表格 2 - 法團大股東通知
 
表格序號: CS20170807000087
1. 上市法團的名稱: HSBC Holdings plc 
2. 股份編號: 00005
3. 股份類別: Ordinary Shares 
4. 該類別的已發行股份的數目: 20,473,895,910
5. 大股東的名稱: JPMorgan Chase & Co. 
6. 註冊辦事處: 270 Park Avenue, New York 10017, United States
7. 香港主要營業地點: N/A 
13. 在哪一家交易所上市: New York Stock Exchange
14. 上市母公司的名稱及該母公司在哪一家交易所上市: N/A 
15. 有關事件的日期: 02/08/2017
(日 / 月 / 年)
16. 大股東知悉有關事件／股份權益的日期(如在有關事件的日期之後): 04/08/2017
(日 / 月 / 年)
17. 有關事件的詳情:
  切合有關情況的有關事件代號 切合以前／現時持有股份的身分的代號 買／賣或涉及的股份數目 交易的貨幣 場內 場外
有關事件之前 有關事件之後 每股的最高價 每股的平均價 每股的平均代價 代價代號
好倉 117 205 205 28,596,814 HKD 79.500 79.318 73.725 301
18. 緊接在有關事件之前的股份總數:
 股份總數百分率數字(%)
好倉1,208,047,9025.90
淡倉496,603,1282.42
可供借出的股份430,283,6792.10
19. 緊接在有關事件之後的股份總數:
 股份總數百分率數字(%)
好倉1,236,644,7166.04
淡倉494,947,7272.41
可供借出的股份430,109,4872.10
20. 以何種身分持有方格19所披露的權益:
切合身分的代號股份數目
201
好倉638,319,629
淡倉494,947,727
202
好倉168,000,465
淡倉0
207
好倉215,135
淡倉0
208
好倉430,109,487
淡倉0

21. 有關衍生權益的進一步資料:
切合有關衍生工具的代號股份數目
401
好倉35,232,995
淡倉15,046,550
402
好倉3,828,400
淡倉36,650,720
403
好倉31,474,534
淡倉33,335,108
404
好倉18,428,854
淡倉62,692,646
22. 有關大股東所控制的法團的權益的進一步資料 :
受控法團的名稱地址及註冊成立地點控權股東的姓名或名稱控制百分率%直接權益(Y/N)股份數目
J.P. Morgan Securities LLCc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00Y
好倉105,024,547
淡倉2,348,655
J.P. Morgan Markets Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandBear Stearns UK Holdings Limited7.69Y
好倉3,340
淡倉0
J.P. Morgan Markets Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandBear Stearns Holdings Limited92.31Y
好倉3,340
淡倉0
JF Asset Management Limited 21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong KongJPMorgan Asset Management (Asia) Inc.100.00Y
好倉45,976,587
淡倉0
JPMorgan Asset Management (Taiwan) Limited 20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
好倉366,871
淡倉0
J.P. Morgan Investment Management Inc. c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJPMorgan Asset Management Holdings Inc100.00Y
好倉29,663,499
淡倉0
J.P. Morgan Trust Company of DelawareCorporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJ.P. Morgan Equity Holdings, Inc.100.00Y
好倉179,315
淡倉0
J.P. Morgan International Bank Limited1 Knightsbridge, London, SW1X 7LX, London, SW1X 7LX, EnglandJ.P. Morgan Chase International Holdings100.00Y
好倉36,693
淡倉0
Bank One International Holdings Corporation1 Bank One Plaza, Chicago, Cook, IL, IL, 60670, United StatesJ.P. Morgan International Inc.100.00N
好倉1,029,504,385
淡倉904,592,275
J.P. Morgan International Inc.270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase Bank, N.A.100.00N
好倉1,029,504,385
淡倉904,592,275
J.P. Morgan Chase International Holdings25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Chase (UK) Holdings Limited100.00N
好倉496,175,950
淡倉411,993,203
J.P. Morgan Whitefriars LLC500 Stanton Christiana Road, /DE File No. 0867618, Newark, New Castle, DE, DE, 19713, United StatesJ.P. Morgan Overseas Capital LLC100.00Y
好倉31,410,446
淡倉80,605,869
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Financing Limited0.59Y
好倉496,139,257
淡倉411,993,203
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Chase International Holdings99.41Y
好倉496,139,257
淡倉411,993,203
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00Y
好倉439,214,352
淡倉0
J.P. Morgan Chase Bank BerhadLevel 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 50400, MalaysiaJ.P. Morgan International Finance Limited100.00Y
好倉5,742,039
淡倉0
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00Y
好倉82,595,552
淡倉0
China International Fund Management Co Ltd20th Floor, Aurora Plaza, 99 Fu Cheng Road,Pudong, Shanghai 200120, China., Shanghai, 200120, ChinaJPMorgan Asset Management (UK) Limited49.00Y
好倉231,200
淡倉0
J.P. Morgan International Inc.270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United StatesJPMorgan Chase Bank, N.A.100.00Y
好倉61,018
淡倉0
J.P. Morgan Capital Financing Limited25, Bank Street, Canary Wharf, London, E14 5JP, EnglandJPMorgan Chase & Co.100.00N
好倉496,139,257
淡倉411,993,203
Bear Stearns UK Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandThe Bear Stearns Companies LLC100.00N
好倉6,680
淡倉0
Bear Stearns Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, EnglandBear Stearns UK Holdings Limited100.00N
好倉3,340
淡倉0
The Bear Stearns Companies LLCCorporation Trust Center, 1290 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
好倉6,680
淡倉0
J.P. Morgan Broker-Dealer Holdings IncCorporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
好倉105,024,547
淡倉2,348,655
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan Overseas Capital LLC27.27N
好倉496,175,950
淡倉411,993,203
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan International Finance Limited72.73N
好倉496,175,950
淡倉411,993,203
JPMorgan Asset Management Holdings Incc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
好倉158,833,709
淡倉0
JPMorgan Asset Management (Asia) Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Asset Management Holdings Inc100.00N
好倉46,343,458
淡倉0
J.P. Morgan Chase (UK) Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Holdings Limited100.00N
好倉496,175,950
淡倉411,993,203
JPMorgan Asset Management Holdings (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management International Limited100.00N
好倉82,826,752
淡倉0
J.P. Morgan Overseas Capital LLC500 Stanton Christiana Road, Newark, New Castle, DE, DE, 19713-2107, United StatesJ.P. Morgan International Finance Limited100.00N
好倉527,586,396
淡倉492,599,072
JPMorgan Asset Management International Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings Inc100.00N
好倉82,826,752
淡倉0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00N
好倉1,029,565,403
淡倉904,592,275
J.P. Morgan Equity Holdings, Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
好倉179,315
淡倉0
J.P. Morgan International Finance Limited500 Stanton Christiana Road, Newark, DE2, DE, 19713, United StatesBank One International Holdings Corporation100.00N
好倉1,029,504,385
淡倉904,592,275
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00N
好倉231,200
淡倉0

23. 有關由大股東與另一人共同持有的權益的進一步資料:
聯合股東的姓名或名稱地址股份數目
無 
24. 來自受託人、信託受益人、或酌情信託的成立人的進一步資料:
信託的名稱地址身分代號股份數目
(Private)此欄不會顯示個人地址501
好倉215,135
淡倉0
25. 來自第317條所指的協議的一方的進一步資料:
其他方的姓名或名稱地址股份數目
無 
根據第317及318條，大股東持有權益的股份總數:
26. 大股東或其董事慣於按照其指令行事的人士的詳情:
姓名地址關係代號百分率(%)
無  
 
27. 將本表格2送交存檔的日期: 07/08/2017
(日 / 月 / 年)
29. 附頁的張數: