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Form Serial No: |
CS20090415000219 |
| 1.
Name of listed corporation: |
Henderson Investment Ltd. |
| 2.
Stock code: |
00097 |
| 3.
Class of shares: |
Ordinary |
| 4.
Number of issued shares in class: |
3,047,327,395 |
| 5.
Name of substantial shareholder: |
UBS AG |
| 6.
Registered office: |
Bahnhofstrasse 45
8098 Zurich Switzerland |
| 7.
Principal place of business in Hong Kong: |
52/F Two International Finance Centre
8 Finance Street, Central
Hong Kong |
| 13.
Exchange on which listed: |
VIRT-X |
| 14.
Name of listed parent and exchange on which parent is listed: |
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| 15.
Date of relevant event: |
09/04/2009
(dd/mm/yyyy)
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| 16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
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| 17.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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Long position |
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|
HKD |
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| Short position |
113 |
|
201 |
9,057,304 |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 161,907,470 | 5.31 |
| Short Position | 148,242,156 | 4.86 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 169,492,470 | 5.56 |
| Short Position | 157,299,460 | 5.16 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Code describing capacity | Number of shares |
| 201 | | Long position | 164,743,470 | | Short position | 155,499,460 |
|
| 203 | | Long position | 2,949,000 | | Short position | 0 |
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| 205 | | Long position | 1,800,000 | | Short position | 1,800,000 |
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| 21.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| 403 | | Long position | 146,442,156 | | Short position | 146,442,156 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| UBS Securities LLC | C/O Corporate Service Company 2711 Centerville Road, Suite 400, Wilmington DE 19808 Delaware, USA | UBS AG | 100.00 | Y | | Long position | 1,800,000 | | Short position | 1,800,000 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 25.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | % |
| Nil | | | |
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| 27.
Date of filing this Form 2: |
15/04/2009
(dd/mm/yyyy)
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| 29.
Number of attachments: |
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