List of all notices within a specified period
 
Stock code: 00388
Name of listed corporation: Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy): 24/09/2007 - 24/09/2017
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NoName of substantial shareholder / director / chief executiveReason for disclosure No. of shares bought / sold / involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued share capitalDate of relevant event (dd/mm/yyyy)Interests in shares of associated corporationInterests in debentures
CS20120109000163Deutsche Bank Aktiengesellschaft103(L)
113(S)		31,607,441(L)
31,447,583(S)		 81,296,028(L)
76,665,239(S)
1,524,809(P)
7.52(L)
7.09(S)
0.14(P)
29/12/2011  
CS20111111000556Deutsche Bank Aktiengesellschaft113(S)2,496,346(S) 117,659,584(L)
111,853,228(S)
1,467,231(P)
10.89(L)
10.35(S)
0.13(P)
07/11/2011  
CS20111102000054Deutsche Bank Aktiengesellschaft113(S)306,852(S) 122,360,265(L)
118,904,253(S)
1,331,031(P)
11.33(L)
11.01(S)
0.12(P)
26/10/2011  
CS20111031000092Deutsche Bank Aktiengesellschaft103(L)
113(S)		19,799,412(L)
19,559,012(S)		HKD 118.294122,271,391(L)
117,690,179(S)
1,331,031(P)
11.32(L)
10.89(S)
0.12(P)
24/10/2011  
CS20111024000029Deutsche Bank Aktiengesellschaft103(L)
7,333,555(L)
HKD 122.217104,123,289(L)
99,307,877(S)
1,331,031(P)
9.64(L)
9.19(S)
0.12(P)
17/10/2011  
CS20111018000011Deutsche Bank Aktiengesellschaft103(L)
4,798,225(L)
HKD 117.800110,109,491(L)
105,115,338(S)
1,331,031(P)
10.19(L)
9.73(S)
0.12(P)
11/10/2011  
CS20111017000070Deutsche Bank Aktiengesellschaft103(L)
113(S)		9,720,204(L)
5,225,580(S)		HKD 108.657105,311,266(L)
100,707,704(S)
1,251,731(P)
9.75(L)
9.32(S)
0.11(P)
10/10/2011  
CS20111014000014Deutsche Bank Aktiengesellschaft103(L)
113(S)		9,752,319(L)
12,661,119(S)		HKD 103.39092,954,645(L)
94,342,747(S)
1,249,547(P)
8.60(L)
8.73(S)
0.11(P)
06/10/2011  
DA20111006000179Li Xiaojia, Charles136(L)
1,772(L)
HKD 0.000118,363(L)
0.01(L)
06/10/2011  
DA20110919000215Li Xiaojia, Charles121(L)
1,772(L)
HKD 0.000118,363(L)
0.01(L)
19/09/2011  
CS20110909000033Deutsche Bank Aktiengesellschaft103(L)
306,029(L)
HKD 142.30380,904,281(L)
75,597,344(S)
1,243,647(P)
7.49(L)
7.00(S)
0.11(P)
31/08/2011  
CS20110831000004Deutsche Bank Aktiengesellschaft103(L)
4,448,927(L)
HKD 143.37987,017,902(L)
84,563,027(S)
1,240,847(P)
8.06(L)
7.83(S)
0.11(P)
24/08/2011  
CS20110815000036Deutsche Bank Aktiengesellschaft113(S)2,326,092(S) 79,260,631(L)
76,068,209(S)
1,171,864(P)
7.34(L)
7.05(S)
0.10(P)
05/08/2011  
CS20110713000039Deutsche Bank Aktiengesellschaft103(L)
113(S)		10,878,824(L)
10,773,054(S)		HKD 167.63080,317,182(L)
72,853,738(S)
1,054,529(P)
7.44(L)
6.75(S)
0.09(P)
06/07/2011  
CS20110708000016Deutsche Bank Aktiengesellschaft103(L)
113(S)		15,333,737(L)
12,935,482(S)		HKD 162.57465,751,240(L)
60,046,535(S)
1,054,529(P)
6.09(L)
5.56(S)
0.09(P)
29/06/2011  
CS20110708000015Deutsche Bank Aktiengesellschaft103(L)
1,087,200(L)
HKD 160.55675,970,796(L)
72,586,956(S)
1,054,529(P)
7.04(L)
6.72(S)
0.09(P)
17/06/2011  
CS20110708000014Deutsche Bank Aktiengesellschaft101(L)
19,397,900(L)
HKD 166.39471,979,779(L)
68,000,018(S)
1,054,529(P)
6.67(L)
6.30(S)
0.09(P)
14/06/2011  
DA20110527000167Li Xiaojia, Charles136(L)
1,468(L)
HKD 0.000116,591(L)
0.01(L)
27/05/2011  
DA20110512000222Li Xiaojia, Charles121(L)
1,468(L)
HKD 0.000116,591(L)
0.01(L)
12/05/2011  
DA20110103000046Li Xiaojia, Charles121(L)
40,856(L)
HKD 0.000115,123(L)
0.01(L)
31/12/2010  
CS20101015000197JPMorgan Chase & Co.102(L)
1,089,960(L)
HKD 166.92052,816,358(L)
1,194,949(S)
37,217,562(P)
4.90(L)
0.11(S)
3.45(P)
12/10/2010  
CS20101014000005JPMorgan Chase & Co.101(L)
455,536(L)
HKD 168.90053,906,318(L)
1,134,129(S)
37,217,562(P)
5.00(L)
0.11(S)
3.45(P)
11/10/2010  
DA20101007000059Li Xiaojia, Charles121(L)
1,050(L)
HKD 0.00074,267(L)
0.01(L)
07/10/2010  
DA20100610000058Li Xiaojia, Charles121(L)
73,217(L)
HKD 0.00073,217(L)
0.01(L)
10/06/2010  
DA20100115000051Chow Man Yiu Paul (Retired on 16/01/2010)136(L)
10,915(L)
HKD 0.0003,297,194(L)
0.31(L)
15/01/2010  
DA20091214000020Chow Man Yiu Paul136(L)
3,185(L)
HKD 0.0003,297,194(L)
0.31(L)
14/12/2009  
DA20091008000007Chow Man Yiu Paul121(L)
175(L)
HKD 0.0003,297,194(L)
0.31(L)
07/10/2009  
DA20090602000212Chow Man Yiu Paul121(L)
232(L)
HKD 0.0003,297,019(L)
0.31(L)
02/06/2009  
CS20090112000146JPMorgan Chase & Co.102(L)
2,518,400(L)
HKD 79.60052,656,908(L)
17,608,959(S)
38,429,825(P)
4.90(L)
1.64(S)
3.58(P)
08/01/2009  
CS20090106000082Deutsche Bank Aktiengesellschaft102(L)
113(S)		5,672,698(L)
2,893,398(S)		HKD 73.84951,922,593(L)
29,902,394(S)
4.83(L)
2.78(S)
30/12/2008  
DA20090102000060Lee Vincent Marshall Kwan Ho122(L)
75,000(L)
 0(L)
0.00(L)
30/12/2008  
DA20081215000091Chow Man Yiu Paul136(L)
3,094(L)
HKD 0.0003,296,787(L)
0.31(L)
15/12/2008  
CS20081216000126Deutsche Bank Aktiengesellschaft101(L)
2,333,707(L)
 54,185,447(L)
34,744,288(S)
5.04(L)
3.23(S)
10/12/2008  
CS20081210000097JPMorgan Chase & Co.113(S)4,035,425(S) 55,686,139(L)
18,679,193(S)
35,577,683(P)
5.18(L)
1.74(S)
3.31(P)
05/12/2008  
CS20081121000129JPMorgan Chase & Co.117(L)
494,697(L)
HKD 55.56064,030,268(L)
26,772,192(S)
35,584,948(P)
5.96(L)
2.49(S)
3.31(P)
18/11/2008  
CS20081120000145JPMorgan Chase & Co.113(S)12,570,918(S) 64,524,965(L)
26,575,892(S)
36,104,645(P)
6.00(L)
2.47(S)
3.36(P)
17/11/2008  
CS20081119000079JPMorgan Chase & Co.117(L)
5,629,128(L)
HKD 65.86065,292,759(L)
39,146,810(S)
36,153,539(P)
6.07(L)
3.64(S)
3.36(P)
14/11/2008  
CS20081103000275Deutsche Bank Aktiengesellschaft102(L)
113(S)		4,936,719(L)
6,044,619(S)		HKD 66.20352,871,927(L)
38,569,314(S)
4.92(L)
3.59(S)
28/10/2008  
CS20081027000171JPMorgan Chase & Co.113(S)339,660(S) 56,338,448(L)
42,755,055(S)
35,265,333(P)
5.24(L)
3.98(S)
3.28(P)
23/10/2008  
CS20081024000177JPMorgan Chase & Co.113(S)520,238(S) 57,216,273(L)
43,093,715(S)
35,813,433(P)
5.32(L)
4.01(S)
3.33(P)
21/10/2008  
CS20081023000192JPMorgan Chase & Co.113(S)8,188,596(S) 55,881,314(L)
42,573,477(S)
35,794,233(P)
5.20(L)
3.96(S)
3.33(P)
20/10/2008  
CS20081020000218JPMorgan Chase & Co.113(S)3,448,867(S) 55,793,273(L)
50,732,773(S)
35,783,733(P)
5.19(L)
4.72(S)
3.33(P)
16/10/2008  
CS20081017000201JPMorgan Chase & Co.101(L)
113(S)		6,590,094(L)
3,463,294(S)		HKD 94.22058,046,802(L)
54,097,867(S)
35,595,033(P)
5.40(L)
5.03(S)
3.31(P)
14/10/2008  
DA20081010000104Chow Man Yiu Paul121(L)
431(L)
HKD 0.0003,296,787(L)
0.31(L)
10/10/2008  
DA20081014000303Lee Vincent Marshall Kwan Ho122(L)
200,000(L)
 75,000(L)
0.01(L)
10/10/2008  
CS20081010000142Deutsche Bank Aktiengesellschaft113(S)309,006(S) 63,188,372(L)
53,600,419(S)
5.88(L)
4.99(S)
06/10/2008  
CS20081010000089Deutsche Bank Aktiengesellschaft113(S)354,656(S) 63,135,843(L)
53,844,819(S)
5.87(L)
5.01(S)
03/10/2008  
DA20081003000265Lee Vincent Marshall Kwan Ho122(L)
200,000(L)
 275,000(L)
0.03(L)
29/09/2008  
CS20081006000068Deutsche Bank Aktiengesellschaft103(L)
1,763,432(L)
HKD 98.94063,193,219(L)
50,865,765(S)
5.88(L)
4.73(S)
26/09/2008  
CS20081002000132JPMorgan Chase & Co.102(L)
997,923(L)
HKD 98.97052,763,600(L)
52,497,871(S)
35,167,697(P)
4.91(L)
4.88(S)
3.27(P)
26/09/2008  
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