesellschaft
113
(S)
245,599(S)
67,050,230(L)
63,908,341(S)
647,369(P)
6.20(L)
5.91(S)
0.06(P)
30/07/2012
DA20120627000141
Li Xiaojia, Charles
136
(L)
640(L)
HKD 0.000
192,029(L)
0.01(L)
27/06/2012
DA20120529000086
Li Xiaojia, Charles
136
(L)
3,171(L)
HKD 0.000
192,029(L)
0.01(L)
29/05/2012
DA20120521000103
Li Xiaojia, Charles
121
(L)
3,171(L)
HKD 0.000
192,029(L)
0.01(L)
17/05/2012
DA20120514000089
Li Xiaojia, Charles
136
(L)
38,176(L)
HKD 0.000
188,858(L)
0.01(L)
14/05/2012
DA20120424000093
Chow Chung Kong (Retired on 25/04/2018)
130
(L)
15,000(L)
15,000(L)
0.00(L)
23/04/2012
CS20120405000106
Deutsche Bank Aktiengesellschaft
103
(L)
113
(S)
19,504,700(L)
19,431,500(S)
HKD 131.937
71,047,000(L)
65,261,888(S)
1,045,971(P)
6.57(L)
6.04(S)
0.09(P)
29/03/2012
CS20120313000054
Deutsche Bank Aktiengesellschaft
103
(L)
113
(S)
15,464,227(L)
15,289,339(S)
HKD 138.161
93,726,828(L)
88,108,660(S)
1,092,971(P)
8.67(L)
8.15(S)
0.10(P)
06/03/2012
DA20120103000262
Li Xiaojia, Charles
121
(L)
70,495(L)
HKD 0.000
188,858(L)
0.01(L)
30/12/2011
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Total records:
178
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