FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20151124000188
1. Name of listed corporation: HSBC Holdings plc 
2. Stock code: 00005
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 19,584,743,061
5. Name of substantial shareholder: JPMorgan Chase & Co. 
6. Registered office: 270 Park Avenue, New York 10017, United States
7. Principal place of business in Hong Kong: N/A 
13. Exchange on which listed: New York Stock Exchange
14. Name of listed parent and exchange on which parent is listed: N/A 
15. Date of relevant event: 20/11/2015
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): 24/11/2015
(dd/mm/yyyy)
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position 101 205 205 13,588,771 HKD 62.925 62.645 62.566 301
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position967,463,5764.93
Short Position160,019,4070.81
Lending Pool579,941,3332.96
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position981,052,3475.00
Short Position160,287,4370.81
Lending Pool579,984,1032.96
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
201
Long position218,625,611
Short position160,287,437
202
Long position182,414,728
Short position0
207
Long position27,905
Short position0
208
Long position579,984,103
Short position0

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
401
Long position31,092,610
Short position24,861,900
402
Long position278,400
Short position23,955,800
403
Long position14,089,917
Short position20,066,184
404
Long position15,415,679
Short position64,243,031
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
J.P. Morgan Securities LLCc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00Y
Long position16,504,181
Short position167,704
J.P. Morgan Clearing Corpc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Securities LLC100.00Y
Long position45,587,149
Short position3,246,240
JF International Management Inc.Palm Grove House,P.O. Box 438, Road Town, Tortola, British Virgin Islands., Tortola, British Virgin IslandsJPMorgan Asset Management (Asia) Inc.100.00Y
Long position46,147
Short position0
JF Asset Management Limited 21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong KongJPMorgan Asset Management (Asia) Inc.100.00Y
Long position49,016,385
Short position0
JPMorgan Asset Management (Taiwan) Limited 20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position976,067
Short position0
J.P. Morgan Investment Management Inc. c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJPMorgan Asset Management Holdings Inc100.00Y
Long position61,832,637
Short position0
J.P. Morgan Trust Company of DelawareCorporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJ.P. Morgan Equity Holdings, Inc.100.00Y
Long position76,740
Short position0
J.P. Morgan International Bank Limited1 Knightsbridge, London, SW1X 7LX, London, SW1X 7LX, EnglandJ.P. Morgan Chase International Holdings100.00Y
Long position219,177
Short position0
Bank One International Holdings Corporation1 Bank One Plaza, Chicago, Cook, IL, IL, 60670, United StatesJ.P. Morgan International Inc.100.00N
Long position258,885,915
Short position213,004,893
J.P. Morgan International Inc.270 Park Avenue, New York 10017, United StatesJPMorgan Chase Bank, N.A.100.00N
Long position258,885,915
Short position213,004,893
J.P. Morgan Chase International Holdings25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Chase (UK) Holdings Limited100.00N
Long position102,132,458
Short position56,131,400
J.P. Morgan Whitefriars Inc. c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Overseas Capital Corporation100.00Y
Long position52,545,103
Short position78,142,093
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Financing Limited0.59Y
Long position101,913,281
Short position56,131,400
J.P. Morgan Securities plc25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Chase International Holdings99.41Y
Long position101,913,281
Short position56,131,400
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00Y
Long position595,286,645
Short position0
J.P. Morgan Chase Bank BerhadLevel 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 50400, MalaysiaJ.P. Morgan International Finance Limited100.00Y
Long position2,075,897
Short position7,600,000
JPMorgan Asset Management (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position54,547,626
Short position0
JPMorgan Funds Management, Inc.460 Polaris Parkway, 2nd floor, OH1-1235, Westerville, Delaware, OH, OH, 43082, United StatesJPMorgan Distribution Services, Inc.100.00Y
Long position347,470
Short position0
J.P. Morgan International Inc.270 Park Avenue, New York 10017, United StatesJPMorgan Chase Bank, N.A.100.00Y
Long position77,842
Short position0
J.P. Morgan Structured Products B.V.Luna ArenA, Herikerbergweg 238, 1101 CM Amsterdam Zuidoost, The Netherlands, Amsterdam, 1101, NetherlandsJ.P. Morgan International Finance Limited100.00Y
Long position0
Short position15,000,000
J.P. Morgan Capital Financing Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJPMorgan Chase & Co.100.00N
Long position101,913,281
Short position56,131,400
J.P. Morgan Securities LLCc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00N
Long position45,587,150
Short position3,246,240
J.P. Morgan Broker-Dealer Holdings IncCorporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position62,091,331
Short position3,413,944
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan Overseas Capital Corporation27.27N
Long position102,132,458
Short position56,131,400
J.P. Morgan Capital Holdings Limited6 route de Trèves, Senningerberg, L-2633, LuxembourgJ.P. Morgan International Finance Limited72.73N
Long position102,132,458
Short position56,131,400
JPMorgan Asset Management Holdings Incc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position166,418,862
Short position0
JPMorgan Asset Management (Asia) Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Asset Management Holdings Inc100.00N
Long position50,038,599
Short position0
J.P. Morgan Chase (UK) Holdings Limited25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, EnglandJ.P. Morgan Capital Holdings Limited100.00N
Long position102,132,458
Short position56,131,400
JPMorgan Asset Management Holdings (UK) Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management International Limited100.00N
Long position54,547,626
Short position0
J.P. Morgan Overseas Capital Corporationc/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJ.P. Morgan International Finance Limited100.00N
Long position154,677,561
Short position134,273,493
JPMorgan Asset Management International Limited60 Victoria Embankment, London, EC4Y0JP, EnglandJPMorgan Asset Management Holdings Inc100.00N
Long position54,547,626
Short position0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, OH21, OH, 43240, United StatesJPMorgan Chase & Co.100.00N
Long position258,963,757
Short position213,004,893
J.P. Morgan Equity Holdings, Inc.Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United StatesJPMorgan Chase & Co.100.00N
Long position76,740
Short position0
J.P. Morgan International Finance Limited500 Stanton Christiana Road, Newark, DE2, DE, 19713, United StatesBank One International Holdings Corporation100.00N
Long position258,885,915
Short position213,004,893
JPMorgan Distribution Services, Inc.c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United StatesJPMorgan Chase & Co.100.00N
Long position347,470
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
N.AAddresses of individuals are not displayed.501
Long position27,905
Short position0
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 24/11/2015
(dd/mm/yyyy)
29. Number of attachments: