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Form Serial No: |
IS20170313000182 |
| 1.
Name of listed corporation: |
ZTE Corporation - H Shares |
| 2.
Stock code: |
00763 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
755,502,534 |
| 5.
Name of substantial shareholder (English) as printed on HKID/Passport: |
| (Surname) |
Zhao |
| (Other names) |
Weiguo |
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| 8.
Name of substantial shareholder (Chinese): |
趙偉國 |
| 9.
Chinese Character Code: |
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| 12.
Date of relevant event: |
08/03/2017
(dd/mm/yyyy)
|
| 13.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| |
| 14.
Details of relevant event: |
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Relevant event code describing circumstances |
Code describing capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
| Before relevant event |
After relevant event |
Highest price per share |
Average price per share |
Average consideration per share |
Consideration code |
| Long position |
103 |
205 |
|
9,959,000 |
HKD |
13.060 |
12.902 |
|
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| 15.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 53,627,600 | 7.10 |
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| 16.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 43,668,600 | 5.78 |
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| 17.
Capacity in which interests disclosed in Box 16 are held: |
| Code describing capacity | Number of shares |
| 205 | |
|
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| 18.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| Nil | |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Beijing Jiankun Investment Group Co., Ltd. 北京健坤投資集團有限公司 | 中國北京市海澱區上地信息路1號A楝5層(PRC) | Zhao Weiguo 趙偉國 | 70.00 | N | |
| Tsinghua Unigroup Co., Ltd. 紫光集團有限公司 | 中國北京市海澱區雙清路清華大學東門外(清華國際科技交流中心十層)(PRC) | Beijing Jiankun Investment Group Co., Ltd. | 49.00 | N | |
| Beijing Unis Communications Technology Group Ltd 北京紫光通訊科技集團有限公司 | 中國北京市海澱區雙清路清華大學東門外清華國際科技交流中心八層801室(PRC) | Tsinghua Unigroup Co., Ltd. 紫光集團有限公司 | 100.00 | Y | |
| Beijing Unis Capital Management Co., Ltd. 北京紫光資本管理有限公司 | 中國北京市海澱區知春路7號致真大廈B座6層601室(PRC) | Tsinghua Unigroup Co., Ltd. 紫光集團有限公司 | 100.00 | N | |
| Tsinghua Unigroup International Co., Ltd. 紫光集團國際有限公司 | Nemours Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Beijing Unis Capital Management Co., Ltd. 北京紫光資本管理有限公司 | 100.00 | Y | |
| Unis Technology Strategy Investment Limited 紫光科技戰略投資有限公司 | 11th Floor, Central Tower, 28 Queen's Road Central, Central, Hong Kong (Hong Kong) | Beijing Unis Capital Management Co., Ltd. 北京紫光資本管理有限公司 | 100.00 | Y | |
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| 21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 1: |
13/03/2017
(dd/mm/yyyy)
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| 26.
Number of attachments: |
0 |
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