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Form Serial No: |
IS20161202000106 |
| 1.
Name of listed corporation: |
China CITIC Bank Corporation Ltd. - H Shares |
| 2.
Stock code: |
00998 |
| 3.
Class of shares: |
H Shares |
| 4.
Number of issued shares in class: |
14,882,162,977 |
| 5.
Name of substantial shareholder (English) as printed on HKID/Passport: |
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| 8.
Name of substantial shareholder (Chinese): |
黃偉 |
| 9.
Chinese Character Code: |
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| 12.
Date of relevant event: |
29/11/2016
(dd/mm/yyyy)
|
| 13.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances |
Code describing capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
| Before relevant event |
After relevant event |
Highest price per share |
Average price per share |
Average consideration per share |
Consideration code |
| Long position |
117 |
214 |
205 |
2,292,579,000 |
USD |
|
|
0.000 |
301 |
|
|
| 15.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 2,292,579,000 | 15.40 |
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| 16.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 2,292,579,000 | 15.40 |
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| 17.
Capacity in which interests disclosed in Box 16 are held: |
| Code describing capacity | Number of shares |
| 205 | | Long position | 2,292,579,000 |
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| 18.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| Nil | |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| 李萍 | | Long position | 2,292,579,000 |
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| 20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| 浙江新湖集團股份有限公司 | 中國杭州市體育場路田家橋2號 | 黃偉及李萍 | 96.05 | N | | Long position | 2,292,579,000 |
|
| 浙江恒興力控股集團有限公司 | 中國杭州市體育場路田家橋2號三樓 | 浙江新湖集團股份有限公司 | 100.00 | N | | Long position | 2,292,579,000 |
|
| 寧波嘉源實業發展有限公司 | 中國寧波保稅區華能大廈091109130915號 | 浙江新湖集團股份有限公司 | 99.00 | N | | Long position | 2,292,579,000 |
|
| 新湖中寶股份有限公司 | 中國浙江省嘉興市禾興路366號 | 浙江新湖集團股份有限公司/浙江恒興力控股集團有限公司/寧波嘉源實業發展有限公司 | 55.09 | Y | | Long position | 2,292,579,000 |
|
| 香港新湖投資有限公司 | 香港中環康樂廣場1號怡和大廈2616室 | 新湖中寶股份有限公司 | 100.00 | Y | | Long position | 2,292,579,000 | | Short position | 2,292,579,000 |
|
| Total Partner Golbal Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | 香港新湖投資有限公司 | 100.00 | Y | | Long position | 2,292,579,000 | | Short position | 2,292,579,000 |
|
| Summit Idea Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | Total Partner Golbal Limited | 100.00 | Y | | Long position | 2,292,579,000 |
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| 21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 1: |
02/12/2016
(dd/mm/yyyy)
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| 26.
Number of attachments: |
0 |
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