FORM 1 - Individual Substantial Shareholder Notice
Form Serial No
:
IS20120305000070
1.
Name of listed corporation
:
C. P. Pokphand Co. Ltd.
2.
Stock code
:
00043
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
16,987,835,710
5.
Name of substantial shareholder (English) as printed on HKID/Passport
:
(
Surname
)
Shaw
(
Other names
)
David Elliot
8.
Name of substantial shareholder (Chinese)
:
9.
Chinese Character Code
:
12.
Date of relevant event
:
28/02/2012
(dd/mm/yyyy)
13.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
117
205
205
140,012,676
HKD
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
880,666,933
5.18
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
880,666,933
5.18
17.
Capacity in which interests disclosed in Box 16 are held
:
Code describing capacity
Number of shares
205
Long position
880,666,933
18.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
240,641,324
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
D.E. Shaw & Co. II, Inc
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County DE 19801 United States
David Elliot Shaw
100.00
N
Long position
880,666,933
D.E. Shaw & Co. L.L.C.
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County DE 19801 United States
D.E. Shaw & Co. II, Inc
100.00
N
Long position
880,666,933
D.E. Shaw Composite Portfolios, L.L.C.
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County DE 19801 United States
D.E. Shaw & Co. L.L.C.
0.00
N
Long position
880,666,933
D. E. Shaw Valence Portfolios, L.L.C.
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County DE 19801 United States
D. E. Shaw Composite Portfolios, L.L.C.
99.41
Y
Long position
716,735,147
D. E. Shaw Valence Portfolios, L.L.C.
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County DE 19801 United States
D. E. Shaw Composite Portfolios, L.L.C.
99.41
N
Long position
163,931,786
D.E. Shaw Valence International, Inc.
Craigmuir Chambers, PO Box 71, Road Town, Tortola, British Virgin Islands
D. E. Shaw Valence Portfolios, L.L.C.
100.00
Y
Long position
163,931,786
D.E. Shaw & Co.,Inc
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County DE 19801 United States
David Elliot Shaw
100.00
N
Long position
880,666,933
D.E. Shaw & Co., L.P.
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County DE 19801 United States
D.E. Shaw & Co.,Inc
100.00
Y
Long position
880,666,933
D.E. Shaw & Co. (Asia Pacific) Limited
19th Floor, York House, The Landmark 15 Queen's Road Central, Hong Kong
D.E. Shaw & Co., L.P.
100.00
Y
Long position
880,666,933
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 1
:
02/03/2012
(dd/mm/yyyy)
26.
Number of attachments
: