FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20150126000229
1.
Name of listed corporation
:
CITIC Ltd.
2.
Stock code
:
00267
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
24,903,323,630
5.
Name of substantial shareholder
:
Charoen Pokphand Group Company Limited
6.
Registered office
:
313 Silom Road, C.P. Tower, Bangkok, Bangkok 10500, Thailand
7.
Principal place of business in Hong Kong
:
N/A
13.
Exchange on which listed
:
N/A
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
20/01/2015
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
101
211
22,728,222,755
HKD
0.000
0.000
13.800
301
Short position
111
205
5,818,053,363
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
249,033,000
1.00
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
22,977,255,755
92.26
Short Position
5,818,053,363
23.36
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
201
Long position
6,067,086,363
211
Long position
16,910,169,392
201
Long position
0
Short position
5,818,053,363
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
3,327,721,000
403
Short position
5,818,053,363
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
CPG Overseas Company Limited
21st Floor, Far East Finance Centre, 16 Harcourt Road, Hong Kong
Charoen Pokphaud Group Company Limited
100.00
N
Long position
22,977,255,755
Short position
5,818,053,363
Charoen Pokphand Group (BVI) Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
CPG Overseas Company Limited
100.00
N
Long position
22,977,255,755
Short position
5,818,053,363
Capital Crown Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Charoen Pokphand Group (BVI) Holdings Limited
100.00
N
Long position
22,977,255,755
Short position
5,818,053,363
CT Bright Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Capital Crown Limited
100.00
N
Long position
22,977,255,755
Short position
5,818,053,363
CT Brilliant Investment Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Charoen Pokphaud Group Company Limited
100.00
N
Long position
22,977,255,755
Short position
5,818,053,363
Chia Tai Bright Investment Company Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
CT Brilliant Investment Holdings Limited
50.00
Y
Long position
22,977,255,755
Short position
5,818,053,363
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Chia Tai Bright Investment Company Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Torola, British Virgins Islands
6,067,086,363
CITIC Group Corporation
Addresses of individuals are not displayed.
7,446,906,755
CITIC Polaris Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Torola, British Virgins Islands
9,463,262,637
CPG Overseas Company Limited
21/F, Far East Finance Centre, 16 Harcourt Road, Admiralty, Hong Kong
0
ITOCHU Corporation
Addresses of individuals are not displayed.
0
CITIC Limited
32/F, CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
0
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
22,977,255,755
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
23/01/2015
(dd/mm/yyyy)
29.
Number of attachments
:
3