FORM 1 - Individual Substantial Shareholder Notice
Form Serial No
:
IS20140226000036
1.
Name of listed corporation
:
HK Electric Investments and HK Electric Investments Ltd. -SS
2.
Stock code
:
02638
3.
Class of shares
:
Ordinary Shares and Preference Shares (as Share Stapled Units)
4.
Number of issued shares in class
:
8,836,200,000
5.
Name of substantial shareholder (English) as printed on HKID/Passport
:
(
Surname
)
Li
(
Other names
)
Ka-Shing
8.
Name of substantial shareholder (Chinese)
:
李嘉誠
9.
Chinese Character Code
:
262108576134
12.
Date of relevant event
:
25/02/2014
(dd/mm/yyyy)
13.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
107
209
209
664,035,000
HKD
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,710,070,218
53.30
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,710,070,218
53.30
17.
Capacity in which interests disclosed in Box 16 are held
:
Code describing capacity
Number of shares
205
Long position
4,710,070,218
209
Long position
4,710,070,218
18.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Li Ka-Shing Unity Holdings Limited
P.O. Box 309, Ugland House, South Church Street, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing
33.33
N
Long position
4,707,370,218
Li Ka-Shing Unity Trustee Company Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing Unity Holdings Limited
100.00
N
Long position
4,707,370,218
Li Ka-Shing Unity Trustee Corporation Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing Unity Holdings Limited
100.00
N
Long position
4,707,370,218
Li Ka-Shing Unity Trustcorp Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing Unity Holdings Limited
100.00
N
Long position
4,707,370,218
Cheung Kong (Holdings) Limited
7/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Hong Kong)
Li Ka-Shing Unity Trustee Company Limited
40.43
N
Long position
4,707,370,218
Hutchison Whampoa Limited
22/F., Hutchison House, 10 Harcourt Road, Hong Kong; Place of Incorporation: Hong Kong
Cheung Kong (Holdings) Limited
49.97
N
Long position
4,707,370,218
Hutchison International Limited
22/F., Hutchison House, 10 Harcourt Road, Hong Kong; Place of Incorporation: Hong Kong
Hutchison Whampoa Limited
100.00
N
Long position
4,707,370,218
Hutchison Infrastructure Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Hutchison International Limited
100.00
N
Long position
4,707,370,218
Cheung Kong Infrastructure Holdings Limited
Clarendon House, Church Street, Hamilton HM 11, Bermuda (Bermuda)
Hutchison Infrastructure Holdings Limited
76.39
N
Long position
4,707,370,218
Cheung Kong Infrastructure (BVI) Limited
P.O. Box 173, Kingston Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Cheung Kong Infrastructure Holdings Limited
100.00
N
Long position
4,707,370,218
Hyford Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Cheung Kong Infrastructure (BVI) Limited
100.00
N
Long position
4,707,370,218
Asian Equities Inc.
c/o 12/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Panama)
Hyford Limited
100.00
Y
Long position
7,016,460
Interman Development Inc.
c/o 12/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Panama)
Hyford Limited
100.00
Y
Long position
46,684,210
Lipton Finance S.A.
c/o 12/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Panama)
Hyford Limited
100.00
Y
Long position
20,525,233
Monitor Equities S.A.
c/o 12/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Panama)
Hyford Limited
100.00
Y
Long position
2,050,143
Monitor Equities S.A.
c/o 12/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Panama)
Hyford Limited
100.00
N
Long position
69,752,776
Univest Equity S.A.
c/o 12/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Panama)
Monitor Equities S.A.
100.00
Y
Long position
69,752,776
Venniton Development Inc.
c/o 12/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Panama)
Hyford Limited
100.00
Y
Long position
49,399,377
Hestonville Resources Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Hyford Limited
100.00
Y
Long position
102,642,019
Power Assets Holdings Limited
Rooms 1913-1914, 19th Floor, Hutchison House, 10 Harcourt Road, Hong Kong; Place of Incorporation: Hong Kong
Hyford Limited (indirect, through subsidiaries)
38.87
N
Long position
4,409,300,000
Quickview Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Power Assets Holdings Limited
100.00
Y
Long position
4,409,300,000
Li Ka Shing (Overseas) Foundation
P. O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands; Place of incorporation: Cayman Islands
Li Ka-Shing
33.33
N
Long position
2,700,000
Lankford Profits Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Li Ka Shing (Overseas) Foundation
100.00
Y
Long position
2,700,000
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
The Li Ka-Shing Unity Discretionary Trust
Addresses of individuals are not displayed.
503
Long position
4,707,370,218
(private)
Addresses of individuals are not displayed.
503
Long position
4,707,370,218
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 1
:
25/02/2014
(dd/mm/yyyy)
26.
Number of attachments
:
3