FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20170622000005
1.
Name of listed corporation
:
HSBC Holdings plc
2.
Stock code
:
00005
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
20,375,579,364
5.
Name of substantial shareholder
:
BlackRock, Inc.
6.
Registered office
:
1209 Orange Street, Wilmington DE 19801
7.
Principal place of business in Hong Kong
:
N/A
13.
Exchange on which listed
:
New York Stock Exchange
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
19/06/2017
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
103
205
205
49,668,366
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,382,070,045
6.78
Short Position
6,995,828
0.03
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,431,738,411
7.03
Short Position
6,856,804
0.03
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
1,431,738,411
Short position
6,856,804
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
404
Long position
6,540,114
Short position
2,526,095
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Trident Merger, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock, Inc.
100.00
N
Long position
26,256,492
BlackRock Investment Management, LLC
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
Trident Merger, LLC
100.00
Y
Long position
26,256,492
BlackRock Holdco 2, Inc.
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock, Inc.
100.00
N
Long position
1,405,481,919
Short position
6,856,804
BlackRock Financial Management, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 2, Inc.
100.00
N
Long position
1,395,150,667
Short position
6,848,804
BlackRock Financial Management, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 2, Inc.
100.00
Y
Long position
10,331,252
Short position
8,000
BlackRock Holdco 4, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
555,111,857
Short position
1,820,568
BlackRock Holdco 6, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock Holdco 4, LLC
100.00
N
Long position
555,111,857
Short position
1,820,568
BlackRock Delaware Holdings Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 6, LLC
100.00
N
Long position
555,111,857
Short position
1,820,568
BlackRock Institutional Trust Company, National Association
1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA)
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
322,266,538
Short position
1,820,568
BlackRock Fund Advisors
400 Howard Street San Francisco, CA 94105, United States (California, USA)
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
232,845,319
BlackRock Capital Holdings, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
38,368,906
Short position
2,249
BlackRock Advisors, LLC
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Capital Holdings, Inc.
100.00
Y
Long position
38,368,906
Short position
2,249
BlackRock International Holdings, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
801,669,904
Short position
5,025,987
BR Jersey International Holdings L.P.
13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey)
BlackRock International Holdings, Inc.
86.00
N
Long position
801,669,904
Short position
5,025,987
BlackRock Cayco Limited
c/o Walkers SPV Limited, P.O. Box 908GT, Walker House, Mary Street, George Town, British West Indies, Cayman Islands (Cayman Islands)
BlackRock HK Holdco Limited
100.00
N
Long position
50,075,653
BlackRock Trident Holding Company Limited
Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland)
BlackRock Cayco Limited
100.00
N
Long position
50,075,653
BlackRock Japan Holdings GK
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Trident Holding Company Limited
100.00
N
Long position
50,075,653
BlackRock Japan Co., Ltd.
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Japan Holdings GK
100.00
Y
Long position
50,075,653
BlackRock Canada Holdings LP
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BR Jersey International Holdings L.P.
99.90
N
Long position
10,087,037
BlackRock Canada Holdings ULC
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings LP
100.00
N
Long position
10,087,037
BlackRock Asset Management Canada Limited
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings ULC
100.00
Y
Long position
10,087,037
BlackRock Australia Holdco Pty. Ltd.
Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, Australia)
BR Jersey International Holdings L.P.
100.00
N
Long position
7,307,923
BlackRock Investment Management (Australia) Limited
Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, Australia)
BlackRock Australia Holdco Pty. Ltd.
100.00
Y
Long position
7,307,923
BlackRock (Singapore) Holdco Pte. Ltd.
20 Anson Road #18-01 079912 Singapore (Singapore)
BR Jersey International Holdings L.P.
100.00
N
Long position
84,993,040
BlackRock Asia-Pac Holdco, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
N
Long position
84,515,556
BlackRock HK Holdco Limited
13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong)
BlackRock Asia-Pac Holdco, LLC
100.00
N
Long position
84,515,556
BlackRock Asset Management North Asia Limited
15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong
BlackRock HK Holdco Limited
100.00
Y
Long position
34,439,903
BlackRock Group Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BR Jersey International Holdings L.P.
90.00
N
Long position
699,281,904
Short position
5,025,987
BlackRock (Netherlands) B.V.
Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands (Amsterdam, Netherlands)
BlackRock Group Limited
100.00
Y
Long position
2,673,316
BlackRock Advisors (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Group Limited
100.00
Y
Long position
23,343,435
BlackRock International Limited
Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom (Scotland, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
248,823,796
BlackRock International Limited
Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom (Scotland, United Kingdom)
BlackRock Group Limited
100.00
Y
Long position
1,166,152
Short position
34,680
BlackRock Luxembourg Holdco S.à r.l.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited
100.00
N
Long position
141,315,161
Short position
510,816
BlackRock Investment Management Ireland Holdings Limited
JP Morgan House, International Financial Services Centre, Dublin 1, Ireland (Ireland)
BlackRock Luxembourg Holdco S.à r.l.
100.00
N
Long position
120,115,887
Short position
14,859
BlackRock Asset Management Ireland Limited
JP Morgan House, International Financial Services Centre, Dublin 1, Ireland (Ireland)
BlackRock Investment Management Ireland Holdings Limited
100.00
Y
Long position
120,115,887
Short position
14,859
BLACKROCK (Luxembourg) S.A.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Luxembourg Holdco S.à r.l.
100.00
Y
Long position
21,096,590
Short position
495,957
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
216,601,318
Short position
4,480,491
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Group Limited
100.00
Y
Long position
65,358,726
BlackRock Asset Management Deutschland AG
Max-Joseph-Straße 6, D-80333, München, Germany (Germany)
BlackRock Investment Management (UK) Limited
100.00
N
Long position
14,259,562
BlackRock Asset Management Deutschland AG
Max-Joseph-Straße 6, D-80333, München, Germany (Germany)
BlackRock Investment Management (UK) Limited
100.00
Y
Long position
16,145,049
BlackRock Fund Managers Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Investment Management (UK) Limited
100.00
Y
Long position
186,196,707
Short position
4,480,491
BlackRock Life Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock International Limited
100.00
Y
Long position
248,823,796
iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermögen
Max-Joseph-Straße 6, 80333 Munich Germany (Germany)
BlackRock Asset Management Deutschland AG
100.00
Y
Long position
14,259,562
BlackRock (Singapore) Limited
20 Anson Road #18-01 079912 Singapore (Singapore)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
Y
Long position
477,484
BlackRock UK Holdco Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Luxembourg Holdco S.à r.l.
100.00
N
Long position
102,684
BlackRock Asset Management (Schweiz) AG
Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland)
BlackRock UK Holdco Limited
100.00
Y
Long position
102,684
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
21/06/2017
(dd/mm/yyyy)
29.
Number of attachments
: