FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20160711000206
1.
Name of listed corporation
:
China CITIC Bank Corporation Ltd. - H Shares
2.
Stock code
:
00998
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
14,882,162,977
5.
Name of substantial shareholder
:
CITIC Group Corporation
6.
Registered office
:
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China
7.
Principal place of business in Hong Kong
:
32/F, CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
13.
Exchange on which listed
:
N/A
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
06/07/2016
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
103
205
10,240,000
HKD
4.620
4.605
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
2,974,927,479
19.99
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
2,985,167,479
20.06
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
2,985,167,479
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
Nil
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
CITIC Polaris Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
CITIC Group Corporation(中國中信有限公司)
100.00
N
Long position
2,985,167,479
CITIC Limited (formerly known as CITIC Pacific Limited)
32nd Floor, CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
CITIC Polaris Limited
32.53
N
Long position
2,985,167,479
CITIC Glory Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
CITIC Group Corporation(中國中信有限公司)
100.00
N
Long position
2,985,167,479
CITIC Limited (formerly known as CITIC Pacific Limited)
32nd Floor, CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
CITIC Glory Limited
25.60
N
Long position
2,985,167,479
CITIC Corporation Limited 中國中信有限公司 (formerly known as CITIC Limited)
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 10004, China
CITIC Limited (formerly known as CITIC Pacific Limited)
100.00
Y
Long position
2,689,668,479
Metal Link Limited
32/F, CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
CITIC Limited (formerly known as CITIC Pacific Limited)
100.00
Y
Long position
285,186,000
CITIC Corporation Limited 中國中信有限公司 (formerly known as CITIC Limited)
Capital Mansion, 6 Xingyuan Nanlu, Chaoyang District, Beijing 100004, China
CITIC Limited (formerly known as CITIC Pacific Limited)
100.00
N
Long position
10,313,000
CITIC New Horizon Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (incorporated in the British Virgin Islands)
CITIC Corporation Limited 中國中信有限公司 (formerly known as CITIC Limited)
100.00
N
Long position
10,313,000
Extra Yield International Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (incorporated in the British Virgin Islands)
CITIC New Horizon Limited
100.00
Y
Long position
10,313,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
11/07/2016
(dd/mm/yyyy)
29.
Number of attachments
:
0