FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20140221000143
1.
Name of listed corporation
:
HK Electric Investments and HK Electric Investments Ltd. -SS
2.
Stock code
:
02638
3.
Class of shares
:
Ordinary Shares and Preference Shares
4.
Number of issued shares in class
:
8,836,200,000
5.
Name of substantial shareholder
:
The Goldman Sachs Group, Inc.
6.
Registered office
:
Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, USA
7.
Principal place of business in Hong Kong
:
Nil
13.
Exchange on which listed
:
New York Stock Exchange
14.
Name of listed parent and exchange on which parent is listed
:
Nil
15.
Date of relevant event
:
18/02/2014
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
103
205
45,150,000
HKD
5.270
5.270
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
867,612,916
9.82
Short Position
664,036,203
7.51
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
912,762,916
10.33
Short Position
664,036,203
7.51
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
912,762,916
Short position
664,036,203
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
293,835,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
GS India Holdings (Delaware) L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A.
The Goldman Sachs Group, Inc.
100.00
N
Long position
293,835,000
Short position
0
Goldman Sachs (Asia) Corporate Holdings L.P.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A.
GS India Holdings (Delaware) L.L.C.
0.00
N
Long position
293,835,000
Short position
0
Goldman Sachs Holdings (Hong Kong) Limited
Cheung Kong Center, 68th Floor, 2 Queen's Road Central, Hong Kong
Goldman Sachs (Asia) Corporate Holdings L.P.
100.00
N
Long position
293,835,000
Short position
0
Goldman Sachs (Asia) L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A.
Goldman Sachs Holdings (Hong Kong) Limited
100.00
Y
Long position
293,835,000
Short position
0
Goldman Sachs (UK) L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A.
The Goldman Sachs Group, Inc.
100.00
N
Long position
618,908,500
Short position
664,035,000
Goldman Sachs Group UK Limited
Peterborough Court, 133 Fleet Street, London EC4A 2BB, U.K.
Goldman Sachs (UK) L.L.C.
97.21
N
Long position
618,908,500
Short position
664,035,000
Goldman Sachs Group Holdings (U.K.) Limited
Peterborough Court, 133 Fleet Street, London EC4A 2BB, U.K.
Goldman Sachs Group UK Limited
100.00
N
Long position
618,908,500
Short position
664,035,000
Goldman Sachs Holdings (U.K.)
Peterborough Court, 133 Fleet Street, London EC4A 2BB, U.K.
Goldman Sachs Group Holdings (U.K.) Limited
100.00
N
Long position
618,908,500
Short position
664,035,000
Goldman Sachs International
Peterborough Court, 133 Fleet Street, London EC4A 2BB, U.K.
Goldman Sachs Holdings (U.K.)
99.00
Y
Long position
618,908,500
Short position
664,035,000
GS India Holdings (Delaware) L.L.C.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A.
The Goldman Sachs Group, Inc.
100.00
N
Long position
19,416
Short position
1,203
Goldman Sachs (Asia) Corporate Holdings L.P.
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A.
GS India Holdings (Delaware) L.L.C.
0.00
N
Long position
19,416
Short position
1,203
Goldman Sachs Holdings (Hong Kong) Limited
Cheung Kong Center, 68th Floor, 2 Queen's Road Central, Hong Kong
Goldman Sachs (Asia) Corporate Holdings L.P.
100.00
N
Long position
19,416
Short position
1,203
Goldman Sachs (Asia) Finance
Level 3, Alexander House, 35 Cybercity Ebene, MUS
Goldman Sachs Holdings (Hong Kong) Limited
100.00
Y
Long position
19,416
Short position
1,203
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
21/02/2014
(dd/mm/yyyy)
29.
Number of attachments
: