List of all notices within a specified period
Stock code:
00388
Name of listed corporation:
Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy):
24/09/2007
-
24/09/2017
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool
Form Serial No
Name of substantial shareholder / director / chief executive
Reason for disclosure
No. of shares bought / sold / involved
Average price per share
No. of shares interested (See *Notes above)
% of issued share capital
Date of relevant event (dd/mm/yyyy)
Interests in shares of associated corporation
Interests in debentures
CS20160203000201
JPMorgan Chase & Co.
102
(L)
266,300(L)
HKD 168.107
60,216,160(L)
7,483,871(S)
22,197,057(P)
4.98(L)
0.61(S)
1.83(P)
01/02/2016
DA20160104000123
Li Xiaojia, Charles
121
(L)
117,229(L)
HKD 0.000
701,855(L)
0.05(L)
31/12/2015
DA20151230000143
Lee Vincent Marshall Kwan Ho (Retired on 26/04/2017)
122
(L)
150,000(L)
0(L)
0.00(L)
30/12/2015
CS20151230000080
JPMorgan Chase & Co.
112
(S)
8,112,705(S)
63,576,097(L)
10,441,802(S)
24,218,395(P)
5.26(L)
0.86(S)
2.00(P)
23/12/2015
DA20151209000160
Li Xiaojia, Charles
136
(L)
24,967(L)
HKD 0.000
584,626(L)
0.04(L)
09/12/2015
DA20151203000168
Li Xiaojia, Charles
136
(L)
37,985(L)
HKD 0.000
584,626(L)
0.04(L)
03/12/2015
CS20151026000119
JPMorgan Chase & Co.
113
(S)
721,034(S)
66,953,660(L)
23,978,932(S)
25,164,448(P)
5.54(L)
1.98(S)
2.08(P)
22/10/2015
DA20150930000092
Lee Vincent Marshall Kwan Ho
122
(L)
350,000(L)
150,000(L)
0.01(L)
29/09/2015
DA20150924000157
Li Xiaojia, Charles
136
(L)
6,234(L)
HKD 0.000
584,626(L)
0.04(L)
24/09/2015
DA20150918000197
Li Xiaojia, Charles
121
(L)
6,234(L)
HKD 0.000
584,626(L)
0.04(L)
18/09/2015
CS20150812000132
JPMorgan Chase & Co.
107
(L)
1,299,000(L)
61,077,959(L)
24,009,569(S)
27,365,801(P)
5.10(L)
2.00(S)
2.28(P)
10/08/2015
CS20150805000096
JPMorgan Chase & Co.
113
(S)
742,767(S)
62,122,247(L)
24,540,685(S)
27,355,801(P)
5.18(L)
2.04(S)
2.28(P)
03/08/2015
CS20150803000118
JPMorgan Chase & Co.
113
(S)
1,482,286(S)
61,411,360(L)
22,582,072(S)
27,503,230(P)
5.12(L)
1.88(S)
2.29(P)
30/07/2015
CS20150730000137
JPMorgan Chase & Co.
113
(S)
374,793(S)
60,928,293(L)
24,107,651(S)
27,539,030(P)
5.08(L)
2.01(S)
2.29(P)
28/07/2015
CS20150724000081
JPMorgan Chase & Co.
101
(L)
111
(S)
338,138(L)
243,734(S)
HKD 222.509
60,156,496(L)
23,124,227(S)
27,514,271(P)
5.02(L)
1.93(S)
2.29(P)
22/07/2015
CS20150722000078
JPMorgan Chase & Co.
102
(L)
112
(S)
85,632(L)
254,184(S)
HKD 231.676
59,795,539(L)
22,962,952(S)
27,573,371(P)
4.99(L)
1.91(S)
2.30(P)
20/07/2015
CS20150713000234
JPMorgan Chase & Co.
106
(L)
1,299,000(L)
60,501,026(L)
23,280,641(S)
28,361,071(P)
5.05(L)
1.94(S)
2.36(P)
08/07/2015
CS20150702000324
JPMorgan Chase & Co.
113
(S)
3,074,049(S)
60,760,258(L)
20,998,966(S)
28,433,981(P)
5.08(L)
1.75(S)
2.38(P)
30/06/2015
DA20150702000075
Lee Vincent Marshall Kwan Ho
132
(S)
109,300(S)
500,000(L)
0.04(L)
29/06/2015
CS20150615000173
JPMorgan Chase & Co.
113
(S)
8,001,100(S)
60,299,908(L)
25,659,075(S)
28,432,546(P)
5.05(L)
2.14(S)
2.38(P)
11/06/2015
DA20150710000462
Ko Margaret
121
(L)
23(L)
HKD 286.640
3,101(L)
0.00(L)
05/06/2015
DA20150605000214
Li Xiaojia, Charles
136
(L)
2,552(L)
HKD 0.000
578,392(L)
0.04(L)
05/06/2015
DA20150529000260
Li Xiaojia, Charles
121
(L)
2,552(L)
HKD 0.000
578,392(L)
0.04(L)
29/05/2015
CS20150528000323
JPMorgan Chase & Co.
117
(L)
10,805,673(L)
HKD 308.618
61,630,022(L)
19,772,690(S)
28,889,069(P)
5.22(L)
1.67(S)
2.45(P)
26/05/2015
CS20150519000218
JPMorgan Chase & Co.
117
(L)
290,062(L)
HKD 287.766
70,938,153(L)
19,934,949(S)
39,299,703(P)
6.01(L)
1.69(S)
3.33(P)
15/05/2015
CS20150515000124
JPMorgan Chase & Co.
117
(L)
113
(S)
481,867(L)
4,822,549(S)
HKD 280.663
70,513,176(L)
19,271,972(S)
39,426,503(P)
5.98(L)
1.63(S)
3.34(P)
13/05/2015
CS20150508000304
UBS AG
102
(L)
58,744,010(L)
143,524,413(S)
4.98(L)
12.17(S)
05/05/2015
CS20150508000305
UBS Group AG
102
(L)
58,744,010(L)
143,524,413(S)
4.98(L)
12.17(S)
05/05/2015
CS20150506000063
JPMorgan Chase & Co.
117
(L)
11,201,469(L)
HKD 296.735
73,606,093(L)
24,597,116(S)
39,703,200(P)
6.30(L)
2.10(S)
3.39(P)
30/04/2015
CS20150506000382
UBS AG
101
(L)
2,291,711(L)
60,429,174(L)
144,069,092(S)
5.17(L)
12.33(S)
30/04/2015
CS20150506000383
UBS Group AG
101
(L)
2,291,711(L)
60,429,174(L)
144,069,092(S)
5.17(L)
12.33(S)
30/04/2015
CS20150423000246
JPMorgan Chase & Co.
113
(S)
1,812,537(S)
61,806,564(L)
24,736,555(S)
31,157,583(P)
5.29(L)
2.11(S)
2.66(P)
21/04/2015
CS20150416000042
JPMorgan Chase & Co.
101
(L)
111
(S)
1,568,899(L)
746,605(S)
HKD 278.777
59,828,760(L)
20,176,306(S)
31,987,406(P)
5.12(L)
1.72(S)
2.73(P)
13/04/2015
DA20150105000139
Li Xiaojia, Charles
121
(L)
183,445(L)
HKD 0.000
575,840(L)
0.04(L)
02/01/2015
DA20141215000074
Li Xiaojia, Charles
136
(L)
38,265(L)
HKD 0.000
392,395(L)
0.03(L)
15/12/2014
DA20141205000120
Li Xiaojia, Charles
136
(L)
37,022(L)
HKD 0.000
392,395(L)
0.03(L)
03/12/2014
DA20141205000119
Li Xiaojia, Charles
121
(L)
119,881(L)
HKD 0.000
392,395(L)
0.03(L)
03/12/2014
DA20141202000030
Lee Vincent Marshall Kwan Ho
121
(L)
131
(S)
150,000(L)
109,300(S)
500,000(L)
109,300(S)
0.04(L)
0.01(S)
28/11/2014
DA20141202000029
Lee Vincent Marshall Kwan Ho
121
(L)
350,000(L)
350,000(L)
0.03(L)
27/11/2014
CS20141125000334
JPMorgan Chase & Co.
102
(L)
112
(S)
11,645,603(L)
902,870(S)
HKD 165.663
54,924,872(L)
51,739,432(S)
30,133,506(P)
4.70(L)
4.42(S)
2.57(P)
20/11/2014
CS20141118000082
JPMorgan Chase & Co.
113
(S)
4,826,717(S)
64,875,536(L)
50,833,046(S)
42,058,445(P)
5.55(L)
4.35(S)
3.60(P)
13/11/2014
CS20141104000206
JPMorgan Chase & Co.
113
(S)
482,400(S)
63,026,470(L)
46,462,221(S)
42,474,498(P)
5.39(L)
3.97(S)
3.63(P)
31/10/2014
CS20141103000189
JPMorgan Chase & Co.
113
(S)
1,940,632(S)
63,026,446(L)
46,944,621(S)
42,472,898(P)
5.39(L)
4.01(S)
3.63(P)
30/10/2014
DA20140922000110
Li Xiaojia, Charles
136
(L)
1,108(L)
HKD 0.000
272,514(L)
0.02(L)
22/09/2014
DA20140915000130
Li Xiaojia, Charles
121
(L)
1,108(L)
HKD 0.000
272,514(L)
0.02(L)
15/09/2014
CS20140815000168
JPMorgan Chase & Co.
113
(S)
7,165,425(S)
63,901,468(L)
41,792,635(S)
42,177,246(P)
5.47(L)
3.58(S)
3.61(P)
12/08/2014
CS20140813000140
JPMorgan Chase & Co.
113
(S)
1,728,480(S)
63,855,964(L)
34,627,210(S)
42,177,246(P)
5.47(L)
2.96(S)
3.61(P)
11/08/2014
CS20140813000107
JPMorgan Chase & Co.
113
(S)
1,953,700(S)
64,350,064(L)
36,355,690(S)
42,152,846(P)
5.51(L)
3.11(S)
3.61(P)
08/08/2014
CS20140731000230
JPMorgan Chase & Co.
113
(S)
6,474,011(S)
62,621,171(L)
30,816,661(S)
41,860,110(P)
5.36(L)
2.64(S)
3.58(P)
29/07/2014
CS20140730000124
JPMorgan Chase & Co.
113
(S)
8,010,900(S)
62,751,163(L)
37,290,672(S)
41,845,510(P)
5.37(L)
3.19(S)
3.58(P)
28/07/2014
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Total records:
314
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