FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20170524000191
1.
Name of listed corporation
:
Huaneng Renewables Corporation Ltd. - H Shares
2.
Stock code
:
00958
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
5,031,220,992
5.
Name of substantial shareholder
:
Morgan Stanley
6.
Registered office
:
1585 Broadway, New York 10036, New York, USA
7.
Principal place of business in Hong Kong
:
No place of business in Hong Kong
13.
Exchange on which listed
:
New York Stock Exchange
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
18/05/2017
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
19/05/2017
(dd/mm/yyyy)
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
106
205
205
30,372,512
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
269,922,001
5.36
Short Position
254,135,000
5.05
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
269,922,001
5.36
Short Position
254,135,000
5.05
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
269,922,001
Short position
254,135,000
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
2,796,000
Short position
2,796,000
404
Long position
64,288,000
Short position
60,002,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Morgan Stanley Capital Management, LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
100.00
N
Long position
268,890,001
Short position
254,135,000
Morgan Stanley Domestic Holdings, Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Capital Management, LLC
100.00
N
Long position
268,890,001
Short position
254,135,000
Morgan Stanley International Incorporated
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
90.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley International Incorporated
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
10.00
N
Long position
195,269,661
Short position
117,663,557
MSDW Investment Holdings (US) LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley International Incorporated
100.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
72.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
10.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley International Incorporated
18.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
MSDW Investment Holdings (US) LLC
0.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley International Limited
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Holdings Inc.
100.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley Employment Services UK Limited
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Limited
100.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley UK Group
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Limited
100.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley UK Group
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Employment Services UK Limited
0.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley Investments (UK)
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley UK Group
100.00
N
Long position
195,269,661
Short position
117,663,557
Morgan Stanley & Co. International plc
Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Investments (UK)
100.00
Y
Long position
195,269,661
Short position
117,663,557
Morgan Stanley Capital Services LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
61,842,340
Short position
53,931,241
Morgan Stanley & Co. LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
11,778,000
Short position
82,540,202
MSDW Offshore Equity Services Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
100.00
N
Long position
1,032,000
Short position
0
FUNDLOGIC SAS
61 rue de Monceau, Paris, 75008, Place of incorporation: FRANCE
MSDW Offshore Equity Services Inc.
100.00
Y
Long position
1,032,000
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
22/05/2017
(dd/mm/yyyy)
29.
Number of attachments
:
1