FORM 1 - Individual Substantial Shareholder Notice
Form Serial No
:
IS20161110000031
1.
Name of listed corporation
:
China Greenland Rundong Auto Group Ltd.
2.
Stock code
:
01365
3.
Class of shares
:
Ordinary
4.
Number of issued shares in class
:
946,476,000
5.
Name of substantial shareholder (English) as printed on HKID/Passport
:
(
Surname
)
Roberts
(
Other names
)
George R.
8.
Name of substantial shareholder (Chinese)
:
9.
Chinese Character Code
:
12.
Date of relevant event
:
07/11/2016
(dd/mm/yyyy)
13.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
117
205
205
112,000,000
HKD
3.527
301
Short position
111
205
112,000,000
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
112,000,000
11.83
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
112,000,000
11.83
Short Position
112,000,000
11.83
17.
Capacity in which interests disclosed in Box 16 are held
:
Code describing capacity
Number of shares
205
Long position
112,000,000
Short position
112,000,000
18.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
11,867,600
Short position
11,867,600
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
KKR Management LLC
1209 Organe Street Wilmington, County of New Castle, Delaware 19801 USA
George R. Roberts
1.61
N
Long position
112,000,000
Short position
112,000,000
KKR & Co. L.P.
1209 Organe Street Wilmington, County of New Castle, Delaware 19801 USA
KKR Management LLC
0.00
N
Long position
112,000,000
Short position
112,000,000
KKR Group Limited
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR & Co. L.P.
100.00
N
Long position
112,000,000
Short position
112,000,000
KKR Group Holdings L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR Group Limited
0.00
N
Long position
112,000,000
Short position
112,000,000
KKR Fund Holdings GP Limited
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR Group Holdings L.P.
100.00
N
Long position
112,000,000
Short position
112,000,000
KKR Fund Holdings L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR Group Holdings L.P.
55.40
N
Long position
112,000,000
Short position
112,000,000
KKR Fund Holdings L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR Group Holdings GP Limited
0.00
N
Long position
112,000,000
Short position
112,000,000
KKR China Growth Limited
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR Fund Holdings L.P.
100.00
N
Long position
112,000,000
Short position
112,000,000
KKR Associates China Growth L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR China Growth Limited
99.00
N
Long position
112,000,000
Short position
112,000,000
KKR China Growth Fund L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR Associates China Growth L.P.
0.99
N
Long position
112,000,000
Short position
112,000,000
KKR China Auto Retail Holding Ltd I
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR China Growth Fund L.P.
88.14
N
Long position
112,000,000
Short position
112,000,000
China Auto Retail Holding Ltd II (Formerly Known as KKR China Auto Retail Holding Ltd II)
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
KKR China Auto Retail Holding Ltd I
100.00
Y
Long position
112,000,000
Short position
112,000,000
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 1
:
09/11/2016
(dd/mm/yyyy)
26.
Number of attachments
:
0