FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20070507000036
1. Name of listed corporation: China CITIC Bank Corporation Ltd. - H Shares 
2. Stock code: 00998
3. Class of shares: H Shares 
4. Number of issued shares in class: 11,595,699,381
5. Name of substantial shareholder: Lehman Brothers Asia Holdings Limited 
6. Registered office: 2706-2714, 25-26/F & 27/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
7. Principal place of business in Hong Kong: N/A 
13. Exchange on which listed: N/A
14. Name of listed parent and exchange on which parent is listed: N/A 
15. Date of relevant event: 27/04/2007
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later):
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position 108 213 732,821,000 HKD
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position00.00
Short Position00.00
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position732,821,0006.32
Short Position732,821,0006.32
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
213
Long position732,821,000
Short position732,821,000

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
403
Long position732,821,000
Short position732,821,000
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
Lehman Brothers Asia Limited2706-2714, 25-26/F & 27/F, Two International Finance Centre, 8 Finance Street, Central, Hong KongLehman Brothers Pacific Holdings Pte. Ltd100.00Y
Long position732,821,000
Short position732,821,000
Lehman Brothers Pacific Holdings Pte. Ltd5 Temasek Boulevard, #11-01, Suntec Tower Five, Singapore, 038985Lehman Brothers Asia Holdings Limited100.00N
Long position732,821,000
Short position732,821,000

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
China International Capital Corporation Limited28th Floor, China World Tower 2, No. 1, Jianguomenwai Avenue, Beijing, PRC
Long position732,821,000
Short position732,821,000
CITIC Securities Co., Ltd5th Floor, Capital Mansion, 6 Xinyuan Nanlu, Beijing, PRC
Long position732,821,000
Short position732,821,000
Citigroup Global Markets Asia Limited50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Long position732,821,000
Short position732,821,000
The Hong Kong and Shanghai Banking Corporation LimitedLevel 15, 1 Queen's Road Central, Hong Kong
Long position732,821,000
Short position732,821,000
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Nil  
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 04/05/2007
(dd/mm/yyyy)
29. Number of attachments: