表格 2 - 法團大股東通知
表格序號
:
CS20160812000128
1.
上市法團的名稱
:
HSBC Holdings plc
2.
股份編號
:
00005
3.
股份類別
:
Ordinary Shares
4.
該類別的已發行股份的數目
:
19,924,278,199
5.
大股東的名稱
:
JPMorgan Chase & Co.
6.
註冊辦事處
:
270 Park Avenue, New York 10017, United States
7.
香港主要營業地點
:
N/A
13.
在哪一家交易所上市
:
New York Stock Exchange
14.
上市母公司的名稱及該母公司在哪一家交易所上市
:
N/A
15.
有關事件的日期
:
09/08/2016
(日 / 月 / 年)
16.
大股東知悉有關事件/股份權益的日期(如在有關事件的日期之後)
:
11/08/2016
(日 / 月 / 年)
17.
有關事件的詳情
:
切合有關情況的有關事件代號
切合以前/現時持有股份的身分的代號
買/賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
每股的最高價
每股的平均價
每股的平均代價
代價代號
好倉
101
205
205
202,325,494
HKD
54.500
54.346
54.570
301
淡倉
111
201
201
203,897,567
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
989,088,231
4.96
淡倉
209,161,415
1.04
可供借出的股份
504,409,388
2.53
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
1,191,413,725
5.97
淡倉
413,058,982
2.07
可供借出的股份
504,128,886
2.53
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
201
好倉
517,312,403
淡倉
413,058,982
202
好倉
169,865,206
淡倉
0
207
好倉
107,230
淡倉
0
208
好倉
504,128,886
淡倉
0
21.
有關衍生權益的進一步資料
:
切合有關衍生工具的代號
股份數目
401
好倉
32,568,160
淡倉
25,724,675
402
好倉
19,080,600
淡倉
9,601,880
403
好倉
13,137,203
淡倉
20,098,887
404
好倉
14,415,418
淡倉
77,493,781
22.
有關大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權股東的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
J.P. Morgan Securities LLC
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Broker-Dealer Holdings Inc
100.00
Y
好倉
31,927,723
淡倉
433,930
J.P. Morgan Clearing Corp
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Securities LLC
100.00
Y
好倉
33,552,717
淡倉
11,704,505
J.P. Morgan Markets Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
Bear Stearns UK Holdings Limited
7.69
Y
好倉
3,200
淡倉
0
J.P. Morgan Markets Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
Bear Stearns Holdings Limited
92.31
Y
好倉
3,200
淡倉
0
JF Asset Management Limited
21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
44,059,421
淡倉
0
JPMorgan Asset Management (Taiwan) Limited
20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of China
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
1,062,494
淡倉
0
J.P. Morgan Investment Management Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
JPMorgan Asset Management Holdings Inc
100.00
Y
好倉
56,685,409
淡倉
0
J.P. Morgan Investment Management Limited
Finsbury Dials, 20 Finsbury Street, London, EC2Y 9AQ, London, EC2Y 9AQ, England
JPMorgan Asset Management (UK) Limited
100.00
Y
好倉
116,226
淡倉
0
Bank One International Holdings Corporation
1 Bank One Plaza, Chicago, Cook, IL, IL, 60670, United States
J.P. Morgan International Inc.
100.00
N
好倉
792,499,948
淡倉
710,479,018
J.P. Morgan International Inc.
270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United States
JPMorgan Chase Bank, N.A.
100.00
N
好倉
792,499,948
淡倉
710,479,018
J.P. Morgan Chase International Holdings
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Chase (UK) Holdings Limited
100.00
N
好倉
340,496,031
淡倉
309,558,471
J.P. Morgan Trust Company of Delaware
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
J.P. Morgan Equity Holdings, Inc.
100.00
Y
好倉
88,655
淡倉
0
J.P. Morgan International Bank Limited
1 Knightsbridge, London, SW1X 7LX, London, SW1X 7LX, England
J.P. Morgan Chase International Holdings
100.00
Y
好倉
175,154
淡倉
0
J.P. Morgan Whitefriars Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Overseas Capital Corporation
100.00
Y
好倉
109,062,807
淡倉
81,512,076
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Financing Limited
0.59
Y
好倉
340,320,877
淡倉
309,558,471
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Chase International Holdings
99.41
Y
好倉
340,320,877
淡倉
309,558,471
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
Y
好倉
519,729,710
淡倉
0
J.P. Morgan Chase Bank Berhad
Level 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 50400, Malaysia
J.P. Morgan International Finance Limited
100.00
Y
好倉
2,445,079
淡倉
9,850,000
JPMorgan Asset Management (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings (UK) Limited
100.00
Y
好倉
51,741,629
淡倉
0
JPMorgan Funds Management, Inc.
460 Polaris Parkway, 2nd floor, OH1-1235, Westerville, Delaware, OH, OH, 43082, United States
JPMorgan Distribution Services, Inc.
100.00
Y
好倉
367,210
淡倉
0
J.P. Morgan International Inc.
270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United States
JPMorgan Chase Bank, N.A.
100.00
Y
好倉
75,414
淡倉
0
J.P. Morgan Capital Financing Limited
25, Bank Street, Canary Wharf, London, E14 5JP, England
JPMorgan Chase & Co.
100.00
N
好倉
340,320,877
淡倉
309,558,471
J.P. Morgan Securities LLC
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Broker-Dealer Holdings Inc
100.00
N
好倉
33,552,717
淡倉
11,704,505
Bear Stearns UK Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
The Bear Stearns Companies LLC
100.00
N
好倉
6,400
淡倉
0
Bear Stearns Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, England
Bear Stearns UK Holdings Limited
100.00
N
好倉
3,200
淡倉
0
The Bear Stearns Companies LLC
Corporation Trust Center, 1290 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
6,400
淡倉
0
J.P. Morgan Broker-Dealer Holdings Inc
Corporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
65,480,440
淡倉
12,138,435
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan Overseas Capital Corporation
27.27
N
好倉
340,496,031
淡倉
309,558,471
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan International Finance Limited
72.73
N
好倉
340,496,031
淡倉
309,558,471
JPMorgan Asset Management Holdings Inc
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
153,665,179
淡倉
0
JPMorgan Asset Management (Asia) Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Asset Management Holdings Inc
100.00
N
好倉
45,121,915
淡倉
0
J.P. Morgan Chase (UK) Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Holdings Limited
100.00
N
好倉
340,496,031
淡倉
309,558,471
JPMorgan Asset Management Holdings (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management International Limited
100.00
N
好倉
51,857,855
淡倉
0
J.P. Morgan Overseas Capital Corporation
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
J.P. Morgan International Finance Limited
100.00
N
好倉
449,558,838
淡倉
391,070,547
JPMorgan Asset Management International Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings Inc
100.00
N
好倉
51,857,855
淡倉
0
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
N
好倉
792,575,362
淡倉
710,479,018
J.P. Morgan Equity Holdings, Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
88,655
淡倉
0
J.P. Morgan International Finance Limited
500 Stanton Christiana Road, Newark, DE2, DE, 19713, United States
Bank One International Holdings Corporation
100.00
N
好倉
792,499,948
淡倉
710,479,018
JPMorgan Asset Management (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings (UK) Limited
100.00
N
好倉
116,226
淡倉
0
JPMorgan Distribution Services, Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
JPMorgan Chase & Co.
100.00
N
好倉
367,210
淡倉
0
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
無
24.
來自受託人、信託受益人、或酌情信託的成立人的進一步資料
:
信託的名稱
地址
身分代號
股份數目
N.A
此欄不會顯示個人地址
501
好倉
107,230
淡倉
0
25.
來自第317條所指的協議的一方的進一步資料
:
其他方的姓名或名稱
地址
股份數目
無
根據第317及318條,大股東持有權益的股份總數
:
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
無
27.
將本表格2送交存檔的日期
:
12/08/2016
(日 / 月 / 年)
29.
附頁的張數
: