FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20151215000322
1.
Name of listed corporation
:
HSBC Holdings plc
2.
Stock code
:
00005
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
19,682,289,076
5.
Name of substantial shareholder
:
JPMorgan Chase & Co.
6.
Registered office
:
270 Park Avenue, New York 10017, United States
7.
Principal place of business in Hong Kong
:
N/A
13.
Exchange on which listed
:
New York Stock Exchange
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
10/12/2015
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
14/12/2015
(dd/mm/yyyy)
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
101
205
205
57,356,808
HKD
60.650
60.090
60.331
301
Short position
111
201
201
54,940,601
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
972,425,194
4.94
Short Position
144,189,638
0.73
Lending Pool
574,991,289
2.92
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,029,782,002
5.23
Short Position
199,130,239
1.01
Lending Pool
574,652,930
2.91
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
201
Long position
257,351,339
Short position
199,130,239
202
Long position
197,749,828
Short position
0
207
Long position
27,905
Short position
0
208
Long position
574,652,930
Short position
0
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
32,856,085
Short position
24,256,415
402
Long position
174,800
Short position
23,798,000
403
Long position
15,298,115
Short position
20,918,266
404
Long position
58,388,615
Short position
106,283,562
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
J.P. Morgan Securities LLC
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Broker-Dealer Holdings Inc
100.00
Y
Long position
16,896,627
Short position
285,623
J.P. Morgan Clearing Corp
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Securities LLC
100.00
Y
Long position
34,270,152
Short position
2,242,725
JF Asset Management Limited
21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong
JPMorgan Asset Management (Asia) Inc.
100.00
Y
Long position
49,659,585
Short position
0
JPMorgan Asset Management (Taiwan) Limited
20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of China
JPMorgan Asset Management (Asia) Inc.
100.00
Y
Long position
957,267
Short position
0
J.P. Morgan Investment Management Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
JPMorgan Asset Management Holdings Inc
100.00
Y
Long position
62,105,934
Short position
0
J.P. Morgan Trust Company of Delaware
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
J.P. Morgan Equity Holdings, Inc.
100.00
Y
Long position
78,685
Short position
0
J.P. Morgan International Bank Limited
1 Knightsbridge, London, SW1X 7LX, London, SW1X 7LX, England
J.P. Morgan Chase International Holdings
100.00
Y
Long position
225,327
Short position
0
J.P. Morgan Whitefriars Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Overseas Capital Corporation
100.00
Y
Long position
79,277,010
Short position
101,898,480
Bank One International Holdings Corporation
1 Bank One Plaza, Chicago, Cook, IL, IL, 60670, United States
J.P. Morgan International Inc.
100.00
N
Long position
331,466,867
Short position
268,705,302
J.P. Morgan International Inc.
270 Park Avenue, New York 10017, United States
JPMorgan Chase Bank, N.A.
100.00
N
Long position
331,466,867
Short position
268,705,302
J.P. Morgan Chase International Holdings
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Chase (UK) Holdings Limited
100.00
N
Long position
125,056,980
Short position
72,103,411
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Financing Limited
0.59
Y
Long position
124,831,653
Short position
72,103,411
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Chase International Holdings
99.41
Y
Long position
124,831,653
Short position
72,103,411
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
Y
Long position
589,950,434
Short position
0
J.P. Morgan Chase Bank Berhad
Level 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 50400, Malaysia
J.P. Morgan International Finance Limited
100.00
Y
Long position
2,075,897
Short position
7,600,000
JPMorgan Asset Management (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings (UK) Limited
100.00
Y
Long position
69,028,758
Short position
0
JPMorgan Funds Management, Inc.
460 Polaris Parkway, 2nd floor, OH1-1235, Westerville, Delaware, OH, OH, 43082, United States
JPMorgan Distribution Services, Inc.
100.00
Y
Long position
346,145
Short position
0
J.P. Morgan International Inc.
270 Park Avenue, New York 10017, United States
JPMorgan Chase Bank, N.A.
100.00
Y
Long position
78,528
Short position
0
J.P. Morgan Structured Products B.V.
Luna ArenA, Herikerbergweg 238, 1101 CM Amsterdam Zuidoost, The Netherlands, Amsterdam, 1101, Netherlands
J.P. Morgan International Finance Limited
100.00
Y
Long position
0
Short position
15,000,000
J.P. Morgan Capital Financing Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
JPMorgan Chase & Co.
100.00
N
Long position
124,831,653
Short position
72,103,411
J.P. Morgan Securities LLC
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Broker-Dealer Holdings Inc
100.00
N
Long position
34,270,152
Short position
2,242,725
J.P. Morgan Broker-Dealer Holdings Inc
Corporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
Long position
51,166,779
Short position
2,528,348
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan Overseas Capital Corporation
27.27
N
Long position
125,056,980
Short position
72,103,411
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan International Finance Limited
72.73
N
Long position
125,056,980
Short position
72,103,411
JPMorgan Asset Management Holdings Inc
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
Long position
181,751,544
Short position
0
JPMorgan Asset Management (Asia) Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Asset Management Holdings Inc
100.00
N
Long position
50,616,852
Short position
0
J.P. Morgan Chase (UK) Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Holdings Limited
100.00
N
Long position
125,056,980
Short position
72,103,411
JPMorgan Asset Management Holdings (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management International Limited
100.00
N
Long position
69,028,758
Short position
0
J.P. Morgan Overseas Capital Corporation
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
J.P. Morgan International Finance Limited
100.00
N
Long position
204,333,990
Short position
174,001,891
JPMorgan Asset Management International Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings Inc
100.00
N
Long position
69,028,758
Short position
0
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
N
Long position
331,545,395
Short position
268,705,302
J.P. Morgan Equity Holdings, Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
Long position
78,685
Short position
0
J.P. Morgan International Finance Limited
500 Stanton Christiana Road, Newark, DE2, DE, 19713, United States
Bank One International Holdings Corporation
100.00
N
Long position
331,466,867
Short position
268,705,302
JPMorgan Distribution Services, Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
JPMorgan Chase & Co.
100.00
N
Long position
346,145
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
N.A
Addresses of individuals are not displayed.
501
Long position
27,905
Short position
0
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
15/12/2015
(dd/mm/yyyy)
29.
Number of attachments
: