FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20081006000068
1.
Name of listed corporation
:
Hong Kong Exchanges and Clearing Ltd.
2.
Stock code
:
00388
3.
Class of shares
:
Common Shares
4.
Number of issued shares in class
:
1,074,873,846
5.
Name of substantial shareholder
:
Deutsche Bank Aktiengesellschaft
6.
Registered office
:
Theodor-Heuss-Allee 70, 60468 Frankfurt am Main, Germany
7.
Principal place of business in Hong Kong
:
Deutsche Bank AG, Hong Kong 55/F Cheung Kong Center, 2 Queen's Road, Central, Hong Kong
13.
Exchange on which listed
:
Deutsche Boerse and New York Stock Exchange
14.
Name of listed parent and exchange on which parent is listed
:
15.
Date of relevant event
:
26/09/2008
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
30/09/2008
(dd/mm/yyyy)
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
103
201
1,763,432
HKD
99.509
98.940
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
65,078,717
6.05
Short Position
50,425,371
4.69
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
63,193,219
5.88
Short Position
50,865,765
4.73
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
201
Long position
37,808,337
Short position
30,280,488
202
Long position
3,161,331
Short position
0
203
Long position
22,223,551
Short position
20,585,277
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
7,996,100
Short position
5,078,096
404
Long position
24,101,999
Short position
16,253,251
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
DB Capital Markets (Deutschland) GmbH
Theodor-Heuss-Allee 70, 60486 Frankfurt am Main
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
DWS Holding & Service GmbH
Mainzer Landstr. 178-190, 60327 Frankfurt
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
DWS (Austria) Investmentgesellschaft mbH
Hohenstaufengasse 4, Vienna 1010, Austria
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
2,031
DWS Investment GmbH
Mainzer Landstr. 178-190, 60327 Frankfurt
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
2,545,000
DWS Investment GmbH
Mainzer Landstr. 178-190, 60327 Frankfurt
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
Deutsche Vermogensbitdungsgesellschaft mit beschrankler Haftung
Mainzer Landstr. 178-190, 60327 Frankfurt
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
50,000
Deutsche Bank Luxembourg S.A.
2, Boulevard Konrad Adenauer, Luxembourg 1115
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
DWS Investment S.A., Luxemburg
2, Boulevard Konrad Adenauer, Luxembourg 1115
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
6,700
Deutsche Asset Management International GmbH
Mainzer Landstr. 178-190, 60327 Frankfurt
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
89,500
Deutsche Asset Management International GmbH
Mainzer Landstr. 178-190, 60327 Frankfurt
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
Deutsche Asset Management Investmentgesellschaft mbH
Mainzer Landstr. 178-190, 60327 Frankfurt
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
10,000
DB Valoren S.a.r.l
6, Avenue Paseteur, Luxembourg 2310
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
Deutsche Asia Pacific Holdings Pte Ltd
One Raffles Quay #17-10, Singapore 048583
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
Deutsche Asset Management (Asia) Limited
One Raffles Quay #17-10, Singapore 048583
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
350,100
Deutsche Asset Management (Japan) Limited
2-11-1 Sanno Park Tower, Nagata-cho, Chiyoda-ku
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
500
Taunus Corporation
1209 Orange Street, Delaware(DE), 19805, Wilmington, USA(United States)
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
Deutsche Bank Trust Corporation
111 Elghth Avenue New York 10005
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
Deutsche Bank Trust Company Americas
60 Wall Street, New York, NY 10005-2858
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
1,700
Deutsche Bank Americas Holding Corp.
60 Wall Street, New York 10005
Deutsche Bank Aktiengesellschaft
100.00
N
Long position
3,161,331
Deutsche Investment Management Americas Inc.
345 Park Avenue, New York, NY 10154
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
104,800
Deutsche Bank Trust Company Delaware
Suite 200, 1011 Centre Road, Wilmington, Delaware, USA
Deutsche Bank Aktiengesellschaft
100.00
Y
Long position
1,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
03/10/2008
(dd/mm/yyyy)
29.
Number of attachments
:
1