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Form Serial No: |
CS20151110000165 |
1.
Name of listed corporation: |
HKBN Ltd. |
2.
Stock code: |
01310 |
3.
Class of shares: |
Ordinary Shares |
4.
Number of issued shares in class: |
1,005,666,666 |
5.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
6.
Registered office: |
270 Park Avenue, New York 10017, United States |
7.
Principal place of business in Hong Kong: |
N/A |
13.
Exchange on which listed: |
New York Stock Exchange |
14.
Name of listed parent and exchange on which parent is listed: |
N/A |
15.
Date of relevant event: |
06/11/2015 (dd/mm/yyyy)
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16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
10/11/2015 (dd/mm/yyyy)
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17.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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Long position |
103 |
205 |
205 |
558,000 |
HKD |
9.732 |
9.729 |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 60,485,465 | 6.01 |
Short Position | 0 | 0.00 |
Lending Pool | 16,937,965 | 1.68 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 59,927,465 | 5.95 |
Short Position | 0 | 0.00 |
Lending Pool | 16,937,965 | 1.68 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Code describing capacity | Number of shares |
202 | Long position | 42,989,500 | Short position | 0 |
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208 | Long position | 16,937,965 | Short position | 0 |
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21.
Further information in respect of derivative interests: |
Code describing derivatives | Number of shares |
Nil | |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
JF International Management Inc. | Palm Grove House,P.O. Box 438, Road Town, Tortola, British Virgin Islands., Tortola, British Virgin Islands | JPMorgan Asset Management (Asia) Inc. | 100.00 | Y | Long position | 161,500 | Short position | 0 |
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JF Asset Management Limited | 21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong | JPMorgan Asset Management (Asia) Inc. | 100.00 | Y | Long position | 41,435,500 | Short position | 0 |
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JPMorgan Asset Management (Taiwan) Limited | 20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of China | JPMorgan Asset Management (Asia) Inc. | 100.00 | Y | Long position | 1,392,500 | Short position | 0 |
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JPMorgan Chase Bank, N.A. | 1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States | JPMorgan Chase & Co. | 100.00 | Y | Long position | 16,937,965 | Short position | 0 |
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JPMorgan Asset Management Holdings Inc | c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States | JPMorgan Chase & Co. | 100.00 | N | Long position | 42,989,500 | Short position | 0 |
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JPMorgan Asset Management (Asia) Inc. | Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States | JPMorgan Asset Management Holdings Inc | 100.00 | N | Long position | 42,989,500 | Short position | 0 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Nil | | |
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24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
Nil | | | |
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25.
Further information from a party to an agreement under Section 317: |
Names of other parties | Address | Number of shares |
Nil | | |
Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | % |
Nil | | | |
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27.
Date of filing this Form 2: |
10/11/2015 (dd/mm/yyyy)
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29.
Number of attachments: |
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