FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20161122000250
1.
Name of listed corporation
:
China Agri-Products Exchange Ltd.
2.
Stock code
:
00149
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
1,163,344,637
5.
Name of substantial shareholder
:
CITIC Group Corporation
6.
Registered office
:
Capital Mansion, 6 Xinyuannan Road, Chaoyang District, Beijing, PRC
7.
Principal place of business in Hong Kong
:
32nd Floor, CITIC Tower, 1 Tim Mei Avenue Central, Hong Kong
13.
Exchange on which listed
:
N/A
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
16/11/2016
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
101
205
2,423,017,351
HKD
1.350
302
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
0
0.00
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
2,423,017,351
208.28
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
1,385,962,013
Short position
1,037,055,338
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
Nil
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
CITIC Asset Management Corporation Ltd.
3/F, Tower A, 9 Dongzhong Street, Dongcheng District, Beijing, PRC
CITIC Group Corporation
100.00
Y
Long position
2,423,017,351
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Tibet Junhe Investment Co., Ltd.
Room 3-1, Unit 2, Building 3, Zone A, Yangguang Xincheng, 158 Jinzhuxi Road, Lhasa, PRC
0
Wenzhou Xina Culture Communication Partnership (Limited Partnership)
Room 7, 2 Zhangli Xi Road, Qidu Subdistrict, Lucheng District, Wenzhou, Zhejiang, PRC
0
Beijng Jingzhihu Holiday Inn Co., Ltd.
Building 23-24, Zone A, Jingzhihu Resort, Taoyukou, Xingshou Town, Changping District, Beijing, PRC
0
Beijng Wanhao Jiamei Investment Co., Ltd.
Room 909, 9/F, Building 1, Courtyard 28, Xiaoyun Road, Chaoyang District, Beijing, PRC
0
Jianlong Biotechnology Co., Ltd
West Zone, Tuodian Industrial Park, Tuoketuo County, Hohhot, Inner Mongolia, PRC
0
Qingdao Yuantai Petrochemical Co., Ltd.
Room 13, 13/F, CITIC Tower, 22 Hong Kong Zhong Road, Qingdao, Shandong, PRC
0
Shanghai Chenggao Investment Partnership (Limited Partnership)
Room 102, Buidling 25, 3500 Yexin Highway, Liugang Town, Liujiang District, Shanghai, PRC
0
Shenzhen Qianhai Fande Internet Finance Services Co., Ltd.
12/F, Buidlding B2, Kexing Science Park, 15 Keyuan Road, Yuehai Subdistrict, Nanshan District, Shenzhen, Guangdong, PRC
0
Shenzhen Zhongjiu Investment Co., Ltd.
Room 301, 3/F, Anhua Tower, Yingchun Road, Luohu District, Shenzhen, Guangdong, PRC
0
Tibet Dazi Shengying Investment Centre (Limited Partnership)
Dazi Industrial Park, Dazi County, Lhasa, Tibet, PRC
0
Beijing Kaiweiming Investment Consulting Co., Ltd.
Room 902, Gongchen Tower, Gongchen Avenue West, Gongchen Subdistrict, Fangshan District, Beijing, PRC
0
Oriental Gold Converge Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
0
Shenzhen Heruikang Investment Development Co., Ltd.
Room 1, 2/F North, Convetion Center, Area 7-1, Bagualing, Futian District, Shenzhen, Guangdong, PRC
0
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
2,423,017,351
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
21/11/2016
(dd/mm/yyyy)
29.
Number of attachments
:
0