FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20170613000081
1.
Name of listed corporation
:
Huaneng Renewables Corporation Ltd. - H Shares
2.
Stock code
:
00958
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
5,031,220,992
5.
Name of substantial shareholder
:
UBS Group AG
6.
Registered office
:
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
7.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE 8 FINANCE STREET, CENTRAL HONG KONG
13.
Exchange on which listed
:
SIX Swiss Exchange AG
14.
Name of listed parent and exchange on which parent is listed
:
15.
Date of relevant event
:
08/06/2017
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
101
203
141,491,000
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
135,940,071
2.70
Short Position
22,078,000
0.44
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
277,431,071
5.51
Short Position
10,084,000
0.20
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
203
Long position
206,057,752
Short position
0
205
Long position
71,373,319
Short position
10,084,000
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
0
Short position
6,674,000
404
Long position
1,078,000
Short position
3,410,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
UBS AG
Bahnhofstrasse 45, 8001 Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
23,898,119
Short position
9,284,000
UBS Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
UBS Group AG
100.00
Y
Long position
136,200
Short position
0
UBS Asset Management (Deutschland) GmbH
Bockenheimer Landstrasse 2-4, 60306 Frankfurt am Main, Germany
UBS Group AG
100.00
Y
Long position
94,000
Short position
0
UBS Asset Management (Hong Kong) Ltd
45-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
UBS Group AG
100.00
Y
Long position
8,517,000
Short position
0
UBS Asset Management (Japan) Ltd
Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan
UBS Group AG
100.00
Y
Long position
44,000
Short position
0
UBS Asset Management Trust Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USA
UBS Group AG
100.00
Y
Long position
158,000
Short position
0
UBS Asset Management (UK) Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS Group AG
100.00
Y
Long position
2,176,000
Short position
0
UBS Fund Management (Luxembourg) S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
2,546,000
Short position
0
UBS Fund Management (Switzerland) AG
Brunngässlein 12, 4052 Basel, Switzerland
UBS Group AG
100.00
Y
Long position
3,462,000
Short position
0
UBS O'Connor Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS Group AG
100.00
Y
Long position
192,000
Short position
0
UBS O'Connor LLC
c/o National Corporate Research Ltd, 9 East Loockerman St, Dover DE 19901, USA
UBS Group AG
100.00
Y
Long position
25,976,000
Short position
800,000
UBS Third Party Management Company S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
3,600,000
Short position
0
UBS Gestión S.G.I.I.C., SA
María de Molina 4-3a, Madrid, Spain
UBS Group AG
100.00
Y
Long position
204,000
Short position
0
UBS Switzerland AG
Bahnhofstrasse 45, 8001 Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
370,000
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
13/06/2017
(dd/mm/yyyy)
29.
Number of attachments
: