FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20101014000005
1. Name of listed corporation: Hong Kong Exchanges and Clearing Ltd. 
2. Stock code: 00388
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 1,078,074,346
5. Name of substantial shareholder: JPMorgan Chase & Co. 
6. Registered office: 270 Park Avenue, New York 10017, USA
7. Principal place of business in Hong Kong: N/A 
13. Exchange on which listed: New York Stock Exchange
14. Name of listed parent and exchange on which parent is listed: N/A 
15. Date of relevant event: 11/10/2010
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): 12/10/2010
(dd/mm/yyyy)
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position 101 205 205 455,536 HKD 170.000 168.900
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position53,450,7824.96
Short Position1,047,0730.10
Lending Pool37,048,9463.44
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position53,906,3185.00
Short Position1,134,1290.11
Lending Pool37,217,5623.45
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
201
Long position2,330,596
Short position1,034,129
202
Long position14,332,860
Short position100,000
207
Long position25,300
Short position0
208
Long position37,217,562
Short position0

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
401
Long position10,000
Short position0
402
Long position400,400
Short position508,580
403
Long position607,365
Short position19,549
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00Y
Long position37,254,362
Short position0
J.P. Morgan Investment Management Inc.245 Park AvenueNew York (United States)JPMorgan Asset Management Holdings Inc.100.00Y
Long position930,410
Short position0
JPMorgan Asset Management Holdings Inc.270 Park AvenueNew York (United States)JPMorgan Chase & Co.100.00N
Long position14,321,360
Short position100,000
JF Asset Management Limited21st Floor Chater House 8 Connaught Road Central Hong Kong (Hong Kong)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position9,078,150
Short position100,000
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York, (United States)JPMorgan Asset Management Holdings Inc.100.00N
Long position11,721,950
Short position100,000
JPMorgan Asset Management (Singapore) Limited168 Robinson Road 17th Floor, Capital Tower Singapore 068912 (Singapore)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position2,500,000
Short position0
JPMorgan Asset Management (Taiwan) Limited3/F.,No.65 and 17/F, No. 65, 67and 69 Tun Hwa S. Road Sec. 2 Taipei (Taiwan)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position81,300
Short position0
JPMorgan Asset Management (UK) Limited 125 London Wall Co. No.01161446 London (England)JPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position1,669,000
Short position0
JPMorgan Asset Management Holdings (UK) Limited125 London Wall Reg No.2218729 London (England) JPMorgan Asset Management International Limited100.00N
Long position1,669,000
Short position0
JPMorgan Asset Management International Limited125 London Wall Reg No.4194548 London (England) JPMorgan Asset Management Holdings Inc.100.00N
Long position1,669,000
Short position0
JF International Management Inc.Palm Grove House, P.O. Box 438, Road Town, Tortola (British Virgin Islands)JPMorgan Asset Management (Asia) Inc. 100.00Y
Long position62,500
Short position0
J.P. Morgan Whitefriars Inc.500 Stanton Christiana Road, Newark, Delaware, USA (United States)J.P. Morgan Overseas Capital Corporation100.00Y
Long position1,822,896
Short position528,128
J.P. Morgan Overseas Capital Corporation500 Stanton Christiana Road Newark, Delaware (United States)J.P. Morgan International Finance Limited100.00N
Long position1,822,896
Short position528,128
J.P. Morgan International Finance Limited500 Stanton Christiana Road Newark, Delaware (United States)Bank One International Holdings Corporation100.00N
Long position2,224,596
Short position928,129
Bank One International Holdings Corporation1 Bank One Plaza Chicago, Illinois (United States)J.P. Morgan International Inc.100.00N
Long position2,224,596
Short position928,129
J.P. Morgan International Inc.270 Park Avenue New York (United States)JPMorgan Chase Bank, N.A.100.00N
Long position2,224,596
Short position928,129
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00N
Long position2,224,596
Short position928,129
J.P. Morgan Securities Ltd.125 London Wall London EC2Y 5AJ London (England)J.P. Morgan Chase International Holdings98.95Y
Long position401,700
Short position400,001
J.P. Morgan Chase International Holdings 125 London Wall London (England) J.P. Morgan Chase (UK) Holdings Limited100.00N
Long position401,700
Short position400,001
J.P. Morgan Chase (UK) Holdings Limited125 London Wall London (England)J.P. Morgan Capital Holdings Limited100.00N
Long position401,700
Short position400,001
J.P. Morgan Capital Holdings Limited125 London Wall London (England)J.P. Morgan International Finance Limited100.00N
Long position401,700
Short position400,001
J.P. Morgan Markets Limited125 London Wall London (England)Bear Stearns Holdings Limited100.00Y
Long position106,000
Short position106,000
Bear Stearns Holdings Limited125 London Wall London (England)Bear Stearns UK Holdings Limited100.00N
Long position106,000
Short position106,000
Bear Stearns UK Holdings Limited125 London Wall London (England)The Bear Stearns Companies LLC100.00N
Long position106,000
Short position106,000
The Bear Stearns Companies LLC383 Madison Avenue, New York NY 10179New York (United States)JPMorgan Chase & Co.100.00N
Long position106,000
Short position106,000

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
N.A.Addresses of individuals are not displayed.501
Long position25,300
Short position0
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 14/10/2010
(dd/mm/yyyy)
29. Number of attachments: