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Form Serial No: |
CS20150708000047 |
| 1.
Name of listed corporation: |
Legend Holdings Corporation - H Shares |
| 2.
Stock code: |
03396 |
| 3.
Class of shares: |
H Shares |
| 4.
Number of issued shares in class: |
388,238,400 |
| 5.
Name of substantial shareholder: |
China International Capital Corporation (Hong Kong) Limited |
| 6.
Registered office: |
29th Floor, One International Finance, Centre, 1 Harbour View street, Central, Hong Kong |
| 7.
Principal place of business in Hong Kong: |
n/a |
| 13.
Exchange on which listed: |
N/A |
| 14.
Name of listed parent and exchange on which parent is listed: |
N/A |
| 15.
Date of relevant event: |
29/06/2015
(dd/mm/yyyy)
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| 16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
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| 17.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
|
Long position |
109 |
|
205 |
19,667,310 |
HKD |
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|
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| Short position |
111 |
|
205 |
15,478,000 |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 0 | 0.00 |
| Short Position | 0 | 0.00 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 19,667,310 | 5.07 |
| Short Position | 15,478,000 | 3.99 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Code describing capacity | Number of shares |
| 205 | | Long position | 19,667,310 | | Short position | 15,478,000 |
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| 21.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| 403 | |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| China International Capital Corporation Hong Kong Securities Limited | 29/F., One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | China International Capital Corporation (Hong Kong) Limited | 100.00 | Y | | Long position | 19,287,310 | | Short position | 15,478,000 |
|
| CICC Investment Group Compnay Limited | 3rd Floor, Omar Hodge Building, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands | China International Capital Corporation Hong Kong Securities Limited | 100.00 | N | |
| CICC Growth Capital Fund GP, Ltd. | PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | CICC Investment Group Compnay Limited | 100.00 | N | |
| CICC Growth Capital Fund GP, L.P. | PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | CICC Growth Capital Fund GP, Ltd. | 50.00 | N | |
| CICC Growth Capital Fund I, L.P. | PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | CICC Growth Capital Fund GP, L.P. | 0.18 | N | |
| Pearl Ever Group Limited | P.O. Box 957, Offshore Incorporations Center, Road Town, Tortola, British Virgin Islands | CICC Growth Capital Fund I, L.P. | 100.00 | Y | |
| China International Capital Corporation Hong Kong Asset Management Limited | 29/F., One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | China International Capital Corporation (Hong Kong) Limited | 100.00 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 25.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | % |
| Nil | | | |
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| 27.
Date of filing this Form 2: |
07/07/2015
(dd/mm/yyyy)
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| 29.
Number of attachments: |
0 |
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