FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20081023000192
1. Name of listed corporation: Hong Kong Exchanges and Clearing Ltd. 
2. Stock code: 00388
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 1,074,873,846
5. Name of substantial shareholder: JPMorgan Chase & Co. 
6. Registered office: 270 Park Avenue, New York 10017, USA
7. Principal place of business in Hong Kong: N/A 
13. Exchange on which listed: New York Stock Exchange
14. Name of listed parent and exchange on which parent is listed: N/A 
15. Date of relevant event: 20/10/2008
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): 21/10/2008
(dd/mm/yyyy)
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position HKD
Short position  113  205  205  8,188,596           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position55,847,2145.20
Short Position50,762,0734.72
Lending Pool35,789,7333.33
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position55,881,3145.20
Short Position42,573,4773.96
Lending Pool35,794,2333.33
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
201
Long position10,724,481
Short position42,220,777
202
Long position9,362,600
Short position352,700
208
Long position35,794,233
Short position0

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
402
Long position1,000
Short position42,400
403
Long position4,525,000
Short position15,936,017
404
Long position0
Short position22,220,000
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, Ohio 43240JPMorgan Chase & Co.100.00Y
Long position35,805,533
Short position0
J.P. Morgan Whitefriars Inc.500 Stanton Christiana Road, Newark, Delaware, USA (United States)J.P. Morgan Overseas Capital Corporation100.00Y
Long position6,115,468
Short position38,156,017
J.P. Morgan Overseas Capital Corporation500 Stanton Christiana Road, Newark, Delaware, USA (United States)J.P. Morgan International Finance Limited100.00N
Long position6,115,468
Short position38,156,017
J.P. Morgan International Finance Limited500 Stanton Christiana Road, Newark, Delaware 19713, USA (United States)Bank One International Holdings Corporation100.00N
Long position10,383,815
Short position41,880,917
Bank One International Holdings Corporation1 Bank One Plaza, Chicago, IllinoisJ.P. Morgan International Inc100.00N
Long position10,383,815
Short position41,880,917
J.P. Morgan International Inc.270 Park Avenue, New York, N.Y.10017 (United States)JPMorgan Chase Bank, N.A.100.00N
Long position10,383,815
Short position41,880,917
JPMorgan Chase Bank, N.A.1111 Polaris Parkway, Columbus, Ohio 43240JPMorgan Chase & Co.100.00N
Long position10,383,815
Short position41,880,917
JF Asset Management Limited21st Floor Chater House 8 Connaught Road Central Hong Kong (Hong Kong)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position5,040,800
Short position352,700
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York (United States)JPMorgan Asset Management Holdings Inc.100.00N
Long position5,040,800
Short position352,700
JPMorgan Asset Management Holdings Inc.270 Park Avenue New York (United States)JPMorgan Chase & Co.100.00N
Long position9,351,300
Short position352,700
J.P. Morgan Structured Products B.V.Strawinskylaan 3105 1077 AZ Amsterdam The NetherlandsJ.P. Morgan International Finance Limited100.00Y
Long position1,000
Short position42,400
J.P. Morgan Securities Ltd.125 London Wall London EC2Y 5AJ (England)J.P. Morgan Chase International Holdings98.95Y
Long position4,267,347
Short position3,682,500
J.P. Morgan Chase International Holdings Limited125 London Wall London EC2Y 5AJ (England)J.P. Morgan Chase (UK) Holdings Limited100.00N
Long position4,267,347
Short position3,682,500
J.P. Morgan Chase (UK) Holdings Limited125 London Wall London EC2Y 5AJ (England)J.P. Morgan Capital Holdings Limited100.00N
Long position4,267,347
Short position3,682,500
J.P. Morgan Capital Holdings Limited125 London Wall London EC2Y 5AJ (England)J.P. Morgan International Finance Limited100.00N
Long position4,267,347
Short position3,682,500
JPMorgan Asset Management (UK) Limited125 London Wall London EC2Y 5AJ London (England)JPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position234,200
Short position0
JPMorgan Asset Management Holdings (UK) Limited125 London Wall London EC2Y 5AJ London (England)JPMorgan Asset Management International Limited100.00N
Long position2,154,400
Short position0
JPMorgan Asset Management International Limited125 London Wall London EC2Y 5AJ (England)JPMorgan Asset Management Holdings Inc.100.00N
Long position2,154,400
Short position0
J.P. Morgan Investment Management Inc.245 Park Avenue New York (United States)JPMorgan Asset Management Holdings Inc.100.00Y
Long position146,100
Short position0
China International Fund Management Ltd20th Floor ,Aurora Building 99 Fu Cheng Road Shanghai 200120 China Peoples RepublicJPMorgan Asset Management (UK) Limited 49.00Y
Long position1,920,200
Short position0
JPMorgan Asset Management (UK) Limited125 London Wall London EC2Y 5AJ London (England)JPMorgan Asset Management Holdings (UK) Limited100.00N
Long position1,920,200
Short position0
Bear, Stearns International LimitedOne Canada Square London E14 5AD (England)Bear Stearns Holdings Limited100.00Y
Long position340,666
Short position339,860
Bear Stearns Holdings LimitedOne Canada Square London E14 5AD (England)Bear Stearns UK Holdings Limited100.00N
Long position340,666
Short position339,860
Bear Stearns UK Holdings LimitedOne Canada Square London E14 5AD (England)The Bear Stearns Companies LLC100.00N
Long position340,666
Short position339,860
The Bear Stearns Companies LLC383 Madison Avenue, New York (United States)JPMorgan Chase & Co.100.00N
Long position340,666
Short position339,860
JF Asset Management (Singapore) Limited - Co Reg #: 197601586K168 Robinson Road 17th Floor, Capital Tower Singapore 068912 (Singapore)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position2,010,000
Short position0
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York (United States)JPMorgan Asset Management Holdings Inc.100.00N
Long position2,010,000
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Nil  
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 21/10/2008
(dd/mm/yyyy)
29. Number of attachments: