表格 2 - 法團大股東通知
表格序號
:
CS20160309000173
1.
上市法團的名稱
:
HSBC Holdings plc
2.
股份編號
:
00005
3.
股份類別
:
Ordinary Shares
4.
該類別的已發行股份的數目
:
19,709,187,224
5.
大股東的名稱
:
JPMorgan Chase & Co.
6.
註冊辦事處
:
270 Park Avenue, New York 10017, United States
7.
香港主要營業地點
:
N/A
13.
在哪一家交易所上市
:
New York Stock Exchange
14.
上市母公司的名稱及該母公司在哪一家交易所上市
:
N/A
15.
有關事件的日期
:
07/03/2016
(日 / 月 / 年)
16.
大股東知悉有關事件／股份權益的日期(如在有關事件的日期之後)
:
09/03/2016
(日 / 月 / 年)
17.
有關事件的詳情
:
切合有關情況的有關事件代號
切合以前／現時持有股份的身分的代號
買／賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
每股的最高價
每股的平均價
每股的平均代價
代價代號
好倉
117
205
205
258,402,360
HKD
50.029
49.673
49.773
301
淡倉
113
201
201
261,185,393
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
1,340,526,046
6.80
淡倉
492,023,254
2.49
可供借出的股份
568,522,287
2.88
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
1,082,123,686
5.49
淡倉
230,837,861
1.17
可供借出的股份
570,326,196
2.89
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
201
好倉
310,023,032
淡倉
230,837,861
202
好倉
201,679,153
淡倉
0
207
好倉
95,305
淡倉
0
208
好倉
570,326,196
淡倉
0
21.
有關衍生權益的進一步資料
:
切合有關衍生工具的代號
股份數目
401
好倉
30,605,880
淡倉
25,927,355
402
好倉
1,953,600
淡倉
30,894,640
403
好倉
19,818,397
淡倉
19,427,777
404
好倉
53,885,919
淡倉
110,233,257
22.
有關大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權股東的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
J.P. Morgan Securities LLC
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Broker-Dealer Holdings Inc
100.00
Y
好倉
21,639,144
淡倉
357,758
J.P. Morgan Clearing Corp
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Securities LLC
100.00
Y
好倉
35,951,799
淡倉
3,735,990
J.P. Morgan Markets Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
Bear Stearns UK Holdings Limited
7.69
Y
好倉
3,200
淡倉
0
J.P. Morgan Markets Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
Bear Stearns Holdings Limited
92.31
Y
好倉
3,200
淡倉
0
JF Asset Management Limited
21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
47,114,621
淡倉
0
JPMorgan Asset Management (Taiwan) Limited
20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of China
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
1,044,226
淡倉
0
J.P. Morgan Investment Management Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
JPMorgan Asset Management Holdings Inc
100.00
Y
好倉
64,978,067
淡倉
0
J.P. Morgan Trust Company of Delaware
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
J.P. Morgan Equity Holdings, Inc.
100.00
Y
好倉
77,175
淡倉
0
Bank One International Holdings Corporation
1 Bank One Plaza, Chicago, Cook, IL, IL, 60670, United States
J.P. Morgan International Inc.
100.00
N
好倉
422,237,605
淡倉
318,291,303
J.P. Morgan International Inc.
270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United States
JPMorgan Chase Bank, N.A.
100.00
N
好倉
422,237,605
淡倉
318,291,303
J.P. Morgan Chase International Holdings
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Chase (UK) Holdings Limited
100.00
N
好倉
169,621,976
淡倉
91,547,190
J.P. Morgan International Bank Limited
1 Knightsbridge, London, SW1X 7LX, London, SW1X 7LX, England
J.P. Morgan Chase International Holdings
100.00
Y
好倉
186,740
淡倉
0
J.P. Morgan Whitefriars Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Overseas Capital Corporation
100.00
Y
好倉
80,917,756
淡倉
112,596,923
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Financing Limited
0.59
Y
好倉
169,435,236
淡倉
91,547,190
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Chase International Holdings
99.41
Y
好倉
169,435,236
淡倉
91,547,190
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
Y
好倉
586,700,162
淡倉
0
J.P. Morgan Chase Bank Berhad
Level 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 50400, Malaysia
J.P. Morgan International Finance Limited
100.00
Y
好倉
2,075,897
淡倉
7,600,000
JPMorgan Asset Management (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings (UK) Limited
100.00
Y
好倉
71,525,215
淡倉
0
JPMorgan Funds Management, Inc.
460 Polaris Parkway, 2nd floor, OH1-1235, Westerville, Delaware, OH, OH, 43082, United States
JPMorgan Distribution Services, Inc.
100.00
Y
好倉
396,950
淡倉
0
J.P. Morgan International Inc.
270 Park Avenue, New York NY 10017, New York, New York, NY, NY, 10017, United States
JPMorgan Chase Bank, N.A.
100.00
Y
好倉
77,498
淡倉
0
J.P. Morgan Structured Products B.V.
Luna ArenA, Herikerbergweg 238, 1101 CM Amsterdam Zuidoost, The Netherlands, Amsterdam, 1101, Netherlands
J.P. Morgan International Finance Limited
100.00
Y
好倉
0
淡倉
15,000,000
J.P. Morgan Capital Financing Limited
25, Bank Street, Canary Wharf, London, E14 5JP, England
JPMorgan Chase & Co.
100.00
N
好倉
169,435,236
淡倉
91,547,190
J.P. Morgan Securities LLC
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
J.P. Morgan Broker-Dealer Holdings Inc
100.00
N
好倉
35,951,799
淡倉
3,735,990
Bear Stearns UK Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
The Bear Stearns Companies LLC
100.00
N
好倉
6,400
淡倉
0
Bear Stearns Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, England
Bear Stearns UK Holdings Limited
100.00
N
好倉
3,200
淡倉
0
The Bear Stearns Companies LLC
Corporation Trust Center, 1290 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
6,400
淡倉
0
J.P. Morgan Broker-Dealer Holdings Inc
Corporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
57,590,943
淡倉
4,093,748
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan Overseas Capital Corporation
27.27
N
好倉
169,621,976
淡倉
91,547,190
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan International Finance Limited
72.73
N
好倉
169,621,976
淡倉
91,547,190
JPMorgan Asset Management Holdings Inc
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
184,662,129
淡倉
0
JPMorgan Asset Management (Asia) Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Asset Management Holdings Inc
100.00
N
好倉
48,158,847
淡倉
0
J.P. Morgan Chase (UK) Holdings Limited
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Holdings Limited
100.00
N
好倉
169,621,976
淡倉
91,547,190
JPMorgan Asset Management Holdings (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management International Limited
100.00
N
好倉
71,525,215
淡倉
0
J.P. Morgan Overseas Capital Corporation
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
J.P. Morgan International Finance Limited
100.00
N
好倉
250,539,732
淡倉
204,144,113
JPMorgan Asset Management International Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings Inc
100.00
N
好倉
71,525,215
淡倉
0
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
N
好倉
422,315,103
淡倉
318,291,303
J.P. Morgan Equity Holdings, Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase & Co.
100.00
N
好倉
77,175
淡倉
0
J.P. Morgan International Finance Limited
500 Stanton Christiana Road, Newark, DE2, DE, 19713, United States
Bank One International Holdings Corporation
100.00
N
好倉
422,237,605
淡倉
318,291,303
JPMorgan Distribution Services, Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
JPMorgan Chase & Co.
100.00
N
好倉
396,950
淡倉
0
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
無
24.
來自受託人、信託受益人、或酌情信託的成立人的進一步資料
:
信託的名稱
地址
身分代號
股份數目
N.A
此欄不會顯示個人地址
501
好倉
95,305
淡倉
0
25.
來自第317條所指的協議的一方的進一步資料
:
其他方的姓名或名稱
地址
股份數目
無
根據第317及318條，大股東持有權益的股份總數
:
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
無
27.
將本表格2送交存檔的日期
:
09/03/2016
(日 / 月 / 年)
29.
附頁的張數
: