FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20110906000116
1.
Name of listed corporation
:
China Construction Bank Corporation - H Shares
2.
Stock code
:
00939
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
240,417,319,880
5.
Name of substantial shareholder
:
Bank of America Corporation
6.
Registered office
:
Bank of America Corporate Center, 100N Tryon Street, Charlotte, NC USA 28255
7.
Principal place of business in Hong Kong
:
42/F, Two IFC, 8 Finance Street, Central, Hong Kong
13.
Exchange on which listed
:
New York Stock Exchange
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
02/09/2011
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
103
201
4,927,104,386
HKD
4.940
301
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
17,454,697,617
7.26
Short Position
1,366,289
0.00
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
12,527,593,231
5.21
Short Position
1,366,289
0.00
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
201
Long position
12,503,048,984
Short position
0
205
Long position
24,544,247
Short position
1,366,289
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
1,417,420
Short position
0
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Merrill Lynch & Co., Inc
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, DE19801, United States (United States)
Bank of America Corporation
100.00
N
Long position
23,893,287
Short position
1,366,289
Merrill Lynch International Incorporated
c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, DE19801, United States (United States)
Merrill Lynch & Co., Inc
100.00
N
Long position
17,098,552
Short position
1,366,289
ML EMEA Holdings LLC
Corporation Trust Center, 1209 Orange Street, Wilmington, DE19801, United States (United States)
Merrill Lynch International Incorporated
100.00
N
Long position
17,098,552
Short position
1,366,289
Merrill Lynch UK Holdings
2 King Edward Street, London EC1A 1HQ, United Kingdom (United Kingdom)
ML EMEA Holdings LLC
100.00
N
Long position
17,098,552
Short position
1,366,289
Merrill Lynch Europe Limited
2 King Edward Street, London EC1A 1HQ, United Kingdom (United Kingdom)
Merrill Lynch UK Holdings
79.00
N
Long position
17,098,552
Short position
1,366,289
Merrill Lynch Europe Intermediate Holdings
2 King Edward Street, London EC1A 1HQ, United Kingdom (United Kingdom)
Merrill Lynch Europe Limited
100.00
N
Long position
17,098,552
Short position
1,366,289
MLEIH Funding
2 King Edward Street, London EC1A 1HQ, United Kingdom (United Kingdom)
Merrill Lynch Europe Intermediate Holdings
100.00
N
Long position
17,098,552
Short position
1,366,289
Merrill Lynch Holdings Limited
2 King Edward Street, London EC1A 1HQ, United Kingdom (United Kingdom)
MLEIH Funding
100.00
N
Long position
17,098,552
Short position
1,366,289
ML UK Capital Holdings
2 King Edward Street, London EC1A 1HQ, United Kingdom (United Kingdom)
Merrill Lynch Holdings Limited
100.00
N
Long position
17,098,552
Short position
1,366,289
Merrill Lynch International
2 King Edward Street, London EC1A 1HQ, United Kingdom (United Kingdom)
ML UK Capital Holdings
97.23
Y
Long position
17,098,552
Short position
1,366,289
Merrill Lynch, Pierce Fenner & Smith Incorporated
One Bryant Park, New York NY 10036, United States/ Incorporated in: United States
Merrill Lynch & Co., Inc.
100.00
N
Long position
6,794,735
Short position
0
NB Holdings Corporation
100 North Tryon Street, 56th Floor, Charlotte, NC 28255 United States/ Incorporated in: United States
Bank of America Corporation
100.00
N
Long position
650,960
Short position
0
BAC North America Holdings Company
Corporation Trust Center, 1209 Orange Street, Wilmington, DE19801, United States (United States)
NB Holdings Corporation
100.00
N
Long position
650,960
Short position
0
BANA Holding Corporation
Corporation Trust Center, 1209 Orange Street, Wilmington, DE19801, United States (United States)
BAC North America Holdings Company
100.00
N
Long position
650,960
Short position
0
Bank of America National Association
101 South Tryon Street, Charlotte, North Carolina 28255 -0001USA Incorporated in: United States
BANA Holding Corporation
100.00
Y
Long position
650,960
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
06/09/2011
(dd/mm/yyyy)
29.
Number of attachments
: