FORM 1 - Individual Substantial Shareholder Notice
Form Serial No
:
IS20100708000050
1.
Name of listed corporation
:
HKC (Holdings) Ltd.
2.
Stock code
:
00190
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
10,367,139,765
5.
Name of substantial shareholder (English) as printed on HKID/Passport
:
(
Surname
)
Feinberg
(
Other names
)
Stephen A.
8.
Name of substantial shareholder (Chinese)
:
9.
Chinese Character Code
:
12.
Date of relevant event
:
09/06/2010
(dd/mm/yyyy)
13.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
104
205
205
0
HKD
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,883,414,280
19.98
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,883,414,280
18.16
17.
Capacity in which interests disclosed in Box 16 are held
:
Code describing capacity
Number of shares
205
Long position
1,883,414,280
18.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
156,951,190
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Cerberus Institutional Associates, L.L.C.
299 Park Avenue, New York, New York 10171, USA (Place of incorporation: Delaware, USA)
Stephen A. Feinberg
100.00
N
Long position
1,883,414,280
Cerberus Institutional Partners, L.P. - Series Four
299 Park Avenue, New York, New York 10171, USA (Place of incorporation: Delaware, USA)
Cerberus Institutional Associates, L.L.C.
100.00
N
Long position
1,883,414,280
Cerberus Series Four Holdings, LLC
299 Park Avenue, New York, New York 10171, USA (Place of incorporation: Delaware, USA)
Cerberus Institutional Partners, L.P. - Series Four
100.00
N
Long position
1,883,414,280
Promontoria Europe Investments XII LDC
c/o Caledonian Fund Services (Cayman) Limited, 69 Dr. Roy's Drive, P.O. Box 1043, George Town, Grand Cayman KY1-1102, Cayman Islands, B.W.I.
Cerberus Series Four Holdings, LLC
34.43
N
Long position
1,883,414,280
Promontoria Holding Coop LDC
c/o Caledonian Fund Services (Cayman) Limited, 69 Dr. Roy's Drive, P.O. Box 1043, George Town, Grand Cayman KY1-1102, Cayman Islands, B.W.I.
Promontoria Europe Investments XII LDC
100.00
N
Long position
1,883,414,280
Promontoria Holding Cooperatie U.A.
Oude Utrechtseweg 16, 3743 KN Baarn, The Netherlands (Place of incorporation: The Netherlands)
Promontoria Holding Coop LDC
99.00
N
Long position
1,883,414,280
Promontoria Holding XXI B.V.
Oude Utrechtseweg 16, 3743 KN Baarn, The Netherlands (Place of incorporation: The Netherlands)
Promontoria Holding Cooperatie U.A.
90.67
Y
Long position
1,883,414,280
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 1
:
23/06/2010
(dd/mm/yyyy)
26.
Number of attachments
:
0