List of all notices within a specified period
 
Stock code: 00388
Name of listed corporation: Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy): 24/09/2007 - 24/09/2017
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NoName of substantial shareholder / director / chief executiveReason for disclosure No. of shares bought / sold / involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued share capitalDate of relevant event (dd/mm/yyyy)Interests in shares of associated corporationInterests in debentures
DA20080401000205Lee Kwan Ho, Vincent Marshall122(L)
1,250,000(L)
 494,500(L)
0.06(L)
28/03/2008  
DA20080320000281Lee Kwan Ho, Vincent Marshall122(L)
500,000(L)
 1,744,500(L)
0(S)
0.16(L)
0.00(S)
18/03/2008  
DA20080310000257Lee Kwan Ho, Vincent Marshall121(L)
750,000(L)
 2,244,500(L)
0.21(L)
06/03/2008  
CS20080310000090Deutsche Bank Aktiengesellschaft113(S)1,292,600(S) 56,023,038(L)
54,828,315(S)
5.23(L)
5.12(S)
04/03/2008  
CS20080306000106Deutsche Bank Aktiengesellschaft113(S)2,691,316(S) 54,106,043(L)
51,759,260(S)
5.05(L)
4.83(S)
28/02/2008  
CS20080215000123Deutsche Bank Aktiengesellschaft101(L)
1,130,480(L)
HKD 160.63054,185,767(L)
54,060,866(S)
5.06(L)
5.05(S)
11/02/2008  
CS20080214000093JPMorgan Chase & Co.102(L)
1,291,100(L)
HKD 161.93052,623,797(L)
10,135,360(S)
27,606,642(P)
4.91(L)
0.95(S)
2.58(P)
11/02/2008  
CS20080213000113JPMorgan Chase & Co.112(S)2,026,703(S) 53,914,897(L)
10,112,490(S)
28,896,642(P)
5.03(L)
0.94(S)
2.70(P)
06/02/2008  
CS20080211000018Deutsche Bank Aktiengesellschaft102(L)
112(S)		1,432,200(L)
1,397,000(S)		 53,364,608(L)
53,022,880(S)
4.99(L)
4.95(S)
31/01/2008  
DA20080204000060Lee Kwan Ho, Vincent Marshall122(L)
95,500(L)
HKD 161.2451,494,500(L)
0.14(L)
31/01/2008  
DA20080204000059Lee Kwan Ho, Vincent Marshall122(L)
353,000(L)
 1,590,000(L)
0.15(L)
30/01/2008  
DA20080124000250Lee Kwan Ho, Vincent Marshall122(L)
250,000(L)
HKD 160.0001,943,000(L)
0.18(L)
22/01/2008  
DA20080124000249Lee Kwan Ho, Vincent Marshall122(L)
160,000(L)
 2,193,000(L)
0.20(L)
22/01/2008  
DA20080124000248Lee Kwan Ho, Vincent Marshall121(L)
500,000(L)
 2,353,000(L)
0.22(L)
22/01/2008  
DA20080124000247Lee Kwan Ho, Vincent Marshall121(L)
310,000(L)
HKD 270.6501,853,000(L)
0.17(L)
21/01/2008  
DA20080124000246Lee Kwan Ho, Vincent Marshall122(L)
310,000(L)
 1,543,000(L)
0.14(L)
21/01/2008  
CS20080125000303Deutsche Bank Aktiengesellschaft101(L)
111(S)		10,839,715(L)
11,038,683(S)		HKD 176.23155,185,543(L)
58,504,909(S)
5.16(L)
5.47(S)
17/01/2008  
DA20080121000329Lee Kwan Ho, Vincent Marshall122(L)
244,500(L)
 1,853,000(L)
0.17(L)
17/01/2008  
DA20080121000330Lee Kwan Ho, Vincent Marshall121(L)
132(S)		244,500(L)
450,000(S)		 2,097,500(L)
0(S)
0.20(L)
0.00(S)
17/01/2008  
DA20080117000247Lee Kwan Ho, Vincent Marshall121(L)
5,500(L)
HKD 240.0001,853,000(L)
450,000(S)
0.17(L)
0.04(S)
16/01/2008  
DA20080117000246Lee Kwan Ho, Vincent Marshall122(L)
132(S)		5,500(L)
50,000(S)		 1,847,500(L)
450,000(S)
0.17(L)
0.04(S)
16/01/2008  
DA20080117000245Lee Kwan Ho, Vincent Marshall122(L)
250,000(L)
 1,853,000(L)
500,000(S)
0.17(L)
0.05(S)
15/01/2008  
DA20080117000244Lee Kwan Ho, Vincent Marshall121(L)
274,000(L)
 2,103,000(L)
500,000(S)
0.20(L)
0.05(S)
15/01/2008  
DA20080117000243Lee Kwan Ho, Vincent Marshall122(L)
500,000(L)
 1,829,000(L)
500,000(S)
0.17(L)
0.05(S)
14/01/2008  
DA20080117000242Lee Kwan Ho, Vincent Marshall121(L)
476,000(L)
 2,329,000(L)
500,000(S)
0.22(L)
0.05(S)
14/01/2008  
DA20080114000207Lee Kwan Ho, Vincent Marshall121(L)
30,000(L)
HKD 290.0001,853,000(L)
500,000(S)
0.17(L)
0.05(S)
10/01/2008  
DA20080114000205Lee Kwan Ho, Vincent Marshall122(L)
30,000(L)
 1,823,000(L)
500,000(S)
0.17(L)
0.05(S)
10/01/2008  
DA20080107000273Lee Kwan Ho, Vincent Marshall122(L)
481,000(L)
 1,853,000(L)
500,000(S)
0.17(L)
0.05(S)
03/01/2008  
CS20071231000129JPMorgan Chase & Co.113(S)24,840,500(S) 59,420,531(L)
20,350,080(S)
31,062,703(P)
5.55(L)
1.90(S)
2.90(P)
26/12/2007  
DA20071217000330Chow Man Yiu, Paul124(L)
400,000(L)
HKD 8.2803,291,800(L)
0.31(L)
17/12/2007  
DA20071203000303Lee Kwan Ho, Vincent Marshall121(L)
131(S)		500,000(L)
500,000(S)		 2,334,000(L)
500,000(S)
0.22(L)
0.05(S)
30/11/2007  
DA20071203000302Lee Kwan Ho, Vincent Marshall122(L)
132(S)		280,000(L)
788,500(S)		HKD 216.7901,834,000(L)
0(S)
0.17(L)
0.00(S)
29/11/2007  
DA20071130000233Lee Kwan Ho, Vincent Marshall132(S)280,000(S) 2,114,000(L)
788,500(S)
0.20(L)
0.07(S)
27/11/2007  
CS20071129000147JPMorgan Chase & Co.113(S)9,936,361(S) 59,252,713(L)
44,378,980(S)
30,963,380(P)
5.54(L)
4.15(S)
2.89(P)
26/11/2007  
DA20071129000170Lee Kwan Ho, Vincent Marshall121(L)
300,000(L)
 2,261,500(L)
1,788,500(S)
0.21(L)
0.17(S)
26/11/2007  
DA20071129000171Lee Kwan Ho, Vincent Marshall122(L)
147,500(L)
 2,114,000(L)
1,788,500(S)
0.20(L)
0.17(S)
26/11/2007  
DA20071129000172Lee Kwan Ho, Vincent Marshall132(S)720,000(S) 2,114,000(L)
1,068,500(S)
0.20(L)
0.10(S)
26/11/2007  
DA20071126000260Lee Kwan Ho, Vincent Marshall131(S)280,000(S) 1,961,500(L)
1,788,500(S)
0.18(L)
0.17(S)
23/11/2007  
DA20071126000259Lee Kwan Ho, Vincent Marshall122(L)
572,500(L)
 1,961,500(L)
1,508,500(S)
0.18(L)
0.14(S)
23/11/2007  
DA20071126000258Lee Kwan Ho, Vincent Marshall121(L)
534,000(L)
 2,534,000(L)
1,508,500(S)
0.24(L)
0.14(S)
23/11/2007  
CS20071126000120JPMorgan Chase & Co.113(S)13,446,779(S) 59,097,162(L)
34,410,759(S)
30,300,380(P)
5.53(L)
3.22(S)
2.83(P)
22/11/2007  
DA20071126000257Lee Kwan Ho, Vincent Marshall121(L)
280,000(L)
HKD 270.0002,000,000(L)
1,508,500(S)
0.19(L)
0.14(S)
22/11/2007  
DA20071126000256Lee Kwan Ho, Vincent Marshall122(L)
280,000(L)
 1,720,000(L)
1,508,500(S)
0.16(L)
0.14(S)
22/11/2007  
DA20071119000295Lee Kwan Ho, Vincent Marshall131(S)297,500(S) 2,000,000(L)
1,508,500(S)
0.19(L)
0.14(S)
16/11/2007  
DA20071119000294Lee Kwan Ho, Vincent Marshall132(S)405,000(S) 2,000,000(L)
1,211,000(S)
0.19(L)
0.11(S)
16/11/2007  
DA20071119000293Lee Kwan Ho, Vincent Marshall122(L)
132(S)		17,500(L)
1,000,000(S)		 2,000,000(L)
1,616,000(S)
0.19(L)
0.15(S)
15/11/2007  
DA20071119000292Lee Kwan Ho, Vincent Marshall121(L)
131(S)		1,017,500(L)
616,000(S)		 2,017,500(L)
2,616,000(S)
0.19(L)
0.24(S)
15/11/2007  
CS20071023000344JPMorgan Chase & Co.113(S)2,687,500(S) 54,202,040(L)
20,609,391(S)
29,904,880(P)
5.07(L)
1.93(S)
2.80(P)
18/10/2007  
DA20071012000094Chow Man Yiu Paul121(L)
108(L)
HKD 0.0003,291,800(L)
0.31(L)
12/10/2007  
DA20071016000248Lee Kwan Ho, Vincent Marshall131(S)1,000,000(S) 1,000,000(L)
2,000,000(S)
0.09(L)
0.19(S)
12/10/2007  
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