FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20120109000163
1. Name of listed corporation: Hong Kong Exchanges and Clearing Ltd. 
2. Stock code: 00388
3. Class of shares: Common Shares 
4. Number of issued shares in class: 1,079,906,640
5. Name of substantial shareholder: Deutsche Bank Aktiengesellschaft 
6. Registered office: Theodor-Heuss-Allee 70, 60486 Frankfurt am Main, Germany
7. Principal place of business in Hong Kong: Deutsche Bank AG, Hong Kong 52/F International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong 
13. Exchange on which listed: Deutsche Boerse and New York Stock Exchange
14. Name of listed parent and exchange on which parent is listed:  
15. Date of relevant event: 29/12/2011
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): 03/01/2012
(dd/mm/yyyy)
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position 103 201 31,607,441 HKD
Short position  113  201    31,447,583           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position112,903,46910.45
Short Position108,112,82210.01
Lending Pool1,524,8090.14
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position81,296,0287.52
Short Position76,665,2397.09
Lending Pool1,524,8090.14
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
201
Long position41,479,449
Short position40,401,762
202
Long position1,861,935
Short position0
203
Long position36,429,835
Short position36,263,477
208
Long position1,524,809
Short position0

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
401
Long position55,500
Short position80,700
404
Long position39,475,594
Short position39,463,259
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
DB Capital Markets (Deutschland) GmbHTheodor-Heuss-Allee 70, Frankfurt 60486 GermanyDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
DWS Holding & Service GmbHMainzer Landstr. 178-190, 60327 FrankfurtDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
DWS Investment GmbHMainzer Landstr. 178-190, 60327 FrankfurtDeutsche Bank Aktiengesellschaft100.00Y
Long position1,661,900
DWS Investment GmbHMainzer Landstr. 178-190, 60327 FrankfurtDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Bank Luxembourg S.A.2, Boulevard Konrad Adenauer, Luxembourg 1115Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
DWS Investment S.A., Luxemburg2, Boulevard Konrad Adenauer, Luxembourg 1115Deutsche Bank Aktiengesellschaft100.00Y
Long position36,100
Taunus Corporation1209 Orange Street, Delaware(DE), 19805, Wilmington, USA(United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Bank Americas Holding Corp.1209 Orange Street, Delaware(DE), 19805, Wilmington, USA(United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Investment Management Americas Inc.345 Park Avenue, New York, NY 10154Deutsche Bank Aktiengesellschaft100.00Y
Long position30,200
Deutsche Holdings No.4 Limited1 Great Winchester Street, Winchester House, London EC2N 2DBDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Abbey Life Assurance Company Limited1 Great Winchester Street, Winchester House, London EC2N 2DBDeutsche Bank Aktiengesellschaft100.00Y
Long position153,700
Deutsche Asset Management (Japan) Limited2-11-1 Sanno Park Tower, Nagata-cho, Chiyoda-kuDeutsche Bank Aktiengesellschaft100.00Y
Long position16,400
DB Capital Markets (Deutschland) GmbHTheodor-Heuss-Allee 70, Frankfurt 60486 GermanyDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Asset Management International GmbHMainzer Landstr. 178-190, 60327 FrankfurtDeutsche Bank Aktiengesellschaft100.00Y
Long position28,840
Deutsche Asset Management International GmbHMainzer Landstr. 178-190, 60327 FrankfurtDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Asset Management Investmentgesellschaft mbHMainzer Landstr. 178-190, 60327 FrankfurtDeutsche Bank Aktiengesellschaft100.00Y
Long position50,200
DB Capital Markets (Deutschland) GmbHTheodor-Heuss-Allee 70, Frankfurt 60486 GermanyDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Sal. Oppenheim jr. & Cie AG & Co. Kommanditgesellschaft auf AktienUnter Sachenhausen 4 50667 Koln GermanyDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Sal. Oppenheim jr. & Cie. Luxembourg S.A.4, rue Jean Monnet 2180 Luxembourg LuxemburgDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Oppenheim Asset Management Services S.a.r.l4, rue Jean Monnet 2180 Luxembourg LuxemburgDeutsche Bank Aktiengesellschaft100.00Y
Long position31,100
DB UK PCAM Holdings Limited1 Great Winchester Street, Winchester House, London EC2N 2DBDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Asset Management Group LimitedOne Appold Street, London EC2A 2UU Great BritainDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Asset Management (Korea) Company Limited33 Seorin-dong, Jongno-gu (19/F Youngpoong Building), Seoul 110-752, South KoreaDeutsche Bank Aktiengesellschaft100.00Y
Long position7,020
Taunus Corporation1209 Orange Street, Delaware(DE), 19805, Wilmington, USA(United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Bank Trust Corporation111 Eighth Avenue New York, 10011, USA (United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
MAC Investments Ltd.North Church Street, Harbour Centre, Georgetown, Grand CaymanDeutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
DB U.S. Financial Markets Holding Corporation1209 Orange Street, Delaware(DE), 19805, Wilmington, USA(United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
DB Holdings (New York), Inc.111 Eighth Avenue New York, 10011, USA (United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Leasing New York Corp.111 Eighth Avenue New York, 10011, USA (United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
DB Investment Management, Inc.1209 Orange Street, Delaware(DE), 19805, Wilmington, USA(United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
DB Funding, L.P.300 East Lombard Street, Maryland, 21202, Baltimore, USA (United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
DB Management Partners, L.P.1209 Orange Street, Delaware(DE), 19805, Wilmington, USA(United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
DB Finance Holdings, Inc.1209 Orange Street, Delaware(DE), 19805, Wilmington, USA(United States)Deutsche Bank Aktiengesellschaft100.00N
Long position2,015,635
Deutsche Bank Trust Company Americas60 Wall Street, New York, 10005, USA (United States)Deutsche Bank Aktiengesellschaft100.00Y
Long position175

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Nil  
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 06/01/2012
(dd/mm/yyyy)
29. Number of attachments: 1