FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20160815000193
1. Name of listed corporation: HSBC Holdings plc 
2. Stock code: 00005
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 19,924,278,199
5. Name of substantial shareholder: JPMorgan Chase & Co. 
6. Registered office: 270 Park Avenue, New York 10017, United States
7. Principal place of business in Hong Kong: N/A 
13. Exchange on which listed: New York Stock Exchange
14. Name of listed parent and exchange on which parent is listed: N/A 
15. Date of relevant event: 10/08/2016
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): 12/08/2016
(dd/mm/yyyy)
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position 117 205 205 59,045,772 HKD 54.825 54.736 51.240 301
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position1,191,413,7255.97
Short Position413,058,9822.07
Lending Pool504,128,8862.53
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position1,250,459,4976.27
Short Position449,214,6802.25
Lending Pool503,860,6192.52
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
201
Long position573,816,183
Short position449,214,680
202
Long position172,675,330
Short position0
207
Long position107,365
Short position0
208
Long position503,860,619
Short position0

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
401
Long position23,944,280
Short position22,626,655
402
Long position19,232,200
Short position9,836,160
403
Long position9,406,830
Short position16,003,543
404
Long position14,415,418
Short position77,493,781
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
J.P. Morgan Securities LLCc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00Y
Long position50,818,790
Short position345,918
J.P. Morgan Clearing Corpc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Securities LLC100.00Y
Long position34,751,392
Short position12,908,005
J.P. Morgan Markets Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandBear Stearns UK Holdings Limited7.69Y
Long position3,200
Short position0
J.P. Morgan Markets Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandBear Stearns Holdings Limited92.31Y
Long position3,200
Short position0
JF Asset Management Limited 21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong KongJPMorgan Asset Management (Asia) Inc.100.00Y
Long position44,059,421
Short position0
JPMorgan Asset Management (Taiwan) Limited 20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position1,062,494
Short position0
J.P. Morgan Investment Management Inc. c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJPMorgan Asset Management Holdings Inc100.00Y
Long position57,899,945
Short position0
J.P. Morgan Investment Management LimitedFinsbury Dials, 20 Finsbury Street, London, EC2Y 9AQ, London, EC2Y 9AQ, EnglandJPMorgan Asset Management (UK) Limited100.00Y
Long position116,226
Short position0
Bank One International Holdings Corporation1 Bank One Plaza, Chicago, Cook, IL, IL, 60670, United StatesJ.P. Morgan International Inc.100.00N
Long position864,746,024
Short position782,898,509
J.P. Morgan International Inc.270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase Bank, N.A.100.00N
Long position864,746,024
Short position782,898,509
J.P. Morgan Chase International Holdings25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Chase (UK) Holdings Limited100.00N
Long position376,328,069
Short position346,937,752
J.P. Morgan Trust Company of DelawareCorporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJ.P. Morgan Equity Holdings, Inc.100.00Y
Long position88,790
Short position0
J.P. Morgan International Bank Limited1 Knightsbridge, London, SW1X 7LX, London, SW1X 7LX, EnglandJ.P. Morgan Chase International Holdings100.00Y
Long position175,154
Short position0
J.P. Morgan Whitefriars Inc. c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Overseas Capital Corporation100.00Y
Long position109,644,807
Short position79,173,005
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Financing Limited0.59Y
Long position376,152,915
Short position346,937,752
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Chase International Holdings99.41Y
Long position376,152,915
Short position346,937,752
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00Y
Long position519,460,163
Short position0
J.P. Morgan Chase Bank BerhadLevel 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 50400, MalaysiaJ.P. Morgan International Finance Limited100.00Y
Long position2,445,079
Short position9,850,000
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position53,705,707
Short position0
J.P. Morgan International Inc.270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase Bank, N.A.100.00Y
Long position75,414
Short position0
J.P. Morgan Capital Financing Limited25, Bank Street, Canary Wharf, London, E14 5JP, EnglandJPMorgan Chase & Co.100.00N
Long position376,152,915
Short position346,937,752
J.P. Morgan Securities LLCc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00N
Long position34,751,392
Short position12,908,005
Bear Stearns UK Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandThe Bear Stearns Companies LLC100.00N
Long position6,400
Short position0
Bear Stearns Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, EnglandBear Stearns UK Holdings Limited100.00N
Long position3,200
Short position0
The Bear Stearns Companies LLCCorporation Trust Center, 1290 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position6,400
Short position0
J.P. Morgan Broker-Dealer Holdings IncCorporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position85,570,182
Short position13,253,923
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan Overseas Capital Corporation27.27N
Long position376,328,069
Short position346,937,752
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan International Finance Limited72.73N
Long position376,328,069
Short position346,937,752
JPMorgan Asset Management Holdings Incc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position156,843,793
Short position0
JPMorgan Asset Management (Asia) Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Asset Management Holdings Inc100.00N
Long position45,121,915
Short position0
J.P. Morgan Chase (UK) Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Holdings Limited100.00N
Long position376,328,069
Short position346,937,752
JPMorgan Asset Management Holdings (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management International Limited100.00N
Long position53,821,933
Short position0
J.P. Morgan Overseas Capital Corporationc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJ.P. Morgan International Finance Limited100.00N
Long position485,972,876
Short position426,110,757
JPMorgan Asset Management International Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings Inc100.00N
Long position53,821,933
Short position0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00N
Long position864,821,438
Short position782,898,509
J.P. Morgan Equity Holdings, Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position88,790
Short position0
J.P. Morgan International Finance Limited500 Stanton Christiana Road, Newark, DE2, DE, 19713, United StatesBank One International Holdings Corporation100.00N
Long position864,746,024
Short position782,898,509
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00N
Long position116,226
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
N.AAddresses of individuals are not displayed.501
Long position107,365
Short position0
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 15/08/2016
(dd/mm/yyyy)
29. Number of attachments: