表格 2 - 法團大股東通知
表格序號
:
CS20170522000066
1.
上市法團的名稱
:
HSBC Holdings plc
2.
股份編號
:
00005
3.
股份類別
:
Ordinary Shares
4.
該類別的已發行股份的數目
:
20,375,399,113
5.
大股東的名稱
:
JPMorgan Chase & Co.
6.
註冊辦事處
:
270 Park Avenue, New York 10017, United States
7.
香港主要營業地點
:
N/A
13.
在哪一家交易所上市
:
New York Stock Exchange
14.
上市母公司的名稱及該母公司在哪一家交易所上市
:
N/A
15.
有關事件的日期
:
17/05/2017
(日 / 月 / 年)
16.
大股東知悉有關事件／股份權益的日期(如在有關事件的日期之後)
:
19/05/2017
(日 / 月 / 年)
17.
有關事件的詳情
:
切合有關情況的有關事件代號
切合以前／現時持有股份的身分的代號
買／賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
每股的最高價
每股的平均價
每股的平均代價
代價代號
好倉
117
205
205
18,422,657
HKD
68.850
68.638
68.068
301
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
1,207,365,835
5.92
淡倉
465,058,929
2.28
可供借出的股份
461,454,901
2.26
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
1,225,788,492
6.01
淡倉
479,320,998
2.35
可供借出的股份
461,097,994
2.26
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
201
好倉
576,741,089
淡倉
479,320,998
202
好倉
187,732,264
淡倉
0
207
好倉
217,145
淡倉
0
208
好倉
461,097,994
淡倉
0
21.
有關衍生權益的進一步資料
:
切合有關衍生工具的代號
股份數目
401
好倉
29,991,835
淡倉
11,189,850
402
好倉
3,833,200
淡倉
8,981,480
403
好倉
12,256,254
淡倉
16,012,344
404
好倉
23,315,075
淡倉
68,657,677
22.
有關大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權股東的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
J.P. Morgan Securities LLC
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Broker-Dealer Holdings Inc
100.00
Y
好倉
83,005,243
淡倉
8,373,640
J.P. Morgan Markets Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
Bear Stearns UK Holdings Limited
7.69
Y
好倉
15,805
淡倉
0
J.P. Morgan Markets Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
Bear Stearns Holdings Limited
92.31
Y
好倉
15,805
淡倉
0
JF Asset Management Limited
21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
47,724,709
淡倉
0
JPMorgan Asset Management (Taiwan) Limited
20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of China
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
822,954
淡倉
0
J.P. Morgan Investment Management Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
JPMorgan Asset Management Holdings Inc
100.00
Y
好倉
46,782,633
淡倉
0
J.P. Morgan Trust Company of Delaware
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
J.P. Morgan Equity Holdings, Inc.
100.00
Y
好倉
181,825
淡倉
0
J.P. Morgan International Bank Limited
1 Knightsbridge, London, SW1X 7LX, London, SW1X 7LX, England
J.P. Morgan Chase International Holdings
100.00
Y
好倉
217,656
淡倉
0
Bank One International Holdings Corporation
1 Bank One Plaza, Chicago, Cook, IL, IL, 60670, United States
J.P. Morgan International Inc.
100.00
N
好倉
953,871,055
淡倉
879,180,662
J.P. Morgan International Inc.
270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United States
JPMorgan Chase Bank, N.A.
100.00
N
好倉
953,871,055
淡倉
879,180,662
J.P. Morgan Chase International Holdings
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Chase (UK) Holdings Limited
100.00
N
好倉
459,933,358
淡倉
408,233,304
J.P. Morgan Whitefriars Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Overseas Capital Corporation
100.00
Y
好倉
28,262,300
淡倉
62,714,054
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Financing Limited
0.59
Y
好倉
459,715,702
淡倉
408,233,304
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Chase International Holdings
99.41
Y
好倉
459,715,702
淡倉
408,233,304
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
Y
好倉
474,395,205
淡倉
0
J.P. Morgan Chase Bank Berhad
Level 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 50400, Malaysia
J.P. Morgan International Finance Limited
100.00
Y
好倉
5,742,039
淡倉
0
JPMorgan Asset Management (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings (UK) Limited
100.00
Y
好倉
78,780,348
淡倉
0
China International Fund Management Co Ltd
20th Floor, Aurora Plaza, 99 Fu Cheng Road,Pudong, Shanghai 200120, China., Shanghai, 200120, China
JPMorgan Asset Management (UK) Limited
49.00
Y
好倉
76,800
淡倉
0
J.P. Morgan International Inc.
270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United States
JPMorgan Chase Bank, N.A.
100.00
Y
好倉
65,273
淡倉
0
J.P. Morgan Capital Financing Limited
25, Bank Street, Canary Wharf, London, E14 5JP, England
JPMorgan Chase & Co.
100.00
N
好倉
459,715,702
淡倉
408,233,304
Bear Stearns UK Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
The Bear Stearns Companies LLC
100.00
N
好倉
31,610
淡倉
0
Bear Stearns Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, England
Bear Stearns UK Holdings Limited
100.00
N
好倉
15,805
淡倉
0
The Bear Stearns Companies LLC
Corporation Trust Center, 1290 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
31,610
淡倉
0
J.P. Morgan Broker-Dealer Holdings Inc
Corporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
83,005,243
淡倉
8,373,640
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan Overseas Capital Corporation
27.27
N
好倉
459,933,358
淡倉
408,233,304
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan International Finance Limited
72.73
N
好倉
459,933,358
淡倉
408,233,304
JPMorgan Asset Management Holdings Inc
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
174,187,444
淡倉
0
JPMorgan Asset Management (Asia) Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Asset Management Holdings Inc
100.00
N
好倉
48,547,663
淡倉
0
J.P. Morgan Chase (UK) Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Holdings Limited
100.00
N
好倉
459,933,358
淡倉
408,233,304
JPMorgan Asset Management Holdings (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management International Limited
100.00
N
好倉
78,857,148
淡倉
0
J.P. Morgan Overseas Capital Corporation
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
J.P. Morgan International Finance Limited
100.00
N
好倉
488,195,658
淡倉
470,947,358
JPMorgan Asset Management International Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings Inc
100.00
N
好倉
78,857,148
淡倉
0
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
N
好倉
953,936,328
淡倉
879,180,662
J.P. Morgan Equity Holdings, Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
181,825
淡倉
0
J.P. Morgan International Finance Limited
500 Stanton Christiana Road, Newark, DE2, DE, 19713, United States
Bank One International Holdings Corporation
100.00
N
好倉
953,871,055
淡倉
879,180,662
JPMorgan Asset Management (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings (UK) Limited
100.00
N
好倉
76,800
淡倉
0
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
無
24.
來自受託人、信託受益人、或酌情信託的成立人的進一步資料
:
信託的名稱
地址
身分代號
股份數目
N.A
此欄不會顯示個人地址
501
好倉
217,145
淡倉
0
25.
來自第317條所指的協議的一方的進一步資料
:
其他方的姓名或名稱
地址
股份數目
無
根據第317及318條，大股東持有權益的股份總數
:
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
無
27.
將本表格2送交存檔的日期
:
22/05/2017
(日 / 月 / 年)
29.
附頁的張數
: