FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20091229000122
1.
Name of listed corporation
:
Kaisa Group Holdings Ltd.
2.
Stock code
:
01638
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
5,000,000,000
5.
Name of substantial shareholder
:
RECP IV Kaisa, LLC
6.
Registered office
:
11 Madison Avenue, New York, New York 10010
7.
Principal place of business in Hong Kong
:
N/A
13.
Exchange on which listed
:
14.
Name of listed parent and exchange on which parent is listed
:
15.
Date of relevant event
:
09/12/2009
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
24/12/2009
(dd/mm/yyyy)
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
108
201
77,635,783
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
3,791,570,651
75.83
Short Position
715,688,491
14.31
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
3,791,570,651
75.83
Short Position
715,688,491
14.31
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
201
Long position
77,635,783
211
Long position
3,713,934,868
Short position
715,688,491
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
565,688,491
Short position
715,688,491
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Nil
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Da Chang Investment Company Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
1,136,081,824
Da Feng Investment Company Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
1,170,508,544
Da Zheng Investment Company Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
1,136,081,824
Baytree Investments (Mauritius) Pte Ltd
International Management (Mauritius) Limited, Les Cascades Building, Les Cascades Building, Edith Cavell Street, Port Louis, Mauritius
366,107,789
Carlyle Asia Growth Partners III, L.P.
Addresses of individuals are not displayed.
140,206,055
CAGP III Co-Investment, L.P.
Addresses of individuals are not displayed.
6,237,060
Longhill Holding Company Limited
c/o Walkers Corporate Services Limited, Walker House, 87 Mary Street, Box 908GT, George Town, Grand Cayman, Cayman Islands
219,664,673
Forum Asia Realty Income II, L.P.
Addresses of individuals are not displayed.
28,858,252
PMA Credit Opportunities Fund
Addresses of individuals are not displayed.
27,420,534
Diversified Asian Strategies Fund
Addresses of individuals are not displayed.
29,694,013
PMA Focus Fund
Addresses of individuals are not displayed.
8,112,863
PMA Temple Fund
Addresses of individuals are not displayed.
15,901,210
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
4,441,359,741
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
28/12/2009
(dd/mm/yyyy)
29.
Number of attachments
:
2